In the Interest of T.H., Minor Child
Opinions
CADY, Chief Justice.
*580In this appeal, we must decide if substantial evidence was presented to establish that a juvenile committed a sex offense by force and whether the mandatory sex offender registry statute for certain juvenile sex offenders violates the prohibition against cruel and unusual punishment under either the Iowa or United States Constitution. The juvenile court found the juvenile committed a sex offense by force and ordered him to register as a sex offender. We transferred the appeal to the court of appeals. It found substantial evidence that the juvenile committed a sex offense by force and that the sex offender registry requirements imposed by law did not violate the prohibition against cruel and unusual punishment under either the Iowa or United States Constitution. On our further review from the court of appeals decision, we affirm the decision of the juvenile court and the decision of the court of appeals.
I. Factual Background and Proceedings.
On or about July 15, 2015, T.H., a fourteen-year-old boy, knocked on the door of I.N., a sixteen-year-old girl whom T.H. had known for a few years. I.N. answered the door, and T.H. told her he had a gift for her. He told I.N. he had ordered a ring and wanted to give it to her. I.N. asked her mother if she could talk with T.H. on the front porch, and her mother gave her permission. Once the two were outside, they talked for a few minutes, and T.H. began to kiss I.N., over her objections. T.H. then sat on the porch and asked I.N. to join him. She initially refused, but T.H. continued to insist.
I.N. sat down on the porch next to T.H., who then exposed his penis and shoved the back of I.N.'s head downward toward it. I.N. protested repeatedly, and as she said "no," T.H.'s penis entered her mouth. T.H. kept his hand on I.N.'s head so she could not raise her head. I.N. then bit T.H.'s penis in order to free herself, prompting T.H. to release her head. T.H. asked her why she had bit him, and I.N. responded that she did not want to do this and had said no. I.N. slapped T.H. in the face, and T.H. went home.
I.N. ran inside and told her mother what had happened. I.N.'s mother called the police. I.N. was interviewed by the police and a few days later interviewed by the Child Advocacy Center. The police also interviewed T.H. Although T.H. initially denied the incident, after an officer falsely represented to him that there was surveillance footage of the encounter, T.H. admitted to forcing I.N. to perform oral sex and that she bit him in the process. After the police interview, without an officer in the room, T.H. wrote an apology letter to I.N. He wrote,
Dear [I.N.],
I sorry for forcing you to suck my penis. I'm so sorry. If you forgive me, I'll be happy. So just remember I still care about you.
Love, [T.H.]
Since the incident, I.N. has experienced recurring nightmares about the incident and is wary around boys who resemble T.H. She also has had difficulty participating in school when the topic of sexual abuse is discussed.
On July 21, 2015, the State filed a delinquency petition alleging the delinquency of T.H. based on a number of incidents. The State alleged T.H. committed sexual abuse *581in the third degree by performing a sex act by force or against the will of I.N. in violation of Iowa Code section 709.4(1)(a ) (2016). Based on domestic incidents that occurred in late June 2015, the State also alleged two counts of simple assault for punching and choking his mother, one count of simple assault for punching his brother, and one count of criminal mischief in the fifth degree for throwing a mop through a window of his residence.
The juvenile court held an adjudicatory hearing during which I.N. testified about the incident, as well as the detective who conducted the investigation. Following the witnesses' testimonies, the juvenile court dismissed the four counts relating to the domestic incidents. On December 11, the juvenile court adjudicated T.H. delinquent for performing a sex act by force and against the will of I.N. in violation of Iowa Code section 709.4(1)(a ). The court, therefore, found that T.H. had committed sexual abuse in the third degree and that his offense was committed with force.
The court soon thereafter issued its dispositional order, which discussed T.H.'s mental health history, past behavioral problems, and prior rehabilitation efforts by the State. T.H.'s father has never played a role in his life, and his mother has been married three times. Her second husband was an alcoholic, and her third husband abused her, sometimes in T.H.'s presence. After the third husband left the home, T.H. kept in contact with him, as he provided drugs to T.H. and his friends. Currently, the man who is living in T.H.'s home is a multistate offender with prior arrests for narcotics possession, domestic violence, and child endangerment. T.H.'s mother has a history of substance abuse, although she has been sober for over seven years. She currently works the overnight shift at Wal-Mart. From 2004 to 2008, T.H. lived with his maternal grandmother and stepgrandfather in Texas, and they have since continued to request custody of T.H.
Prior to the incident with I.N., T.H. had received a number of services to address his mental health and behavioral needs. In August 2011, T.H. was removed from his home by the police and taken to St. Luke's Hospital for aggressive behavior. In September 2011, he was placed in the Four Oaks PMIC Program and resided in the facility for seven months. In December 2012, T.H. was committed to the Cherokee Mental Health Institute (MHI) after threatening to stab kids at school with a paper knife, drawing pictures of shooting people and blowing up houses, and stating that voices in his head were telling him to do bad things. He remained at Cherokee MHI until February 2013, when he received a placement at the Boys and Girls Home in Sioux City. Through each of the out-of-home placements, T.H. was given services relating to anger management, coping mechanisms, age-appropriate social skills, communication skills, and self-esteem. T.H. was returned to his parental home in August 2013 with a good prognosis.
