FILED Jul 15 2020, 8:46 am
CLERK Indiana Supreme Court Court of Appeals and Tax Court
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE Mark E. Small Curtis T. Hill, Jr. Indianapolis, Indiana Attorney General of Indiana Robert J. Henke Abigail Recker Deputy Attorneys General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
In the Matter of: July 15, 2020
D.S. (Minor Child), Court of Appeals Case No. 20A-JC-777 And Appeal from the Greene Circuit A.P. (Mother), Court Appellant-Respondent, The Honorable Erik C. Allen, Judge v. Trial Court Cause No. 28C01-2001-JC-9 Indiana Department of Child Services, Appellee-Petitioner.
Riley, Judge.
Court of Appeals of Indiana | Opinion 20A-JC-777 | July 15, 2020 Page 1 of 8 STATEMENT OF THE CASE [1] Appellant-Respondent, A.P. (Mother), appeals the trial court’s adjudication of
her minor child, D.S. (Child), as a Child in Need of Services (CHINS).
[2] We reverse.
ISSUE [3] Mother presents this court with one issue on appeal, which we restate as
follows: Whether the trial court erred by adjudicating Child to be a CHINS.
FACTS AND PROCEDURAL HISTORY [4] Mother is the biological parent to Child, born on September 1, 2015. On
November 22, 2016, the trial court adjudicated Child to be a CHINS in a prior
CHINS proceeding due to Mother testing positive for amphetamine and
methamphetamine and her admission to having a substance abuse problem.
This wardship was eventually dismissed.
[5] In February 2019, the Department of Child Services (DCS) received a report
alleging that Mother was using and selling marijuana in her home, as well as
her residence being in “dirty home conditions.” (Transcript p. 15). On April
23, 2019, DCS and Mother entered into an Informal Adjustment. 1 Between
April 2019 and August 2019, Mother failed to submit to 14 out of 22 drug
111 An Informal Adjustment is a negotiated agreement between a family and DCS whereby the family agrees to participate in various services in an effort to prevent the child or children from being formally deemed CHINS. See Ind. Code § 31-34-8 et seq.
Court of Appeals of Indiana | Opinion 20A-JC-777 | July 15, 2020 Page 2 of 8 screens despite different formats of drug testing being used. Although the
Informal Adjustment period was extended, Mother failed to comply with the
minimal requirements: random drug screens and substance abuse services.
Mother admitted to using marijuana on several occasions and emphasized that
she abuses marijuana when she feels “stressed or overwhelmed.” (Tr. p. 18).
However, Mother claimed to only use marijuana when the Child is not in her
care. Mother has never appeared to be under the influence to DCS.
[6] On January 16, 2020, DCS filed a petition requesting Child to be adjudicated a
CHINS due to Mother’s use of illegal substances endangering the Child and
requiring coercive intervention to compel Mother’s compliance with the terms
of the Informal Adjustment. On February 27, 2020, the trial court conducted a
factfinding hearing. During the hearing, DCS’s Family Case Manager (FCM)
testified that the Child was neglected because Mother “tested positive for
marijuana on several occasions so marijuana use is still an issue” and Mother
“has not been able to obtain employment as of yet” to financially support the
family. (Tr. p. 22). The FCM clarified that a safety plan was in place in which
Mother is supposed to have Maternal Grandmother care for the Child should
Mother use drugs. FCM was unsure that Mother was a “sober caregiver at all
times.” (Tr. p. 22). While the basic needs of the Child were being met, the
FCM opined that Mother required more time to address her marijuana abuse
and to obtain stable employment. She advised that “court intervention is
needed due to the lack of engagement and participation throughout the entire
Informal Adjustment and Informal Adjustment extension, we just not have had
Court of Appeals of Indiana | Opinion 20A-JC-777 | July 15, 2020 Page 3 of 8 the participation and engagement that was needed for the Informal
Adjustment.” (Tr. p. 23). DCS proposed to maintain the Child in Mother’s
care in the home, which was in appropriate condition at the time of the hearing.
On February 27, 2020, the trial court adjudicated Child to be a CHINS. On
March 17, 2020, after a dispositional hearing, the trial court ordered Mother to
participate in services.
[7] Mother now appeals. Additional facts will be provided if necessary.
