NOT DESIGNATED FOR PUBLICATION
STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
12-1096
IN THE MATTER OF THE
PROFESSIONAL LIABILITY CLAIM
OF ALPHIE RIDEAUX
**********
APPEAL FROM THE FIFTEENTH JUDICIAL DISTRICT COURT PARISH OF LAFAYETTE, NO. 2011-5312 HONORABLE EDWARD D. RUBIN, DISTRICT JUDGE
JOHN D. SAUNDERS JUDGE
Court composed of Sylvia R. Cooks, John D. Saunders, and Jimmie C. Peters, Judges.
AFFIRMED.
Alan K. Breaud Timothy W. Basden Breaud & Meyers P. O. Drawer 3448 Lafayette, LA 70502 (337) 266-2200 COUNSEL FOR DEFENDANT/APPELLEE: Bruce A. Jones, M.D. Gregory Bryan Dean Dean Law Office P. O. Drawer 280 Opelousas, LA 70571-0280 (337) 942-5111 COUNSEL FOR PLAINTIFF/APPELLANT: Alphie Ribeaux
James Steven Gates Morrow, Gates, & Morrow, L.L.C. P. O. Drawer 219 Opelousas, LA 70571-0219 (337) 942-6529 COUNSEL FOR PLAINTIFF/APPELLANT: Alphie Ribeaux SAUNDERS, J.
This case involves the timeliness of a medical malpractice complaint.
Plaintiff filed a complaint and failed to include the necessary filing fee for two
named defendants. The trial court granted defendant’s peremptory exception of
prescription due to a lack of interruption based on the absence of the necessary
filing fee. Plaintiff appeals.
FACTS AND PROCEDURAL HISTORY
On June 27, 2008, Plaintiff-Appellant, Alphie Rideaux (“Rideaux”), was
admitted to Lafayette General Medical Center (“Lafayette General”) and
underwent a procedure for micro-valve prolapse, which was performed by Dr.
Bruce A. Jones (“Dr. Jones”). On June 29, 2009, Rideaux mailed and faxed,
through her attorney, a request for a medical review panel. The medical
malpractice complaint (“the complaint”) was received by the Louisiana Patient
Compensation Fund (“the LPCF”) on July 1, 2009, and was entitled “Alphie
Rideaux v. Bruce A. Jones, M.D. and Lafayette General Medical Center.” The
complaint alleged medical malpractice on the part Dr. Jones and Lafayette General,
which occurred between June 27, 2008 and July 4, 2008. Rideaux tendered
$100.00 as a filing fee with the complaint.1
On July 6, 2009, the LPCF mailed a confirmation of receipt of the filing of
the complaint to Rideaux’s counsel. The confirmation advised Rideaux that the
filing fee of $100.00 was insufficient as the complaint named two defendants and,
therefore, the correct filing fee was $200.00. The confirmation also notified
Rideaux that if the appropriate filing fee was not paid within forty-five days of the
1 Under La.R.S. 40-1299.47(A)(1)(c), the filing fee for the initiation of a malpractice claim with the LPCF is “one hundred dollars per named defendant.” date of the confirmation notice, the filing of the complaint would be without
effect.2
Under La.R.S. 40:1299.47(A)(1)(e), the failure to pay the appropriate filing
fee within the forty-five day period renders the original filing invalid and without
effect. Furthermore, the request for a review panel does not interrupt prescription
if the claimant fails to pay the appropriate filing fee. Id.
On September 15, 2009, the LPCF mailed a notice to Rideaux’s counsel that
the complaint was invalid and without effect due to the failure to pay the
appropriate filing fee of $200.00 within forty-five days (August 20, 2009) of the
mailing of the confirmation of receipt for request for review.
On June 17, 2010, counsel of Rideaux notified the LPCF that he desired to
dismiss the claim against Lafayette General Medical Center. The LPCF, on July
19, 2011, sent correspondence to Rideaux’s counsel advising it would commence a
review panel proceeding involving only the claim against Dr. Jones. The LPCF
further acknowledged that Lafayette General was dismissed and that the earlier
invalidation of Rideaux’s claim was rescinded.
After the LPCF began the process of convening a review panel, Dr. Jones
filed a petition to have a docket number assigned in the Fifteenth Judicial District
for the purpose of asserting an exception of prescription. Immediately after the
docket number was assigned, Dr. Jones filed a peremptory exception of
prescription.
