J-S40041-14
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
IN THE INTEREST OF: T.B., A MINOR IN THE SUPERIOR COURT OF PENNSYLVANIA
APPEAL OF: T.B.
No. 141 MDA 2014
Appeal from the Order January 8, 2014 In the Court of Common Pleas of Schuylkill County Juvenile Division at No(s): CP-54-JV-0001904-2004 CP-54-JV-0001944-2004
BEFORE: BENDER, P.J.E., BOWES, and PANELLA, JJ.
MEMORANDUM BY PANELLA, J.: FILED SEPTEMBER 15, 2014
Appellant, T.B., appeals from the order entered on January 8, 2014, in
the Court of Common Pleas of Schuylkill County. After careful review, we
quash.
The factual background and procedural posture of this case is
multifaceted. Of relevance to this appeal is the following. T.B. was
adjudicated delinquent for a myriad of sexual related offenses in July 2004.
The juvenile court, in imposing its dispositional order, committed T.B. to
twentieth birthday on July 9, 2011, the State Sexual Offenders Assessment
PA.CONS.STAT.ANN. § 6358, the SOAB conducted an assessment to determine
whether T.B. was in need of commitment for involuntary treatment due to a J-S40041-14
mental abnormality. See 42 PA.CONS.STAT.ANN. § 6358(c). The SOAB
Probation Department as permitted by 42 Pa.Cons.Stat.Ann. §
6307(a)(6.04). The probation department had in its possession mental
health records containing communications that T.B. made to mental health
professionals during the course of his treatment at Adelphoi Village and
Southwood Psychiatric Hospital.
On September 26, 2011, T.B. received the completed assessment of
the SOAB, dated August 25, 2011. At that time, he became aware that
materials that he believed to be privileged were disseminated by the
probation department to the SOAB assessor, Dr. Veronique Valliere, and that
she relied upon confidential records in rendering her conclusions.
On October 6, 2011, T.B. filed a motion to strike the results of the
SOAB assessment because it was based, in part, on confidential
communications and disclosures made by the juvenile during the treatment
process. T.B. sought a redaction of a twenty-five-page list of disclosures.
The ju
appeal was docketed at 1835 MDA 2011. On December 1, 2011, the
Commonwealth filed a motion to quash the appeal as interlocutory. That
motion was granted on April 12, 2012; however, our Supreme Court granted
allowance of appeal, vacated the order quashing the appeal, and remanded
the matter back to this Court to reconsider the matter in light of its decision
in Commonwealth v. Harris, 612 Pa. 576, 32 A.3d 243 (2011). During the
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pendency of the appeal, civil commitment proceedings continued against
T.B. in the juvenile court.
On January 19, 2012, the Commonwealth initiated civil commitment
proceedings against T.B. pursuant to PA.CONS.STAT.ANN. § 6403(a) and (b). A
hearing was conducted and, on March 1, 2012, T.B. was civilly committed to
Torrance State Hospital. T.B. filed an appeal from the commitment order. In
the appeal, docketed at 534 MDA 2012, T.B. again contested the use of
confidential mental health records in connection with the SOAB assessment
for purposes of determining whether he should be committed under the
dictates of § 6403. This Court consolidated the appeals.
A panel of this Court determined that statements of a juvenile made to
a mental health professional while in treatment remain privileged under the
psychotherapist-patient privilege and may be released to SOAB only with the
See In the Interest of T.B., A Minor, 75 A.3d
485, 496 (Pa. Super. 2013). As such, the panel vacated the orders of the
juvenile court entered on October 19, 2011 and March 1, 2012 and
remanded the matter to the juvenile court for a hearing and findings of fact
to determine whether the statements, evaluations and summaries at issue
were completed for treatment purposes. The panel further determined that
summaries were made for treatment purposes and the juvenile was not
represented by counsel and informed of his right against self-incrimination,
the court shall vacate the determination of the SOAB and may re-submit the
-3- J-S40041-14
See id., at 497. As such, the order of March 1, 2012, for involuntary
commitment, that was vacated, became a nullity upon remand thereby
necessitating that any involuntary commitment proceedings begin anew.
