In the Matter of the Correction Orders Issued to the Wealshire of Bloomington

CourtCourt of Appeals of Minnesota
DecidedFebruary 14, 2024
Docketa230678
StatusPublished

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In the Matter of the Correction Orders Issued to the Wealshire of Bloomington, (Mich. Ct. App. 2024).

Opinion

STATE OF MINNESOTA IN COURT OF APPEALS A23-0678

In the Matter of the Correction Orders Issued to the Wealshire of Bloomington.

Filed February 14, 2024 Affirmed Connolly, Judge

Minnesota Department of Health File No. 5-0900-37951

John P. Brendel, Brendel and Zinn, Ltd., St. Paul, Minnesota (for relator the Wealshire of Bloomington)

Keith Ellison, Attorney General, Kevin Jonassen, Assistant Attorney General, St. Paul, Minnesota (for respondent department of health)

Considered and decided by Connolly, Presiding Judge; Reyes, Judge; and Hooten,

Judge.

SYLLABUS

An assisted living facility, as defined under Minn. Stat. § 144G.08, subd. 7 (2022),

is not relieved of its obligations to a resident under Minnesota Statutes chapter 144G when

a hospice provider, as defined in Minn. Stat. § 144A.75, subd. 5 (2022), begins providing

hospice services to that resident.

 Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to Minn. Const. art. VI, § 10. OPINION

CONNOLLY, Judge

In this certiorari appeal, relator challenges the commissioner’s determination that

relator violated both Minn. Stat. § 144G.91, subd. 4 (2022), by failing to provide

appropriate care to a resident; and Minn. Stat. § 144G.91, subd. 8 (2022), by committing

maltreatment under Minn. Stat. § 626.5572, subds. 15, 17 (2022). We affirm.

FACTS

Relator, The Wealshire Bloomington,1 operates an assisted-living facility pursuant

to a license issued by respondent Minnesota Department of Health. In March 2019, A.A.—

a vulnerable adult—was seen twice in an emergency room: first, after falling three times

in one hour, and second, after falling and lacerating her knee. See Minn. Stat. § 626.5572,

subd. 21(a) (2022) (defining “vulnerable adult”). After suffering a stroke in May of the

same year, A.A. was admitted to a transitional-rehabilitation center. Later that month, A.A.

became a resident at relator’s facility to receive long-term care. A.A. had many ailments,

including dementia, osteoarthritis, and a history of falling. Thus, relator’s director of

nursing services, E.J., determined that it was in A.A.’s best interests to stay in a level-four-

housing unit, which offered the most staff supervision.

A.A. was non-ambulatory, paralyzed on her left side, wheelchair bound, and

required assistance from relator’s staff for all activities of daily living. At first, relator

implemented various interventions to mitigate the risk of A.A. falling, including a Tabs

1 While the title does not change in consequence of the appeal, we use relator’s name as stated in its brief.

2 alarm,2 bedrails, a Hoyer lift,3 a wheelchair, lowering A.A.’s bed to the floor, depression

medication, and behavior charting. But A.A. often removed her Tabs alarm and attempted,

unsuccessfully, to get herself out of bed.

In 2019, A.A. fell six times while in relator’s care. In 2020, she fell four times—

each time near her bed. On March 18, 2021, A.A. fell getting out of bed, broke her leg,

and was transferred to the hospital for surgery. Afterward, A.A.’s family contracted with

a hospice provider for additional services. The hospice provider implemented a winged

mattress to mitigate A.A.’s risk of falling out of bed.

On August 1, 2021, A.A. fell again while getting out of bed. She was hospitalized

for severe leg fractures. Complications from the fractures resulted in her death ten days

later.

Following A.A.’s death, respondent’s special investigator (the investigator)

completed a survey of relator’s facility to determine whether it had complied with chapter

144G of the Minnesota Statutes and Minn. Stat. § 626.557 (2022) (Vulnerable Adults Act).

The investigator interviewed relator’s staff and A.A.’s family members, conducted a site

visit, examined A.A.’s medical records, and reviewed relator’s policies and procedures.

The investigator found that A.A.’s “medical record[s] indicated a pattern of

behavior over several months of her repeatedly climbing out of bed, which then led to

falls,” and that relator “did not address these safety concerns with any new interventions.”

2 A Tabs alarm clips to the back of a patient’s shirt. When the clip is removed, it sounds in the room of the patient, notifying staff that a patient is moving. 3 A Hoyer lift is a machine, operated by one or two people, that assists a caregiver with moving a patient in and out of bed.

3 She noted that A.A.’s care card in place at the time of A.A.’s last fall, did not label A.A.

as a high fall risk, indicate A.A.’s history of attempting to climb out of bed, or list

interventions to address these issues.

The investigator found that relator violated Minn. Stat. § 144G.91, subd. 4,

(providing residents have a right to appropriate care and services), because it “failed to

create and implement new fall interventions” to address A.A.’s falls. The investigator

determined that this conduct constituted maltreatment by neglect, which resulted in A.A.’s

death, violating Minn. Stat. § 144G.91, subd. 8 (establishing residents’ rights to be free

from maltreatment). See Minn. Stat. § 626.5572, subd. 17 (defining neglect). Respondent

imposed a $5,000 fine for each violation. Relator requested a hearing, contesting both

violations.

In July 2022, the parties appeared for a two-day contested hearing at the Office of

Administrative Hearings. The Administrative Law Judge (ALJ) heard testimony from

three witnesses: the investigator, one of relator’s certified nursing assistants, and E.J.

The investigator’s testimony was consistent with her survey. She explained that

A.A. had a service plan that detailed the cost of the services she received from relator.

A.A.’s service plan was to be updated when a change in condition required new services,

including changes such as falling or entering hospice. The investigator testified that relator

provided A.A.’s service plans from January 28, 2020, and September 14, 2020. But,

despite A.A. falling on January 20, February 15, and April 10 of that year, her service plans

lacked any new interventions. The investigator also testified that relator’s staff told her

4 that any updated fall-intervention plans would be noted in A.A.’s “care cards.” Neither of

the care cards provided to the investigator reflected any changes to A.A.’s plans.

Relator also provided the investigator with two Resident Monitoring Visit Notes,

used to document fall risk assessments. The March 18, 2021, note reflected that A.A.’s

mobility/transfer services were reviewed, but no “problems” or “follow up” information

was provided. Similarly, the August 3, 2021, note did not list any “problems” or “follow

up.” E.J. testified that this was because A.A. was admitted to the hospital after both falls,

and that relator noted new interventions only after a resident returned to the facility. E.J.

later testified that, in her opinion, relator had not committed maltreatment.

In December 2022, the ALJ issued his Findings of Fact, Conclusions of Law, and

Recommendation in which he recommended that the commissioner of health (the

commissioner) affirm respondent’s findings of noncompliance. The ALJ reasoned that

relator should have taken additional and more effective steps to address A.A.’s falls,

including by implementing the floor mats used for other residents. The ALJ also

recommended upholding the $5,000 fine for maltreatment resulting in death but rescinding

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