DISCUSSION AND DECISION [8] Mother contends that the trial court abused its discretion in finding Child to be
a CHINS. In order to adjudicate a child as a CHINS, DCS must prove by a
preponderance of the evidence that:
(1) The child’s physical or mental condition is seriously impaired or seriously endangered as a result of the inability, refusal, or neglect of the child’s parent . . . to supply the child with necessary food, clothing, shelter, medical care, education, or supervision:
(A) When the parent, guardian, or custodian is financially able to do so; or
(B) Due to the failure, refusal, or inability of the parent, guardian, or custodian to seek financial or other reasonable means to do so; and
(2) The child needs care, treatment or rehabilitation that:
(A) The child is not receiving; and Court of Appeals of Indiana | Opinion 20A-JC-777 | July 15, 2020 Page 4 of 8 (B) Is unlikely to be provided or accepted without the coercive intervention of the court.
I.C. § 31-34-1-1 (2019). In making its determination, the trial court should
consider the family’s condition not just when the case was filed, but also when
it was heard. In re S.D., 2 N.E.3d 1283, 1290 (Ind. 2014). A CHINS
adjudication cannot be based solely on conditions that have ceased to exist. In
re S.A., 15 N.E.3d 602, 611 (Ind. Ct. App. 2014), trans. denied. The adjudication
must be based on the evidence presented in court and not on the allegations in
the pleadings. Maybaum v. Putnam Co. O.F.C., 723 N.E.2d 951, 954 (Ind. Ct.
App. 2000). In reviewing a CHINS determination, we do not reweigh evidence
or assess witness credibility. Matter of N.C., 72 N.E.3d 519, 523 (Ind. Ct. App.
2017). We consider only the evidence in favor of the trial court’s judgment,
along with any reasonable inferences arising therefrom. Id.
[9] Mother maintains that the trial court erred in adjudicating Child a CHINS
because there was no evidence Child was in any danger, or that her needs
would go unmet in the absence of the coercive intervention of the trial court.
The purpose of a CHINS inquiry is to determine whether a child’s
circumstances require services that are unlikely to be provided without the
intervention of the court, and thus, the focus of a CHINS adjudication is on the
condition of the child alone, not on the culpability of one or both parents. In re
N.E.,
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FILED Jul 15 2020, 8:46 am
CLERK Indiana Supreme Court Court of Appeals and Tax Court
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE Mark E. Small Curtis T. Hill, Jr. Indianapolis, Indiana Attorney General of Indiana Robert J. Henke Abigail Recker Deputy Attorneys General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
In the Matter of: July 15, 2020
D.S. (Minor Child), Court of Appeals Case No. 20A-JC-777 And Appeal from the Greene Circuit A.P. (Mother), Court Appellant-Respondent, The Honorable Erik C. Allen, Judge v. Trial Court Cause No. 28C01-2001-JC-9 Indiana Department of Child Services, Appellee-Petitioner.
Riley, Judge.
Court of Appeals of Indiana | Opinion 20A-JC-777 | July 15, 2020 Page 1 of 8 STATEMENT OF THE CASE [1] Appellant-Respondent, A.P. (Mother), appeals the trial court’s adjudication of
her minor child, D.S. (Child), as a Child in Need of Services (CHINS).
[2] We reverse.
ISSUE [3] Mother presents this court with one issue on appeal, which we restate as
follows: Whether the trial court erred by adjudicating Child to be a CHINS.
FACTS AND PROCEDURAL HISTORY [4] Mother is the biological parent to Child, born on September 1, 2015. On
November 22, 2016, the trial court adjudicated Child to be a CHINS in a prior
CHINS proceeding due to Mother testing positive for amphetamine and
methamphetamine and her admission to having a substance abuse problem.
This wardship was eventually dismissed.
[5] In February 2019, the Department of Child Services (DCS) received a report
alleging that Mother was using and selling marijuana in her home, as well as
her residence being in “dirty home conditions.” (Transcript p. 15). On April
23, 2019, DCS and Mother entered into an Informal Adjustment. 1 Between
April 2019 and August 2019, Mother failed to submit to 14 out of 22 drug
111 An Informal Adjustment is a negotiated agreement between a family and DCS whereby the family agrees to participate in various services in an effort to prevent the child or children from being formally deemed CHINS. See Ind. Code § 31-34-8 et seq.
Court of Appeals of Indiana | Opinion 20A-JC-777 | July 15, 2020 Page 2 of 8 screens despite different formats of drug testing being used. Although the
Informal Adjustment period was extended, Mother failed to comply with the
minimal requirements: random drug screens and substance abuse services.