Upon remand, the parties agreed to a redaction of the information
provided to the SOAB as it contained statements, evaluations and
summaries for treatment purposes. The records were jointly redacted and a
new assessment was conducted by Robert Stein, Ph.D. of the SOAB on
September 13, 2013, utilizing the redacted records with no treatment notes
included.
On January 6, 2014, the juvenile court held a dispositional review
hearing based upon the new assessment of the SOAB that T.B. is in need of
involuntary treatment. At the dispositional review hearing, the
Commonwealth presented the testimony of Dr. Stein of the SOAB who
performed the assessment. See N.T., Hearing, 1/6/14, at 7. Dr. Stein
testified that T.B. has a number of psychiatric difficulties, and based upon
his assessment, T.B. suffers from a mental abnormality. See id., at 7, 16.
Dr. Stein opined that T.B. would meet the criteria for an Act 21 commitment.
See id
established a prima facie case that [T.B.] has a mental abnormality which
Id., at 27.
The Commonwealth then requested that the juvenile court move
forward to a civil commitment hearing on its petition filed on January 19,
-4- J-S40041-14
2012. See id., at 26. The juvenile court then elected to convert the
dispositional review hearing into a court-ordered involuntary commitment
hearing, pursuant to 42 PA.CONS.STAT.ANN. § 6403. In so doing, the juvenile
The Commonwealth offered the same evidence and, T.B. presented Timothy
P. Foley, Ph.D. See id., at 28. At the conclusion of the hearing, the juvenile
court took the matter under advisement and noted a decision would be
forthcoming.
The juvenile court subsequently issued an order, which provides as
follows:
AND NOW, this 8th day of January, 2014, at 10:00 a.m., having found a prima facie case that T.B. is in need of involuntary treatment, the County Solicitor is hereby directed to file a petition to initiate proceedings for his civil commitment pursuant to 42 P.S. § 6403.
Order, 1/8/14, at 1.
In its accompanying opinion, the juvenile court explained its rationale
for its decision. Particularly noteworthy to this appeal is the following
language:
This court finds that a prima facie case has been made that T.B. was in need of involuntary treatment in 2011; however, we are not prepared to grant a petition for civil commitment without - and-one-half-years.
The parties felt they were limited to the record of his treatment up to May of 2011, when he was still 20 years old and subject to evaluation under Act 21. Since the instant proceedings are an extension, after remand, of the original evaluation pursuant to Act 21, it may be proper to evaluate a prima facie case based on
-5- J-S40041-14
the records as they existed when T.B.
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J-S40041-14
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
IN THE INTEREST OF: T.B., A MINOR IN THE SUPERIOR COURT OF PENNSYLVANIA
APPEAL OF: T.B.
No. 141 MDA 2014
Appeal from the Order January 8, 2014 In the Court of Common Pleas of Schuylkill County Juvenile Division at No(s): CP-54-JV-0001904-2004 CP-54-JV-0001944-2004
BEFORE: BENDER, P.J.E., BOWES, and PANELLA, JJ.
MEMORANDUM BY PANELLA, J.: FILED SEPTEMBER 15, 2014
Appellant, T.B., appeals from the order entered on January 8, 2014, in
the Court of Common Pleas of Schuylkill County. After careful review, we
quash.
The factual background and procedural posture of this case is
multifaceted. Of relevance to this appeal is the following. T.B. was
adjudicated delinquent for a myriad of sexual related offenses in July 2004.
The juvenile court, in imposing its dispositional order, committed T.B. to
twentieth birthday on July 9, 2011, the State Sexual Offenders Assessment
PA.CONS.STAT.ANN. § 6358, the SOAB conducted an assessment to determine
whether T.B. was in need of commitment for involuntary treatment due to a J-S40041-14
mental abnormality. See 42 PA.CONS.STAT.ANN. § 6358(c). The SOAB
Probation Department as permitted by 42 Pa.Cons.Stat.Ann. §
6307(a)(6.04). The probation department had in its possession mental
health records containing communications that T.B. made to mental health
professionals during the course of his treatment at Adelphoi Village and
Southwood Psychiatric Hospital.
On September 26, 2011, T.B. received the completed assessment of
the SOAB, dated August 25, 2011. At that time, he became aware that
materials that he believed to be privileged were disseminated by the
probation department to the SOAB assessor, Dr. Veronique Valliere, and that
she relied upon confidential records in rendering her conclusions.