The peremptory exception of prescription came before the trial court on
February 13, 2012. The trial court granted the exception and dismissed all claims.
Rideaux appeals. 2 The forty-five day period discussed in the confirmation of receipt is established in La. R.S. 40:1299.47(A)(1)(c), which provides that the filing fee of $100.00 per defendant must be paid within “forty-five days from the mailing date of the confirmation of receipt of the request for review.” 2 ASSIGNMENT OF ERROR
Rideaux appeals the decision of the trial court dismissing her claim based on
the assertions that the LPCF rescinded its invalidity notice and reinstated the panel
and because Rideaux dismissed one potential defendant and decided to solely
proceed against Dr. Jones.
LAW AND ANALYSIS
Medical malpractice claims must be brought within one year of the date of
the alleged negligent treatment. La.R.S. 9:5628(A). In order to interrupt
prescription, a claimant in a medical malpractice action must file a request with the
Division of Administration to convene a medical review panel. This claim is
deemed to be filed on the date the request is received by the Division of
Administration. La.R.S. 40:1299.47(A)(2)(b).
The filing fee for a request for a medical review panel is set by statute.
Under La.R.S. 40:1299.47(A)(1)(c), the filing fee for the initiation of a malpractice
claim is “one hundred dollars per named defendant.” This filing fee of one
hundred dollars per named defendant must be paid within forty-five days “from the
mailing date of the confirmation of receipt of the request for review.” La.R.S.
40:1299.47(A)(1)(c).
A “confirmation of receipt,” issued by the LPCF following the filing of a
request for review, has certain requirements. Under La.R.S. 40:1299.47(A)(3), the
confirmation must comply with the following:
It shall be the duty of the board within fifteen days of the receipt of the claim by the board to:
(a) Confirm to the claimant by certified mail, return receipt requested, that the filing has been officially received and whether or not the named defendant or defendants have qualified under this Part.
3 (b) In the confirmation to the claimant pursuant to Subparagraph (a) of this Paragraph, notify the claimant of the amount of the filing fee due and the time frame within which such fee is due to the board, and that upon failure to comply with the provisions of Subparagraph (1)(c) or (d) of this Subsection, the request for review of a malpractice claim is invalid and without effect and that the request shall not suspend the time within which suit must be instituted in Subparagraph (2)(a) of this Subsection.
(c) Notify all named defendants by certified mail, return receipt requested, whether or not qualified under the provisions of this Part, that a filing has been made against them and request made for the formation of a medical review panel; and forward a copy of the proposed complaint to each named defendant at his last and usual place of residence or his office.
If, within forty-five days after the LPCF sends a confirmation in accordance
with the foregoing requirements, the claimant fails to pay the full filing fee, the
request for review panel is invalid and without effect. More importantly, the filing
of a complaint does not interrupt prescription if the claimant fails to pay the
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NOT DESIGNATED FOR PUBLICATION
STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
12-1096
IN THE MATTER OF THE
PROFESSIONAL LIABILITY CLAIM
OF ALPHIE RIDEAUX
**********
APPEAL FROM THE FIFTEENTH JUDICIAL DISTRICT COURT PARISH OF LAFAYETTE, NO. 2011-5312 HONORABLE EDWARD D. RUBIN, DISTRICT JUDGE
JOHN D. SAUNDERS JUDGE
Court composed of Sylvia R. Cooks, John D. Saunders, and Jimmie C. Peters, Judges.
AFFIRMED.
Alan K. Breaud Timothy W. Basden Breaud & Meyers P. O. Drawer 3448 Lafayette, LA 70502 (337) 266-2200 COUNSEL FOR DEFENDANT/APPELLEE: Bruce A. Jones, M.D. Gregory Bryan Dean Dean Law Office P. O. Drawer 280 Opelousas, LA 70571-0280 (337) 942-5111 COUNSEL FOR PLAINTIFF/APPELLANT: Alphie Ribeaux
James Steven Gates Morrow, Gates, & Morrow, L.L.C. P. O. Drawer 219 Opelousas, LA 70571-0219 (337) 942-6529 COUNSEL FOR PLAINTIFF/APPELLANT: Alphie Ribeaux SAUNDERS, J.