Beginning in January 2014, the Sioux City police were frequently called to assist with family disturbances in his home. T.H.'s mother struggled to contain T.H.'s behavior and sought assistance from juvenile officers and a therapist. In September 2014, after T.H. broke a window in the family home, he was placed on an Informal Adjustment and assigned twenty hours of community service. T.H.'s mother also pursued outpatient mental health services and medication for T.H. School liaison services were also added to support him at school. In June of 2015, police were twice called to address incidents within his home after T.H. punched his brother and mother and placed his mother in a choke hold during an argument. Juvenile officers discussed *582the possibility of a second Informal Adjustment, but opted to give T.H. one month to demonstrate his ability to live in the home without aggression. Less than a month later, T.H. was brought to detention for sexually abusing I.N.
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CADY, Chief Justice.
*580In this appeal, we must decide if substantial evidence was presented to establish that a juvenile committed a sex offense by force and whether the mandatory sex offender registry statute for certain juvenile sex offenders violates the prohibition against cruel and unusual punishment under either the Iowa or United States Constitution. The juvenile court found the juvenile committed a sex offense by force and ordered him to register as a sex offender. We transferred the appeal to the court of appeals. It found substantial evidence that the juvenile committed a sex offense by force and that the sex offender registry requirements imposed by law did not violate the prohibition against cruel and unusual punishment under either the Iowa or United States Constitution. On our further review from the court of appeals decision, we affirm the decision of the juvenile court and the decision of the court of appeals.
I. Factual Background and Proceedings.
On or about July 15, 2015, T.H., a fourteen-year-old boy, knocked on the door of I.N., a sixteen-year-old girl whom T.H. had known for a few years. I.N. answered the door, and T.H. told her he had a gift for her. He told I.N. he had ordered a ring and wanted to give it to her. I.N. asked her mother if she could talk with T.H. on the front porch, and her mother gave her permission. Once the two were outside, they talked for a few minutes, and T.H. began to kiss I.N., over her objections. T.H. then sat on the porch and asked I.N. to join him. She initially refused, but T.H. continued to insist.
I.N. sat down on the porch next to T.H., who then exposed his penis and shoved the back of I.N.'s head downward toward it. I.N. protested repeatedly, and as she said "no," T.H.'s penis entered her mouth. T.H. kept his hand on I.N.'s head so she could not raise her head. I.N. then bit T.H.'s penis in order to free herself, prompting T.H. to release her head. T.H. asked her why she had bit him, and I.N. responded that she did not want to do this and had said no. I.N. slapped T.H. in the face, and T.H. went home.
I.N. ran inside and told her mother what had happened. I.N.'s mother called the police. I.N. was interviewed by the police and a few days later interviewed by the Child Advocacy Center. The police also interviewed T.H. Although T.H. initially denied the incident, after an officer falsely represented to him that there was surveillance footage of the encounter, T.H. admitted to forcing I.N. to perform oral sex and that she bit him in the process. After the police interview, without an officer in the room, T.H. wrote an apology letter to I.N. He wrote,
Dear [I.N.],
I sorry for forcing you to suck my penis. I'm so sorry. If you forgive me, I'll be happy. So just remember I still care about you.
Love, [T.H.]
Since the incident, I.N. has experienced recurring nightmares about the incident and is wary around boys who resemble T.H. She also has had difficulty participating in school when the topic of sexual abuse is discussed.
On July 21, 2015, the State filed a delinquency petition alleging the delinquency of T.H. based on a number of incidents. The State alleged T.H. committed sexual abuse *581in the third degree by performing a sex act by force or against the will of I.N. in violation of Iowa Code section 709.4(1)(a ) (2016). Based on domestic incidents that occurred in late June 2015, the State also alleged two counts of simple assault for punching and choking his mother, one count of simple assault for punching his brother, and one count of criminal mischief in the fifth degree for throwing a mop through a window of his residence.
The juvenile court held an adjudicatory hearing during which I.N. testified about the incident, as well as the detective who conducted the investigation. Following the witnesses' testimonies, the juvenile court dismissed the four counts relating to the domestic incidents. On December 11, the juvenile court adjudicated T.H. delinquent for performing a sex act by force and against the will of I.N. in violation of Iowa Code section 709.4(1)(a ). The court, therefore, found that T.H. had committed sexual abuse in the third degree and that his offense was committed with force.