Mother admitted to using marijuana on several occasions and emphasized that
she abuses marijuana when she feels “stressed or overwhelmed.” (Tr. p. 18).
However, Mother claimed to only use marijuana when the Child is not in her
care. Mother has never appeared to be under the influence to DCS.
[6] On January 16, 2020, DCS filed a petition requesting Child to be adjudicated a
CHINS due to Mother’s use of illegal substances endangering the Child and
requiring coercive intervention to compel Mother’s compliance with the terms
of the Informal Adjustment. On February 27, 2020, the trial court conducted a
factfinding hearing. During the hearing, DCS’s Family Case Manager (FCM)
testified that the Child was neglected because Mother “tested positive for
marijuana on several occasions so marijuana use is still an issue” and Mother
“has not been able to obtain employment as of yet” to financially support the
family. (Tr. p. 22). The FCM clarified that a safety plan was in place in which
Mother is supposed to have Maternal Grandmother care for the Child should
Mother use drugs. FCM was unsure that Mother was a “sober caregiver at all
times.” (Tr. p. 22). While the basic needs of the Child were being met, the
FCM opined that Mother required more time to address her marijuana abuse
and to obtain stable employment. She advised that “court intervention is
needed due to the lack of engagement and participation throughout the entire
Informal Adjustment and Informal Adjustment extension, we just not have had
Court of Appeals of Indiana | Opinion 20A-JC-777 | July 15, 2020 Page 3 of 8 the participation and engagement that was needed for the Informal
Adjustment.” (Tr. p. 23). DCS proposed to maintain the Child in Mother’s
care in the home, which was in appropriate condition at the time of the hearing.
On February 27, 2020, the trial court adjudicated Child to be a CHINS. On
March 17, 2020, after a dispositional hearing, the trial court ordered Mother to
participate in services.
[7] Mother now appeals. Additional facts will be provided if necessary.
DISCUSSION AND DECISION [8] Mother contends that the trial court abused its discretion in finding Child to be
a CHINS. In order to adjudicate a child as a CHINS, DCS must prove by a
preponderance of the evidence that:
(1) The child’s physical or mental condition is seriously impaired or seriously endangered as a result of the inability, refusal, or neglect of the child’s parent . . . to supply the child with necessary food, clothing, shelter, medical care, education, or supervision:
(A) When the parent, guardian, or custodian is financially able to do so; or
(B) Due to the failure, refusal, or inability of the parent, guardian, or custodian to seek financial or other reasonable means to do so; and
(2) The child needs care, treatment or rehabilitation that:
(A) The child is not receiving; and Court of Appeals of Indiana | Opinion 20A-JC-777 | July 15, 2020 Page 4 of 8 (B) Is unlikely to be provided or accepted without the coercive intervention of the court.
I.C. § 31-34-1-1 (2019). In making its determination, the trial court should
consider the family’s condition not just when the case was filed, but also when
it was heard. In re S.D., 2 N.E.3d 1283, 1290 (Ind. 2014). A CHINS
adjudication cannot be based solely on conditions that have ceased to exist. In
re S.A., 15 N.E.3d 602, 611 (Ind. Ct. App. 2014), trans. denied. The adjudication
must be based on the evidence presented in court and not on the allegations in
the pleadings. Maybaum v. Putnam Co. O.F.C., 723 N.E.2d 951, 954 (Ind. Ct.
App. 2000). In reviewing a CHINS determination, we do not reweigh evidence
or assess witness credibility. Matter of N.C., 72 N.E.3d 519, 523 (Ind. Ct. App.
2017). We consider only the evidence in favor of the trial court’s judgment,
along with any reasonable inferences arising therefrom. Id.
[9] Mother maintains that the trial court erred in adjudicating Child a CHINS
because there was no evidence Child was in any danger, or that her needs
would go unmet in the absence of the coercive intervention of the trial court.
The purpose of a CHINS inquiry is to determine whether a child’s
circumstances require services that are unlikely to be provided without the
intervention of the court, and thus, the focus of a CHINS adjudication is on the
condition of the child alone, not on the culpability of one or both parents. In re
N.E., 919 N.E.2d 102, 105-06 (Ind. 2010). Nonetheless, “[n]ot every
endangered child is a child in need of services, permitting the State’s parens
patriae intrusion into the ordinarily private sphere of the family.” In re S.D., 2
Court of Appeals of Indiana | Opinion 20A-JC-777 | July 15, 2020 Page 5 of 8 N.E.3d at 1287. Rather, a CHINS adjudication under Indiana code section 31-
34-1-1 requires proof of three basic elements: the parent’s actions or inactions
have seriously endangered the child; the child’s needs are unmet; and “perhaps
most critically,” those needs are unlikely to be met unless the State intervenes.