This case involves the timeliness of a medical malpractice complaint.
Plaintiff filed a complaint and failed to include the necessary filing fee for two
named defendants. The trial court granted defendant’s peremptory exception of
prescription due to a lack of interruption based on the absence of the necessary
filing fee. Plaintiff appeals.
FACTS AND PROCEDURAL HISTORY
On June 27, 2008, Plaintiff-Appellant, Alphie Rideaux (“Rideaux”), was
admitted to Lafayette General Medical Center (“Lafayette General”) and
underwent a procedure for micro-valve prolapse, which was performed by Dr.
Bruce A. Jones (“Dr. Jones”). On June 29, 2009, Rideaux mailed and faxed,
through her attorney, a request for a medical review panel. The medical
malpractice complaint (“the complaint”) was received by the Louisiana Patient
Compensation Fund (“the LPCF”) on July 1, 2009, and was entitled “Alphie
Rideaux v. Bruce A. Jones, M.D. and Lafayette General Medical Center.” The
complaint alleged medical malpractice on the part Dr. Jones and Lafayette General,
which occurred between June 27, 2008 and July 4, 2008. Rideaux tendered
$100.00 as a filing fee with the complaint.1
On July 6, 2009, the LPCF mailed a confirmation of receipt of the filing of
the complaint to Rideaux’s counsel. The confirmation advised Rideaux that the
filing fee of $100.00 was insufficient as the complaint named two defendants and,
therefore, the correct filing fee was $200.00. The confirmation also notified
Rideaux that if the appropriate filing fee was not paid within forty-five days of the
1 Under La.R.S. 40-1299.47(A)(1)(c), the filing fee for the initiation of a malpractice claim with the LPCF is “one hundred dollars per named defendant.” date of the confirmation notice, the filing of the complaint would be without
effect.2
Under La.R.S. 40:1299.47(A)(1)(e), the failure to pay the appropriate filing
fee within the forty-five day period renders the original filing invalid and without
effect. Furthermore, the request for a review panel does not interrupt prescription
if the claimant fails to pay the appropriate filing fee. Id.
On September 15, 2009, the LPCF mailed a notice to Rideaux’s counsel that
the complaint was invalid and without effect due to the failure to pay the
appropriate filing fee of $200.00 within forty-five days (August 20, 2009) of the
mailing of the confirmation of receipt for request for review.
On June 17, 2010, counsel of Rideaux notified the LPCF that he desired to
dismiss the claim against Lafayette General Medical Center. The LPCF, on July
19, 2011, sent correspondence to Rideaux’s counsel advising it would commence a
review panel proceeding involving only the claim against Dr. Jones. The LPCF
further acknowledged that Lafayette General was dismissed and that the earlier
invalidation of Rideaux’s claim was rescinded.
After the LPCF began the process of convening a review panel, Dr. Jones
filed a petition to have a docket number assigned in the Fifteenth Judicial District
for the purpose of asserting an exception of prescription. Immediately after the
docket number was assigned, Dr. Jones filed a peremptory exception of
prescription.
The peremptory exception of prescription came before the trial court on
February 13, 2012. The trial court granted the exception and dismissed all claims.
Rideaux appeals. 2 The forty-five day period discussed in the confirmation of receipt is established in La. R.S. 40:1299.47(A)(1)(c), which provides that the filing fee of $100.00 per defendant must be paid within “forty-five days from the mailing date of the confirmation of receipt of the request for review.” 2 ASSIGNMENT OF ERROR
Rideaux appeals the decision of the trial court dismissing her claim based on
the assertions that the LPCF rescinded its invalidity notice and reinstated the panel
and because Rideaux dismissed one potential defendant and decided to solely
proceed against Dr. Jones.
LAW AND ANALYSIS
Medical malpractice claims must be brought within one year of the date of
the alleged negligent treatment. La.R.S. 9:5628(A). In order to interrupt
prescription, a claimant in a medical malpractice action must file a request with the
Division of Administration to convene a medical review panel. This claim is
deemed to be filed on the date the request is received by the Division of
Administration. La.R.S. 40:1299.47(A)(2)(b).
The filing fee for a request for a medical review panel is set by statute.