The court soon thereafter issued its dispositional order, which discussed T.H.'s mental health history, past behavioral problems, and prior rehabilitation efforts by the State. T.H.'s father has never played a role in his life, and his mother has been married three times. Her second husband was an alcoholic, and her third husband abused her, sometimes in T.H.'s presence. After the third husband left the home, T.H. kept in contact with him, as he provided drugs to T.H. and his friends. Currently, the man who is living in T.H.'s home is a multistate offender with prior arrests for narcotics possession, domestic violence, and child endangerment. T.H.'s mother has a history of substance abuse, although she has been sober for over seven years. She currently works the overnight shift at Wal-Mart. From 2004 to 2008, T.H. lived with his maternal grandmother and stepgrandfather in Texas, and they have since continued to request custody of T.H.
Prior to the incident with I.N., T.H. had received a number of services to address his mental health and behavioral needs. In August 2011, T.H. was removed from his home by the police and taken to St. Luke's Hospital for aggressive behavior. In September 2011, he was placed in the Four Oaks PMIC Program and resided in the facility for seven months. In December 2012, T.H. was committed to the Cherokee Mental Health Institute (MHI) after threatening to stab kids at school with a paper knife, drawing pictures of shooting people and blowing up houses, and stating that voices in his head were telling him to do bad things. He remained at Cherokee MHI until February 2013, when he received a placement at the Boys and Girls Home in Sioux City. Through each of the out-of-home placements, T.H. was given services relating to anger management, coping mechanisms, age-appropriate social skills, communication skills, and self-esteem. T.H. was returned to his parental home in August 2013 with a good prognosis.
Beginning in January 2014, the Sioux City police were frequently called to assist with family disturbances in his home. T.H.'s mother struggled to contain T.H.'s behavior and sought assistance from juvenile officers and a therapist. In September 2014, after T.H. broke a window in the family home, he was placed on an Informal Adjustment and assigned twenty hours of community service. T.H.'s mother also pursued outpatient mental health services and medication for T.H. School liaison services were also added to support him at school. In June of 2015, police were twice called to address incidents within his home after T.H. punched his brother and mother and placed his mother in a choke hold during an argument. Juvenile officers discussed *582the possibility of a second Informal Adjustment, but opted to give T.H. one month to demonstrate his ability to live in the home without aggression. Less than a month later, T.H. was brought to detention for sexually abusing I.N.
After being placed in detention, T.H. completed two psychological evaluations. T.H. was diagnosed with a schizoaffective disorder, bipolar type; an attention deficit/hyperactivity disorder, combined presentation; an oppositional defiant disorder, moderate; and an unspecified anxiety disorder. T.H. expressed a desire not to be returned to his parental home, stating he was afraid he would hurt his mother, brother, or do something sexual again.
Considering the above circumstances and T.H.'s history of prior services, the court concluded that it was in T.H.'s best interests to be placed in a residential treatment facility. The court ordered T.H. to be placed in the S.T.O.P. program at the Four Oaks facility where he would receive a number of services. The court also found that T.H.'s offense is a tier III sexual offense, and therefore, T.H. was required to register as a sex offender pursuant to Iowa Code section 692A.102(1)(c )(10). The court explained it had no discretion to defer or waive the sex offender registration requirements, as T.H. was fourteen years old and committed his offense with force. Accordingly, the court ordered T.H. to register as a sex offender pursuant to Iowa Code section 692A.103(4).
T.H. appealed and raised two issues. First, he asserted there was insufficient evidence to find he committed sexual abuse by force. Second, he argued the mandatory sex offender registration constituted cruel and unusual punishment in violation of both the Iowa and United States Constitutions. We transferred the case to the court of appeals. It concluded there was substantial evidence to support a finding that T.H. sexually abused I.N. by force. It also found that mandatory sex offender registration for juveniles was not cruel and unusual punishment.
We granted T.H.'s application for further review.
II. Standard of Review.
Juvenile delinquency proceedings are "special proceedings that provide an alternative to the criminal prosecution of children where the best interest of the child is the objective." In re M.L. ,
III. Analysis.
A. Sufficiency of Evidence. A person commits sexual abuse in the third degree when the person performs a sex act under various circumstances, including when "[t]he act is done by force or against the will of the other person."
The essence of the claim asserted by T.H. is built upon two propositions. First, he used the nature of their relationship to support the absence of any evidence of force. T.H. asserted he had been pursuing a relationship with I.N., they maintained a friendly relationship, they had spent time together alone in the past, I.N. never felt threatened or fearful during any past encounter, and he was invited by I.N. into her home to be alone with her at the time in question. Second, he claimed the testimony of I.N. about the event was both *583implausible and inconsistent, claiming the sex act that occurred was voluntary.