Id. It is the last element that guards against unwarranted State interference in
family life. Id. State intrusion is warranted only when parents lack the ability
to provide for their children. Id. In other words, the focus is on the best
interests of the child and whether the child needs help that the parent will not be
willing or able to provide. Id. Despite a “certain implication of parental fault in
many CHINS adjudications, the truth of the matter is that a CHINS
adjudication is simply that—a determination that a child is in need of services.”
In re N.E. 919 N.E.2d at 105.
[10] The evidence reflects that Mother admitted to having a substance abuse
problem, especially when she felt stressed or overwhelmed. Although Mother
agreed to participate in services through an Informal Adjustment—which was
extended once—she failed to submit consistently to drug screens and conceded
to using marijuana on several occasions. FCM became concerned about
Mother’s drug use as it was uncertain that Child had a “sober and appropriate
caregiver” at all times despite Mother’s denial to ever using marijuana while the
Child was in her care. (Tr. p. 22).
[11] In Perrin v. Marion County Officer of Child Services, 866 N.E.2d 269, 271 (Ind. Ct.
App. 2007), mother was arrested as part of a routine probation sweep which
located paraphernalia commonly used for methamphetamine consumption in
Court of Appeals of Indiana | Opinion 20A-JC-777 | July 15, 2020 Page 6 of 8 the bedroom of a houseguest. Mother admitted to using methamphetamine a
few days prior to the probation sweep. Id. at 272. As a result of her arrest,
DCS filed a petition alleging her daughter to be a CHINS based on mother’s
failure to provide her child with a safe and stable home, free from drugs and
neglect. Id. The trial court granted DCS’s petition. Id. at 273. In reviewing
the evidence, we noted that the evidence did not support a finding that mother
used methamphetamine in front of the child. Id. at 276. We reversed the trial
court’s determination on appeal, finding that a “single admitted use of
methamphetamine outside of the presence of the child and without more, is
insufficient to support a CHINS determination.” Id. at 277.
[12] Likewise, in Ad.M v. Indiana Department of Child Services, 103 N.E.3d 709, 713-14
(Ind. Ct. App. 2018), we reversed a CHINS determination because “evidence of
one parent’s use of marijuana and evidence that marijuana ha[d] been found in
the family home, without more, does not demonstrate that a child has been
seriously endangered for purposes of Indiana Code [s]ection 31-34-1-1.” We
noted that DCS did not present any evidence that either mother’s drug use or
the presence of marijuana in the home seriously endangered the children. Id. at
714. Rather, the permanency case manager admitted that she “really [couldn’t]
see the way” mother’s marijuana use impacted the children. Id. Further, DCS
did not present any evidence that mother used drugs while the children were
present in the home or while she had care of the children. Id. Relying on our
jurisprudence, we concluded that the children cannot be adjudicated as CHINS
despite mother’s history of marijuana use because there was no evidence that, at
Court of Appeals of Indiana | Opinion 20A-JC-777 | July 15, 2020 Page 7 of 8 any point in time, any of the children were endangered, that the parents had
ever used drugs in the presence of the children, or that there was ever an
occasion in which the parents were impaired by substance abuse while the
children were in their care. Id.
[13] Similarly, here, despite Mother’s admitted drug use, DCS did not present any
evidence that Mother used marijuana while the Child was in the home or that
DCS had ever perceived Mother to be under the influence of drugs. The FCM
conceded that “the basic needs of the [Child] are being met” and a safety plan
was in effect that placed the Child with Maternal Grandmother if Mother felt
overwhelmed and in need of marijuana. (Tr. p. 23). The FCM’s concern,
without more, that “[i]llegal substance use impairs your thinking, your
response, . . . your normal thought processes and action” is not sufficient to
support a CHINS determination. As DCS did not carry its burden that
Mother’s actions or inactions have seriously endangered the Child, we conclude
that the trial court erred when it adjudicated Child to be a CHINS.
CONCLUSION [14] Based on the foregoing, we hold that the trial court erred in adjudicating Child
to be CHINS.
[15] Reversed.
[16] Mathias, J. and Tavitas, J. concur
Court of Appeals of Indiana | Opinion 20A-JC-777 | July 15, 2020 Page 8 of 8