In the Matter of Sechler v. Furtado, Unpublished Decision (5-4-1999)

CourtOhio Court of Appeals
DecidedMay 4, 1999
DocketNos. 98AP-968, 98AP-1223, 98AP-1128, 98AP-1107
StatusUnpublished

This text of In the Matter of Sechler v. Furtado, Unpublished Decision (5-4-1999) (In the Matter of Sechler v. Furtado, Unpublished Decision (5-4-1999)) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In the Matter of Sechler v. Furtado, Unpublished Decision (5-4-1999), (Ohio Ct. App. 1999).

Opinion

The case before us involves several appeals from certain judgments of the Franklin County Court of Common Pleas, Probate Division, involving matters relating to the guardianship of Judith A. Sechler. The appeals have been consolidated for our review.

The guardianship of Ms. Sechler began in 1990. In October 1991, Anne Robbins was appointed successor guardian of Ms. Sechler's estate and person. A concealment of assets action was filed by Ms. Robbins against Lorraine Furtado, the attorney for a former guardian.

On May 28, 1993, the probate court filed a judgment entry, finding Ms. Furtado guilty of embezzling assets belonging to Ms. Sechler's guardianship. Ms. Furtado was ordered to pay the guardianship $27,902.72. The probate court also indicated Ms. Robbins would recover the costs of the action, including attorney fees.

On June 19, 1995, the probate court granted Ms. Furtado attorney fees and agreed to allow an offset of such fees from the judgment against Ms. Furtado. Ms. Robbins resigned as guardian on July 28, 1995. On August 8, 1995, George Sheehan, Ms. Robbins' attorney, was granted attorney fees of $4,319.55 for services rendered as a direct benefit to Ms. Sechler. Rita Market was appointed guardian of Ms. Sechler's person only because of a conflict among family members, Ms. Furtado and Ms. Market. Attorney R. Douglas Wrightsel was appointed as guardian of the estate.

In the meantime, an appeal was filed by Ms. Furtado from the concealment/embezzlement judgment against her. As a result of settlement negotiations involving Ms. Robbins, Ms. Furtado, Mr. Sheehan, Leslie I. Sechler, M.D., and Mary Ellen Potter (Ms. Sechler's brother and sister, respectively), a settlement agreement was reached. This court approved the settlement agreement and remanded the matter to the probate court to approve it and file an agreed judgment entry.

On August 29, 1995, an agreed judgment entry was journalized which, among other things, approved the settlement agreement and incorporated such, in full, into the agreed judgment entry.

While it was the clear intention of the probate court that this settled the matters, various issues arose and appeals ensued. The matters currently before this court involve: the removal of Ms. Market as guardian of the person; the awards of guardian compensation and costs to Ms. Market; issues relating to the attorney fees awarded to Mr. Sheehan; the status of the settlement agreement; and the judgments against Ms. Furtado and Ms. Potter for contempt.

We will first address Ms. Market's appeal. Ms. Market assigns the following errors for our consideration:

ASSIGNMENT OF ERROR NO. 1

THE TRIAL COURT ACTED CONTARY TO LAW, ABUSED ITS DISCRETION AND PREJUDICED THE GUARDIAN OF THE PERSON WHEN IT REFUSED TO REIMBURSE THE GUARDIAN OF THE PERSON FOR THE COURT COSTS, (SOME OF WHICH THE COURT HAD PREVIOUSLY APPROVED), SHE INCURRED ON BEHALF OF HER WARD.

ASSIGNMENT OF ERROR NO. 2

THE TRIAL COURT ACTED CONTRARY TO LAW, ABUSED ITS DISCRETION AND PREJUDICED THE GUARDIAN OF THE PERSON WHEN IT DENIED THE GUARDIAN OF HER PERSON'S APPLICATIONS FOR GUARDIAN'S COMPENSATION.