Upon our review of the transcript, we find substantial evidence to support the crime, including the element of force. I.N. testified T.H. forced her head into his erect penis, and she responded by repeatedly telling him "no." T.H. acknowledged to police that he forced I.N.'s head down into his penis and that he asked her why she did not want to perform oral sex. Upon our de novo review, we also consider the findings of the juvenile judge who heard the testimony and evaluated the credibility of the witnesses. In re A.K. ,
B. Mandatory Juvenile Sex Offender Registration. T.H. next argues that the mandatory sex offender registration requirement constitutes cruel and unusual punishment because the governing statute does not permit the juvenile court to waive the registration requirement for juveniles like himself who were found delinquent of a sex act under aggravated circumstances. He argues the constitutional protections entitle all juveniles to an individualized assessment by the juvenile court to determine if registration should be waived or imposed. T.H. builds his argument on those cases requiring an individualized hearing before sentencing juvenile offenders to imprisonment without parole. See generally State v. Lyle ,
To address this argument, we must first determine the operation of the sex offender registry statute with respect to juvenile offenders. This task requires us to consider two statutory schemes: the sex offender registry statute and the statute governing the adjudication and disposition of juvenile offenders. Second, we will review the requirements of the sex offender registry statute as applied to T.H.
1. Mandatory registration for certain juveniles. The Iowa Sex Offender Registry statute broadly governs the registration of sex offenders in Iowa. Under the statute, any person "convicted" of an offense designated as a tier I, II, or III crime is required to register with the Iowa Sex Offender Registry. Iowa Code § 692A.103(1). Generally, this registration requirement applies to juvenile offenders. Juveniles adjudicated delinquent of a qualifying offense are considered "convicted" for registration purposes.
Notwithstanding, the registration statute permits the juvenile court to "waive[ ] the registration" for juvenile offenders if it "finds that the person should not be required to register."
Yet, the statute does not permit the juvenile court to waive the registration requirements, or modify or suspend the requirements, for juveniles fourteen years of age or older at the time of their sex offense and who committed their offense "by force or the threat of serious violence, by rendering the victim unconscious, or by involuntary drugging of the victim."
The provisions of the sex offender registration statute, however, must be read in conjunction with the juvenile justice provisions of chapter 232. In particular, the statute governing dispositional orders for juvenile offenders directs the juvenile court to "determine whether [a] child shall remain on the sex offender registry prior to termination of the dispositional order."
This approach is not only consistent with the language of chapter 692A and chapter 232, but it is also in line with the objective of the juvenile law. Retaining the juvenile court's jurisdiction is consistent with the research that shows juvenile sex offenders can achieve rehabilitation far easier than adult sex offenders. See Robert E. Shepherd Jr., Advocating for the Juvenile Sex Offender, Part 1 ,
2. Sex offender registry requirements . Generally, when a juvenile is required to register as a sex offender, the registration begins on the date the juvenile delinquent is released from placement in a juvenile facility; the date the juvenile delinquent begins attending a public or private education institution as a student; or the date of conviction if probation, incarceration, or placement in a juvenile facility was not ordered as a disposition. See Iowa Code § 692A.103(1). Once registration occurs, numerous restrictions and requirements are imposed. Thus, we turn to consider the impact of the registration requirements on T.H.
T.H. was fourteen years old at the time of his offense. In its delinquency adjudication, *585the juvenile court specifically found that T.H. committed the offense with force, as he used his hand to shove I.N.'s head toward his penis. Therefore, the juvenile court indeed lacked discretion to waive or defer his requirement to register as a sex offender, and it may not subsequently act to modify or terminate his registration requirement during the period of his dispositional order. For at least the duration of his dispositional order, T.H. must abide by the following terms of the sex offender registry.
T.H. must appear in person to register with the sheriff of each county where he resides, works, or attends school.
Because T.H. committed an offense against a minor, he is subject to a number of exclusion zones and employment restrictions. He may not be present upon, nor loiter within 300 feet of, the property of an elementary or secondary school, except for the school he attends.
any place intended primarily for the use of minors including but not limited to a playground available to the public, a children's play area available to the public, a recreational or sport-related activity area when in use by a minor, a swimming or wading pool available to the public when in use by a minor, or a beach available to the public when in use by a minor.
Throughout the duration of his registration, T.H. may not work or volunteer for a "municipal, county, or state fair or carnival when a minor is present on the premises."
Because T.H. is a minor, he is not subject to any residency restrictions.
T.H.'s registration information will be publicized on the sex offender registry website, which is searchable by "name, county, city, zip code, and geographic radius."
Members of the general public may also contact the county sheriff's office and request additional information about T.H. A member of the public that contacts the sheriff and provides T.H.'s date of birth, which is publicized on the sex offender registry website, may request a list of schools T.H. has attended, the names and addresses of his current and former employers, locations and dates of any temporary lodging, and his vehicle information.
If T.H. violates any of the above requirements, he commits an aggravated misdemeanor.
T.H. is required to register for at least the duration of his dispositional order.