On October 6, 2011, T.B. filed a motion to strike the results of the
SOAB assessment because it was based, in part, on confidential
communications and disclosures made by the juvenile during the treatment
process. T.B. sought a redaction of a twenty-five-page list of disclosures.
The ju
appeal was docketed at 1835 MDA 2011. On December 1, 2011, the
Commonwealth filed a motion to quash the appeal as interlocutory. That
motion was granted on April 12, 2012; however, our Supreme Court granted
allowance of appeal, vacated the order quashing the appeal, and remanded
the matter back to this Court to reconsider the matter in light of its decision
in Commonwealth v. Harris, 612 Pa. 576, 32 A.3d 243 (2011). During the
-2- J-S40041-14
pendency of the appeal, civil commitment proceedings continued against
T.B. in the juvenile court.
On January 19, 2012, the Commonwealth initiated civil commitment
proceedings against T.B. pursuant to PA.CONS.STAT.ANN. § 6403(a) and (b). A
hearing was conducted and, on March 1, 2012, T.B. was civilly committed to
Torrance State Hospital. T.B. filed an appeal from the commitment order. In
the appeal, docketed at 534 MDA 2012, T.B. again contested the use of
confidential mental health records in connection with the SOAB assessment
for purposes of determining whether he should be committed under the
dictates of § 6403. This Court consolidated the appeals.
A panel of this Court determined that statements of a juvenile made to
a mental health professional while in treatment remain privileged under the
psychotherapist-patient privilege and may be released to SOAB only with the
See In the Interest of T.B., A Minor, 75 A.3d
485, 496 (Pa. Super. 2013). As such, the panel vacated the orders of the
juvenile court entered on October 19, 2011 and March 1, 2012 and
remanded the matter to the juvenile court for a hearing and findings of fact
to determine whether the statements, evaluations and summaries at issue
were completed for treatment purposes. The panel further determined that
summaries were made for treatment purposes and the juvenile was not
represented by counsel and informed of his right against self-incrimination,
the court shall vacate the determination of the SOAB and may re-submit the
-3- J-S40041-14
See id., at 497. As such, the order of March 1, 2012, for involuntary
commitment, that was vacated, became a nullity upon remand thereby
necessitating that any involuntary commitment proceedings begin anew.
Upon remand, the parties agreed to a redaction of the information
provided to the SOAB as it contained statements, evaluations and
summaries for treatment purposes. The records were jointly redacted and a
new assessment was conducted by Robert Stein, Ph.D. of the SOAB on
September 13, 2013, utilizing the redacted records with no treatment notes
included.
On January 6, 2014, the juvenile court held a dispositional review
hearing based upon the new assessment of the SOAB that T.B. is in need of
involuntary treatment. At the dispositional review hearing, the
Commonwealth presented the testimony of Dr. Stein of the SOAB who
performed the assessment. See N.T., Hearing, 1/6/14, at 7. Dr. Stein
testified that T.B. has a number of psychiatric difficulties, and based upon
his assessment, T.B. suffers from a mental abnormality. See id., at 7, 16.
Dr. Stein opined that T.B. would meet the criteria for an Act 21 commitment.
See id
established a prima facie case that [T.B.] has a mental abnormality which
Id., at 27.
The Commonwealth then requested that the juvenile court move
forward to a civil commitment hearing on its petition filed on January 19,
-4- J-S40041-14
2012. See id., at 26. The juvenile court then elected to convert the
dispositional review hearing into a court-ordered involuntary commitment
hearing, pursuant to 42 PA.CONS.STAT.ANN. § 6403. In so doing, the juvenile
The Commonwealth offered the same evidence and, T.B. presented Timothy
P. Foley, Ph.D. See id., at 28. At the conclusion of the hearing, the juvenile
court took the matter under advisement and noted a decision would be
forthcoming.
The juvenile court subsequently issued an order, which provides as
follows:
AND NOW, this 8th day of January, 2014, at 10:00 a.m., having found a prima facie case that T.B. is in need of involuntary treatment, the County Solicitor is hereby directed to file a petition to initiate proceedings for his civil commitment pursuant to 42 P.S. § 6403.
Order, 1/8/14, at 1.