ASSIGNMENT OF ERROR NO. 3

THE TRIAL COURT ABUSED ITS DISCRETION, ACTED AGAINST THE WARD'S BEST INTEREST, AND PREJUDICED THE WARD WHEN IT REMOVED THE GUARDIAN OF THE PERSON.

ASSIGNMENT OF ERROR NO. 4

THE TRIAL COURT ERRED TO THE WARD'S PREJUDICE, ABUSED ITS DISCRETION, ACTED CONTRARY TO LAW AND WITHOUT JURISDICTION WHEN IT "ASSIGN[ED] THIS INDEBTEDNESS [SHEEHAN'S ATTORNEY FEES AND EXPENSES] TO THE GUARDIAN OF THE ESTATE" AND APPROVED THE PAYMENT OF SHEEHAN'S ATTORNEY FEES AND EXPENSES FROM HER ESTATE.

In her first assignment of error, Ms. Market contends the probate court erred in not granting her motion for costs. Ms. Market asserts that as guardian of the person, she was required to expend funds to fulfill her duties. Ms. Market states she presented the court with receipts and detailed explanations of the costs requested.

We note that the probate court did award Ms. Market a portion of the costs requested. The probate court granted Ms. Market $151 and stated many of the costs requested were not for the benefit of the ward, not approved by the court, and not appropriate expenses. In essence, the costs requested by Ms. Market consisted of court costs. We find no error in the probate court's award of costs to Ms. Market.

A ward's estate is protected by the discretionary power of the probate court to determine that expenses were incurred in good faith and were reasonable, necessary and beneficial. SeeBrown v. Haffey (1994), 96 Ohio App.3d 724, 730. This court will not disturb the probate court's judgment on such matters absent an abuse of discretion. An abuse of discretion connotes more than error of law; it implies the court's attitude was unreasonable, arbitrary or unconscionable. Id. at 729, quotingWorthington v. Worthington (1986), 21 Ohio St.3d 73.

As guardian of the person only, Ms. Market's duties were limited to those set forth in R.C. 2111.13(A), which include protection and control of the ward's person and suitable maintenance for the person. In contrast, the guardian of the estate is required, in part, to manage the estate of the ward, appear for and defend in all suits against the ward and bring suit on behalf of the ward. R.C. 2111.14.

An example of expenses that have been allowed in relation to the maintenance of the ward's person is medical expenses. SeeMaylin v. Cleveland Psychiatric Institute (1988), 52 Ohio App.3d 106,109. Any legal expenses incurred by the guardian of the person must directly benefit the estate or the ward in order to be chargeable to the estate. In re Wonderly (1984),10 Ohio St.3d 40, 42. However, given the varying duties between a guardian of the estate and a guardian of the person, most legal expenses are borne by the guardian of the estate, who is specifically authorized to bring suit for the ward and appear and defend on behalf of the ward in suits. Hence, attendant legal expenses, including court costs, may be recovered by the guardian of the estate. See In re Guardianship of Jadwisiak (1992), 64 Ohio St.3d 176, 180.

As indicated above, the requested costs consisted basically of court costs incurred by Ms. Market for various filings. It is clear from the transcript of the July 31, 1998 hearing on Ms. Market's motion for costs that the probate court found most of these expenses unnecessary for the maintenance of the ward and related to matters that would normally involve the duties of the guardian of the estate. (See January 31, 1998 Tr. 13-21, 27-30.) Indeed, we are unable to discern how such filings were related to the comfort and care of Ms. Sechler. The probate court did, however, approve costs that arguably were related to the maintenance of the ward's person, such as costs relating to the filing of a psychiatrist's report.

The granting of such costs is left to the sound discretion of the probate court, and we find no abuse of such discretion. Therefore, this court will not disturb the probate court's findings and award with regard to costs requested by Ms. Market.

Accordingly, Ms. Market's first assignment of error is overruled.

In her second assignment of error, Ms.

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In the Matter of Sechler v. Furtado, Unpublished Decision (5-4-1999), Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-the-matter-of-sechler-v-furtado-unpublished-decision-5-4-1999-ohioctapp-1999.