C. Cruel and Unusual Punishment. T.H. alleges that mandatory sex offender registration, as applied to juveniles, is grossly disproportionate and, therefore, *587constitutes cruel and unusual punishment in violation of the Iowa and United States Constitutions. See U.S. Const. amend. VIII ; Iowa Const. art. I, § 17. While we have previously heard similar challenges to the Iowa Sex Offender Registry scheme, we have not considered the issue in the context of juveniles, nor have we meaningfully considered a cruel and unusual punishment challenge in light of the significant legislative overhaul of the statutory scheme in 2009. Thus, while our prior sex offender cases are relevant considerations, they are not dispositive.
1. Sex offender registry as punishment . Before we can assess whether mandatory sex offender registration for certain juveniles is cruel and unusual, we must first determine that registration is, in fact, punishment. See State v. Crooks ,
To determine whether mandatory sex offender registration for certain juveniles is punishment, we find cases considering the issue in the context of ex post facto challenges instructive. In State v. Seering , we considered whether the 2000-foot residency restriction for certain offenders was sufficiently punitive to violate the ex post facto prohibition.
Accordingly, we first consider whether, in mandating registration for juveniles over the age of fourteen who commit their crimes "by force or the threat of serious violence, by rendering the victim unconscious, or by involuntary drugging of the victim," the legislature intended to impose criminal punishment. Iowa Code § 692A.103(4). We have previously determined the legislative intent behind enacting chapter 692A was "to protect the health and safety of individuals, especially children, not to impose punishment." Seering ,
Prior to 2009, the statute granted juvenile courts discretion with respect to all juveniles adjudicated delinquent of a qualifying offense. See Iowa Code § 692A.2(6) (2007) ("A person who is convicted ... of [a qualifying offense] as a result of adjudication of delinquency in juvenile court shall be required to register as required in this chapter unless the juvenile court finds that the person should not be required to register under this chapter."). In 2009, the legislature amended chapter 692A and revoked that discretion with respect to juveniles like T.H., who were at least fourteen years old at the time of their offense and who committed their offense through certain *588aggravated means. 2009 Iowa Acts ch. 119, § 3 (codified at Iowa Code § 692A.103 (Supp. 2009)).
The legislature amended the chapter in an effort to more closely comply with the Federal Sex Offender Registration and Notification Act (SORNA), Title I of the Adam Walsh Child Protection and Safety Act of 2006. Maxwell v. Iowa Dep't of Pub. Safety ,
Nevertheless, we also consider whether the effects and impact of chapter 692A on juveniles is sufficiently punitive to render the scheme penal in nature. In this inquiry, we are guided by the Mendoza -Martinez factors, which consider whether (1) "the sanction involves an affirmative disability or restraint," (2) "it has historically been regarded as a punishment," (3) "it comes into play only on a finding of scienter," (4) "its operation will promote the traditional aims of punishment-retribution and deterrence," (5) "the behavior to which it applies is already a crime," (6) "an alternative purpose to which it may rationally be connected is assignable for it," and (7) "it appears excessive in relation to the alternative purpose assigned." Kennedy v. Mendoza-Martinez ,
a. Affirmative disability or restraint . Chapter 692A, as applied to juveniles, plainly imposes an affirmative disability or restraint. As discussed, juvenile registrants are hindered in meaningfully reintegrating into their communities upon release from treatment facilities or out-of-home placements. While juvenile registrants may continue to attend public school and are not subject to the 2000-foot limitation, they nevertheless may not be present upon, nor loiter within 300 feet of, "any place intended primarily for the use of minors." Iowa Code § 692A.113(1)(h ) (2016).
This restriction could prevent juveniles from participating in prosocial after-school activities, sports teams, and youth clubs that are available to their peers, which in turn severely limits their opportunities to develop communication and social skills with children their own age. Further, juveniles may not visit or loiter near public libraries, other elementary or secondary schools, and child care facilities.
Beyond actual exclusion zones, juvenile registrants must appear, in person, to register with the sheriff of the county in which they reside, attend school, or work.
b. Historically regarded as punishment . We next consider whether compliance with the sex offender registry, for juveniles, entails conduct that is historically regarded as punitive. In Seering , we considered whether the 2000-foot rule was sufficiently akin to banishment.
In Smith , the Supreme Court considered an ex post facto challenge to Alaska's sex offender scheme. The Court rejected the comparison of Alaska's statutory requirements to banishment and public shaming. Smith ,
results not from public display for ridicule and shaming but from the dissemination of accurate information about a criminal record, most of which is already public. Our system does not treat dissemination of truthful information in furtherance of a legitimate governmental objective as punishment. On the contrary, our criminal law tradition insists on public indictment, public trial, and public imposition of sentence. Transparency is essential to maintaining public respect for the criminal justice system, ensuring its integrity, and protecting the rights of the accused. The publicity may cause adverse consequences for the convicted defendant, running from mild personal embarrassment to social ostracism. In contrast to the colonial shaming punishments, however, the State does not make the publicity and the resulting stigma an integral part of the objective of the regulatory scheme.
