In the Matter of the Estate of: Lawrence D. Goldberg

Court of Appeals of Washington·Decided November 4, 2021·No. 37986-8·Unpublished

Opinion

FILED

NOVEMBER 4, 2021

In the Office of the Clerk of Court WA State Court of Appeals, Division III

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON DIVISION THREE

In the Matter of the Estate of )

) No. 37986-8-III LAWRENCE D. GOLDBERG. )

)

) UNPUBLISHED OPINION )

SIDDOWAY, J. — Following a one-day evidentiary hearing of a TEDRA1 petition challenging the validity of a will allegedly executed by Lawrence D. Goldberg, the trial court found it had not been executed in accordance with required formalities and was invalid.

Jennifer Allen, the sole beneficiary and designated personal representative under the will, appeals. She reprises an argument she made for the first time four months after trial: that evidence of unsworn statements by the only surviving individual who allegedly witnessed the will, on which the trial court relied, could be considered only for impeachment. The result, she argues, is that the evidence is insufficient to support the trial court’s findings. As ruled by the trial court when the argument was raised, an objection that the evidence was hearsay and admissible only for impeachment purposes was waived. For that reason, and because any error in other factual findings she

1 Trust and Estate Dispute Resolution Act, chapter 11.96A RCW.

In re Estate of Goldberg

challenges are immaterial, the trial court’s order invalidating the December 2014 will is affirmed.

FACTS AND PROCEDURAL BACKGROUND Lawrence D. Goldberg died on September 22, 2018. Several weeks later, Rachael Goldberg, Dr. Goldberg’s daughter, filed a petition for letters of administration and for an order granting nonintervention powers. Her petition alleged on information and belief that Dr. Goldberg died intestate. It alleged that he was survived by three children: herself, and two surviving sons. Letters of administration were entered on October 12.

Less than two weeks later, Jennifer Allen moved the probate court to revoke the letters of administration based on a will that she alleged Dr. Goldberg executed several years earlier, on December 18, 2014. Her declaration in support of the motion stated she had known Dr. Goldberg for approximately nine years, and the two were roommates for three and a half years. The will, which she filed, expressly disinherited Dr. Goldberg’s two sons, but made no mention of Rachael. Ms. Allen questioned whether Rachael was Mr. Goldberg’s daughter, stating that Mr. Goldberg never told her he had a daughter.

The will filed by Ms. Allen was witnessed by Tracy Potter and Betty Jo Potter, who lived near Ms. Allen. Betty Jo was Tracy Potter’s elderly mother. The Potters lived together on acreage where they boarded horses. Ms. Allen boarded horses at the Potters’ property.

In re Estate of Goldberg

The will was not self-proved by an affidavit signed at the time of its execution. To address that deficiency, Ms. Allen obtained a two-page declaration from the Potters after Dr. Goldberg’s death. The Potters signed this supplemental declaration the day before Ms. Allen filed it with the court. The supplemental declaration states that on the December 18, 2014 date of “the attached will of Lawrence David Goldberg” the Potters were present when Dr. Goldberg signed the will and asked that they act as witnesses, and they signed the will as witnesses at that time. Clerk’s Papers (CP) at 37. No will was attached to the supplemental declaration.

One of Mr. Goldberg’s sons, Cole Goldberg, objected to Ms. Allen’s motion and sought appointment as a co-personal representative with his sister. He also filed a TEDRA action.

The trial court admitted the December 2014 will to probate shortly after Ms. Allen filed it, but its order interlineated a notation that the will was being admitted as Mr. Goldberg’s “presumptive” last will and testament. CP at 132. The court appointed a professional fiduciary to serve as personal representative rather than Ms. Allen. It entered a preliminary injunction freezing the assets of Mr. Goldberg’s estate.

The parties stipulated to consolidate the TEDRA action with the probate. In a first amended TEDRA petition filed in March 2019, Rachael and Cole Goldberg contested the validity of the will, alleging (1) it failed to comply with the requirements of RCW 11.12.020, (2) fraud, (3) lack of testamentary capacity, (4) the will was the product of

In re Estate of Goldberg

Ms. Allen’s undue influence, and (4) Ms. Allen engaged in the unauthorized practice of law.

Before the Goldbergs filed the amended TEDRA petition, their lawyers had hired a private investigator, John Visser, to interview the Potters about their involvement in the execution of the will and the supplemental declaration. On an afternoon in January 2019, Mr. Visser traveled to the Potter residence, where Tracy Potter answered the front door. According to Mr. Visser, he told Mr. Potter who he was, that he was working for the Goldbergs, and that he wanted to ask Mr. Potter and his mother to verify documents signed in 2014 and determine whether Dr. Goldberg was present when they were signed. Mr. Potter agreed to speak with Mr. Visser but said his mother was medicated for a recent hip injury and would not be able to answer his questions.

Because Ms. Potter was resting, the two men stepped outside to talk. Mr. Visser used the trunk of his car as a makeshift desk, on which he placed his laptop in order to show Mr. Potter copies of the will and the signed page of the declaration completed after Mr. Goldberg’s death. He would later describe Mr. Potter as “very friendly and very nice and cooperative . . . there was no objections to chatting with me in any way.” Report of Proceedings (RP) (Trial) 2 at 59.

2 Several separately paginated reports of proceedings are included in the record on appeal. The report of the evidentiary hearing is referred to as “RP (Trial).” The reports of posttrial hearings are identified by the hearing date.

In re Estate of Goldberg

With Mr. Potter’s permission, the interview was recorded using Mr. Visser’s telephone, and a transcript of the interview was later admitted by stipulation at the TEDRA hearing. It reflects the following questions and answers about Mr. Potter’s signature witnessing the will:

[MR. VISSER]: I’m out here with Tracy Potter. Tracy Potter’s outside with me looking at some signature that’s a testation clause that indicates something about a last will and testament. And it’s a signature that has Tracy’s signature and Betty’s signature.

MR. POTTER: Yeah.

....

MR. VISSER: Did you sign that?

MR. POTTER: Yes.

MR. VISSER: Who brought you this form to sign?

MR. POTTER: Jennifer.

Ex. 4 (interview transcript), at 2-3.

Moments into the interview, Ms. Allen and her husband arrived at the Potter residence, saw Mr. Visser speaking with Mr. Potter, and parked behind Mr. Visser’s car. Mr. Potter later explained to Mr. Visser that Ms. Allen came to the property daily to take care of her horse. At the TEDRA hearing, Mr. Visser described Ms. Allen’s demeanor when she disembarked from the car and approached the men as anxious and annoyed. She questioned Mr. Visser about who he was and why he was speaking to Mr. Potter. When Mr. Visser identified himself as an investigator and said, “[I]t’s . . . probably not appropriate for you guys to stand here while I’m talking to him about something that has

In re Estate of Goldberg

to do with this whole case,” Ms. Allen protested that Mr. Potter had already been to court and had told the Goldbergs’ lawyers what he knew. Ex. 4, at 5. But she and her husband acceded to Mr. Visser’s request for privacy and left for the horse barn down the hill.

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