Under La.R.S. 40:1299.47(A)(1)(c), the filing fee for the initiation of a malpractice
claim is “one hundred dollars per named defendant.” This filing fee of one
hundred dollars per named defendant must be paid within forty-five days “from the
mailing date of the confirmation of receipt of the request for review.” La.R.S.
40:1299.47(A)(1)(c).
A “confirmation of receipt,” issued by the LPCF following the filing of a
request for review, has certain requirements. Under La.R.S. 40:1299.47(A)(3), the
confirmation must comply with the following:
It shall be the duty of the board within fifteen days of the receipt of the claim by the board to:
(a) Confirm to the claimant by certified mail, return receipt requested, that the filing has been officially received and whether or not the named defendant or defendants have qualified under this Part.
3 (b) In the confirmation to the claimant pursuant to Subparagraph (a) of this Paragraph, notify the claimant of the amount of the filing fee due and the time frame within which such fee is due to the board, and that upon failure to comply with the provisions of Subparagraph (1)(c) or (d) of this Subsection, the request for review of a malpractice claim is invalid and without effect and that the request shall not suspend the time within which suit must be instituted in Subparagraph (2)(a) of this Subsection.
(c) Notify all named defendants by certified mail, return receipt requested, whether or not qualified under the provisions of this Part, that a filing has been made against them and request made for the formation of a medical review panel; and forward a copy of the proposed complaint to each named defendant at his last and usual place of residence or his office.
If, within forty-five days after the LPCF sends a confirmation in accordance
with the foregoing requirements, the claimant fails to pay the full filing fee, the
request for review panel is invalid and without effect. More importantly, the filing
of a complaint does not interrupt prescription if the claimant fails to pay the
appropriate filing fee. Louisiana Revised Statutes 40:1399.47(A)(1)(e) provides:
Failure to comply with the provisions of Subparagraph (c) or (d) of this Paragraph within the specified forty-five day time frame in Subparagraph (c) of this Paragraph shall render the request for review of a malpractice claim invalid and without effect. Such an invalid request for review of a malpractice claim shall not suspend time within which suit must be instituted in Subparagraph (2)(a) of this Subsection.
In the present case, the complaint was filed with the Division of
Administration on July 1, 2009, complaining of alleged medical malpractice
occurring almost one year earlier, between June 27, 2008 and July 4, 2008. The
complaint named two defendants, but only tendered a one-hundred-dollar filing fee.
The LPCF mailed confirmation, which complied with La.R.S.
40:1299.47(A)(3), to counsel for Rideaux on July 6, 2009. The confirmation
advised counsel that the filing fee was deficient and that if the appropriate fee was
not paid within forty-five days, the filing would be without effect. The forty-five
4 day deadline passed on August 20, 2009. Despite the statutory requirements and
the notice, Rideaux failed to tender the appropriate filing fee on or before the
deadline.
In In Re Ouder, 07-1266, p. 12 (La.App. 1 Cir. 05/02/08), 991 So.2d 58, 66,
the court noted,
The statute could not be more clear: failure to pay the filing fees within the allotted time period shall render the request for review of a malpractice claim invalid and without effect, and such an invalid request shall not suspend the time within which suit must be instituted.
In the present case, it is undisputed that the complaint named two defendants and
that the required filing fee was two hundred dollars. Rideaux failed to pay the
appropriate fee. She was notified of this failure by the LPCF, which also notified
her that failure to remit the appropriate fee within forty-five days would render her
filing invalid. Despite the clear and unequivocal notice, Rideaux failed to pay the
filing fee prior to the deadline. Accordingly, prescription was not interrupted and
Rideaux’s claim prescribed.
Therefore, the July 1, 2009 complaint did not interrupt prescription.
Rideaux did not take any step to attempt to address this issue until June 17, 2010.
The trial court correctly ruled that Rideaux’s claim was prescribed.
CONCLUSION
The attempt to revive the medical malpractice claim on June 17, 2010, was
not timely. The appropriate filing fee was not paid within forty-five days of the
confirmation of receipt of the complaint, which made the complaint invalid and
without effect. The filing of the complaint did not interrupt prescription for the
alleged medical malpractice, which occurred between June 27, 2008 and July 4,
2008. The claim prescribed one year after the alleged malpractice. Whatever
claims Rideaux may have had against Dr. Jones have prescribed. 5 Costs of this appeal are assessed to Rideaux.