Id. at 98-99,
While the dissemination of accurate information about a criminal record is not historically punitive for adults, juveniles are traditionally shielded from such publication. Under the juvenile court's jurisdiction, juveniles surrender certain procedural safeguards afforded to adults-namely a trial by jury-in exchange for the benefits of a confidential, rehabilitative system. Juvenile courts were built on the "idea [that]
*590crime and punishment [were] to be abandoned. The child was to be 'treated' and 'rehabilitated' and the procedures, from apprehension through institutionalization, were to be 'clinical' rather than punitive." In re Gault ,
In Iowa, juvenile courts generally exercise "exclusive original jurisdiction in proceedings concerning a child who is alleged to have committed a delinquent act unless otherwise provided by law."
However, under a limited set of circumstances, juveniles may be prosecuted as adults and thus lose the confidentiality benefits of the juvenile system. The juvenile court must find that (1) the child is at least fourteen years old, (2) there is probable cause the child committed a delinquent act, and (3) "there are not reasonable prospects for rehabilitating the child if the juvenile court retains jurisdiction ... and that waiver ... would be in the best interests of the child and the community.
In United States v. Juvenile Male , the United States Court of Appeals for the Ninth Circuit similarly acknowledged this distinction between juvenile confidentiality and adult publication.
Other courts have concluded the registry's requirements are historically punitive. In In re Nick H. , the Maryland Court of Special Appeals found "requiring [the juvenile] to register has essentially the same effect on his life as placing him on probation. It is well-settled in this State that probation is a form of a criminal sanction."
Beyond the mere availability of a juvenile's records, the sex offender statute orders the mass publication of an offender's information to the state sex offender website. The Supreme Court considered this feature in Smith , but remained unmoved.
The fact that Alaska posts the information on the Internet does not alter our conclusion. It must be acknowledged that notice of a criminal conviction subjects the offender to public shame, the humiliation increasing in proportion to the extent of the publicity. And the geographic reach of the Internet is greater than anything which could have been designed in colonial times. These facts do not render Internet notification punitive. The purpose and the principal effect of notification are to inform the public for its own safety, not to humiliate the offender. Widespread public access is necessary for the efficacy of the scheme, and the attendant humiliation is but a collateral consequence of a valid regulation.
The State's Web site does not provide the public with means to shame the offender by, say, posting comments underneath his record. An individual seeking the information must take the initial step of going to the Department of Public Safety's Web site, proceed to the sex offender registry, and then look up the desired information. The process is more analogous to a visit to an official archive of criminal records than it is to a scheme forcing an offender to appear in public with some visible badge of past criminality . The Internet makes the document search more efficient, cost effective, and convenient for Alaska's citizenry.
However, the Smith reasoning is less persuasive in 2018 than it was in 2003. In Commonwealth v. Perez , Judge Donohue of the Pennsylvania Superior Court offered a thoughtful concurrence on the viability of Smith 's reasoning in the modern, interconnected world.
The environment has changed significantly with the advancements in technology since the Supreme Court's 2003 decision in Smith . As of the most recent report by the United States Census Bureau, approximately 75 percent of households in the United States have internet access. Yesterday's face-to-face shaming punishment can now be accomplished online, and an individual's presence in cyberspace is omnipresent. The public internet website utilized by the Pennsylvania State Police broadcasts worldwide, for an extended period of time, the personal identification information of individuals who have served their "sentences." This exposes registrants to ostracism and harassment without any mechanism to prove rehabilitation-even through the clearest proof. In my opinion, the extended registration period and the worldwide dissemination of registrants' information authorized by SORNA now outweighs the public safety interest of the government so as to disallow a finding that it is merely regulatory.
We find that mass publication of a juvenile's delinquency adjudication weighs in favor of finding the statute punitive. Juveniles are traditionally shielded from having their records publicized unless they are deemed to be in need of punishment and beyond rehabilitation. While a passive website is indeed different from colonial-era public shaming designed to create face-to-face encounters with the public, we disagree with the Smith Court's characterization of the website being akin to an archive of criminal records. Posting juveniles' personal information, including their full name, date of birth, annual photographs, home address, and physical description-including scars, marks, and tattoos-goes well beyond merely unsealing previously confidential records. The juvenile is publicly branded as deviant on a website known to and accessible by the juvenile's peers. While T.H.'s period of registration may be less than an adult's, a member of the public need only take a screen shot of the website to preserve T.H.'s presence forever-a possibility that is antithetical to the traditional treatment of juveniles within our justice system.
c. Scienter requirement . The third factor, whether the regulations are triggered upon a finding of scienter, was deemed to be "of little weight" to the Supreme Court's decision in Smith .
Other courts, however, have considered this factor in the context of sex offender registries. In Nick H. , the Maryland statute instructed that juveniles must register only if the court determined they posed a significant risk of reoffending.