In its accompanying opinion, the juvenile court explained its rationale
for its decision. Particularly noteworthy to this appeal is the following
language:
This court finds that a prima facie case has been made that T.B. was in need of involuntary treatment in 2011; however, we are not prepared to grant a petition for civil commitment without - and-one-half-years.
The parties felt they were limited to the record of his treatment up to May of 2011, when he was still 20 years old and subject to evaluation under Act 21. Since the instant proceedings are an extension, after remand, of the original evaluation pursuant to Act 21, it may be proper to evaluate a prima facie case based on
-5- J-S40041-14
the records as they existed when T.B. was twenty years old, but no reasonable determination of his need for continual involuntary treatment can be made without knowledge of what has happened since in his treatment.
the disposition review with a commitment proceeding. We have determined that there is a prima facie case that T.B. requires further involuntary treatment. Now a new petition for civil commitment should be file by the county solicitor and a full hearing be conducted. The parties may decide to incorporate at that hearing the testimony offered in their proceeding, but there can be no complete hearing without evidence of what has transpired since 2011.
Juvenile Court Opinion, 1/8/14, at 4 (emphasis added). This appeal followed.
On appeal, T.B. raises the following issue for our review:
A. Whether the Order of the Honorable Judge Baldwin directing the Schuylkill County solicitor to file a petition for civil commitment pursuant to 42 P.S. Section 6403 should be stricken because it improperly granted a new trial in the nature of a civil commitment hearing sue esponte [sic], where there was no error of law and without a request by the parties, against the stipulation of the parties, after a finding made by the judge from the bench during the proceedings of a prima facie case and allowing the parties to proceed with and present all of their evidence for the civil commitment hearing?
B. Whether the opinion calls for evidence which is outside of the contemplation of the statute and violates the strict time limits set by the statute and would create an evidentiary record unlike any other person subject to Act 21 Civil Commitment Proceedings.
Before we address the issues raised by T.B., we must determine
whether the January
-6- J-S40041-14
In
re Miscin, 885 A.2d 558, 561 (Pa. Super. 2005) (citations omitted). The
definition of a final order is provided in Rule 341 of the Pennsylvania Rules of
Prelude, Inc. v. Jorcyk, 695 A.2d 422, 424 (Pa. Super.
1997) (en banc). Rule 341 provides as follows:
Rule 341. Final Orders; Generally
(a) General rule. Except as prescribed in subdivisions (d), and (e) of this rule, an appeal may be taken as of right from any final order of an administrative agency or lower court.
(b) Definition of final order. A final order is any order that:
(1) disposes of all claims and of all parties; or
(2) is expressly defined as a final order by statute; or
(3) is entered as a final order pursuant to subdivision (c) of this rule.
Pa.R.A.P. 341.
The order in question is not a final order as defined by Rule 341(b).
The order simply makes a finding that the Commonwealth made a prima
facie case that T.B. is in need of involuntary treatment and directs the
county solicitor to file a petition to initiate proceedings for his civil
commitment pursuant to 42 P.S. § 6403. See Order, 1/8/14. It is not an
order for court-order involuntary commitment which would constitute a final
order.
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Rather, the order was entered by the juvenile court in accordance with
§ 6403. Und
PA.CONS.STAT.ANN. § 6403(b). Only after the petition is filed can the court set
a date for the civil commitment hearing and subsequently make a finding by
which results in serious difficulty in controlling sexually violent behavior that
PA.CONS.STAT.ANN. § 6403(d). It is
apparent that no such final disposition or commitment was ordered by the
juvenile court in its January 8, 2014 order. As such, we are constrained to 1
Appeal quashed.
Bender, P.J.E. joins the memorandum.
____________________________________________
1 appeal does not fall under the confines of Pa.R.A.P. 311, related to interlocutory appeals as of right or Pa.R.A.P. 312, related to interlocutory appeals by permission. Likewise, the order is not a collateral n order separable from and collateral to the main cause of action where the right involved is too important to be denied review and the question presented is such that if review is postponed until final judgment in the case, the claim will be irreparably l
-8- J-S40041-14
Bowes, J. files a dissenting memorandum.
Judgment Entered.
Joseph D. Seletyn, Esq. Prothonotary
Date: 9/15/2014
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