Under Iowa's scheme, some juveniles are required to register pursuant to the court's discretion, and such a determination may require weighing the juvenile's intent to recommit. With respect to juveniles at issue in this case, however, there is no finding of scienter that triggers registration. Juveniles like T.H. must register, regardless of their risk of reoffending. Thus, the lack of a scienter requirement weighs in favor, albeit marginally, of finding the statute nonpunitive. See State v. Eighth Judicial Dist. Ct. (Logan D.) ,
d. Promote traditional aims of punishment-retribution and deterrence . In Smith , the Court found "any number of governmental programs might deter crime without imposing punishment. Smith ,
Justice Souter concurred in the Smith decision, but expressed doubt that registration requirements purely served a protective purpose.
The fact that the Act uses past crime as the touchstone, probably sweeping in a significant number of people who pose no real threat to the community, serves to feed suspicion that something more than regulation of safety is going on; when a legislature uses prior convictions to impose burdens that outpace the law's stated civil aims, there is room for serious argument that the ulterior purpose is to revisit past crimes, not prevent future ones.
Widespread dissemination of offenders' names, photographs, addresses, and criminal history serves not only to inform the public but also to humiliate and ostracize the convicts. It thus bears some resemblance to shaming punishments that were used earlier in our history to disable offenders from living normally in the community. While the Court accepts the State's explanation that the Act simply makes public information available in a new way, the scheme does much more. Its point, after all, is to send a message that probably would not otherwise be heard, by selecting some conviction information out of its corpus of penal records and broadcasting it with a warning. Selection makes a statement, one that affects common reputation and sometimes carries harsher consequences, such as exclusion from jobs or housing, harassment, and physical harm.
In Seering , we explained, "The nature of some governmental restrictions, especially those designed to protect the health and safety of children, may necessarily have some effects related to the goals of punishment."
In Logan D. , the Nevada Supreme Court considered whether juvenile registration promoted retribution by assigning more stringent registration requirements based on the offense committed, rather than the juvenile's individual risk to reoffend.
We find this factor weighs in favor of finding the statute nonpunitive. While the registry certainly produces deterrent and retributive effects, requiring juvenile offenders to abide by exclusion zones and employment restrictions directly promotes the civil objective of alerting the public to the presence of a sexual offender. Although the severity of the requirements may incidentally deter individuals from *594committing an initial offense, that fact does not detract from the primary purpose and effect of the statute, which is reducing the opportunities for juveniles who have committed aggravated sexual offenses to reoffend.
e. Applies to behavior that is already criminal . Like the scienter factor, the Smith Court did not find this factor to be useful in its analysis, and we similarly did not consider it in Seering . See Smith ,
In Young v. State , the Maryland Court of Appeals was similarly unpersuaded by the use of a criminal conviction to trigger the registry's requirements.
There are many occasions when legislatures attach both criminal and civil sanctions to the same act or omission. The fact that the statute is triggered by a criminal conviction does not undermine the Legislature's intent to create a sex offender registry to aid in the civil purpose of tracking the location of known sex offenders. The same is true as to restitution. Thus, although the connection between sex offender registration and past criminal behavior is clear, we accord only limited weight to this factor in light of the equally strong connection between registration and legitimate civil purposes.
The Iowa sex offender registry statute hinges upon a criminal conviction, and thus applies to conduct that is already a crime. However, we find Smith reasoning persuasive. When reducing recidivism is the nonpunitive goal, using a conviction of a sexual offense is a natural and nonsuspect means of achieving that goal. Thus, while this factor weighs in favor of finding the scheme punitive, it does so only slightly.
f. Rationally related to a nonpunitive purpose . We next consider whether mandatory sex offender registration for certain juveniles has a rational relationship to a civil purpose. In Seering , we found that, while the 2000-foot rule "has some punitive impact ... this factor underscores that a statute is not punitive merely 'because it lacks a close or perfect fit with the nonpunitive aims it seeks to advance.' "
g. Excessive in relation to the nonpunitive purpose . The final Mendoza -Martinez factor is the most significant of the seven, as it considers whether the legislature's chosen means to carry out its legitimate interests are so excessive as to cross the line from a civil regulation to a criminal punishment. See Wallace v. State ,
*595In Smith , the Supreme Court placed significant weight on the risk of recidivism. The Court explained "the [Alaska] legislature's findings are consistent with grave concerns over the high rate of recidivism among convicted sex offenders and their dangerousness as a class. The risk of recidivism posed by sex offenders is 'frightening and high.' "
Yet, research published since the Smith decision in 2003 demonstrates that juvenile sex offenders exhibit drastically lower recidivism rates than their adult counterparts. The Iowa Sex Offender Research Council issued a report in 2013 that outlined the modern research. Div. of Criminal & Juvenile Justice Planning, Iowa Dep't of Human Rights, Iowa Sex Offender Research Council Report to the Iowa General Assembly 12 (2013), https://humanrights.Iowa.gov/sites/default/files/media/SORC_1-15-13_Final_Report_%5B1%5D.pdf, [https://web.archive.org/web/20170323233135/https://humanrights.iowa.gov/sites/default/files/media/SORC_1-15-13_Final_Report[1].pdf]. The Council explained "studies have found extremely low rates of sexual reoffending for juveniles and that sexual reoffending rates are much lower than non-sexual re-offenses even among high-risk juveniles committed to correctional facilities."
With respect to the effectiveness of sex offender registration, multiple studies "have shown no significant difference in re-offense rates between registered and non-registered juveniles."
registration laws influence adjudication and charging practices. Fewer juveniles are adjudicated for mandatory registration offenses after laws requiring registration have gone into effect. As new policies apply harsher consequences for juvenile offenses, prosecutors become less likely to move forward on sexual assault charges. Additionally, after registry policy changes, the proportion of sex offense charges that were reduced to less severe charges increased significantly.
Furthermore, the "criminal sexual behaviors of adult sex offenders appear to be more 'the result of deeply ingrained and long-standing pathology.' " Phoebe Geer, *596Justice Served? The High Cost of Juvenile Sex Offender Registration , 27 Dev. Mental Health L. 34, 42 (2008) (quoting Ayn Embar-Seddon & Allan D. Pass, Assessing, Managing, and Treating Juvenile Sexual Offenders , 2004 J. Inst. Just. Int'l Stud. 112, 114 (2004) ). Juvenile offenses, conversely, "appear to be more exploratory in nature than those committed by adults and to not signify permanent sexual deviance."
Smith 's premise that the "frightening and high" rates of recidivism justify the harsh impositions of the sex offender regime has proven untrue in the context of juveniles. Indeed, the primary justification for the sex offender registry-protecting the public from individuals especially prone to reoffending-is substantially diminished with respect to juvenile offenders. See Wallace ,
Ultimately, automatically registering certain juveniles, and thus publicly branding them as aberrant and widely disseminating their personal information, "makes more burdensome the punishment for a crime after its commission." State v. Myers ,
h. Balancing . Considering all of the Mendoza -Martinez factors, we conclude that mandatory sex offender registration for juvenile offenders is sufficiently punitive to amount to imposing criminal punishment. The statute imposes an affirmative restraint akin to supervised probation. It mandates the mass dissemination of offender records that are historically kept confidential to promote the juvenile's potential for rehabilitation. And the sheer number of restrictions imposed on juveniles, given the demonstrated low juvenile recidivism rate, is excessive in light of the civil purpose of preventing multiple offenses.
2. Cruel and unusual . Upon finding that mandatory sex offender registration for juveniles is sufficiently punitive to warrant imposing constitutional safeguards, we next consider whether the practice goes so far as to violate the constitutional prohibition against cruel and unusual punishment. Importantly, that a civil regulatory regime is so excessive as to render it effectively punitive does not, in turn, suggest that it is so egregious and nefarious that the punishment is impermissibly cruel and unusual.
T.H.'s cruel and unusual argument rests solely on his contention that the sex offender registry regime treats juveniles like him akin to adults, despite the "diminished culpability of juveniles." Roper ,
On our review of chapters 232 and 692A above, we found that juveniles like T.H. are not in fact treated identically to adult offenders. Chapter 692A indeed strips juvenile courts of the discretion to suspend the initial registration requirement for certain aggravated juvenile offenders. Chapter 232, however, retains the juvenile court's authority to determine, at the time the dispositional order is terminated, whether it is in society's and the juvenile's best interests to continue the juvenile's sex offender registration. Accordingly, so long as a juvenile petitions to terminate his or her dispositional order prior to its expiration, the juvenile court retains authority to determine whether the child shall remain on the registry and abide by the regime's requirements akin to an adult.
We find this cooperative regime strikes a reasonable balance between protecting society from the risk of aggravated offenders committing subsequent offenses and accounting for the youthful circumstances of juvenile offenders. The legislature has opted to place aggravated juvenile offenders on the sex offender registry throughout the duration of their dispositional order, which is directly tied to the juvenile's period of rehabilitation. We find it is not excessively severe for the legislature to put additional constraints in place during the period when a juvenile adjudicated delinquent of an aggravated sexual offense is receiving reformative services, but has not yet been deemed rehabilitated. Because we find the statute's imposed punishment is not grossly disproportionate, "no further analysis is necessary." Seering ,
IV. Conclusion.
For the foregoing reasons, we affirm the decision of the court of appeals.
DECISION OF COURT OF APPEALS AND JUDGMENT OF DISTRICT COURT AFFIRMED.
Appel, J., concurs in part and dissents in part, joined by Wiggins and Hecht, JJ. Mansfield, J., files a separate concurrence in part and dissent in part, joined by Waterman and Zager, JJ.
Footnotes
913 N.W.2d 578 (In the Interest of T.H., Minor Child) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.