In the Interest of: N.B., a Minor, Appeal of Comm.

• Court: Superior Court of Pennsylvania
• Decided: May 10, 2018
• Docket: 527 WDA 2016
• Status: Published

Opinion

J-E02006-17

2018 PA Super 124

IN THE INTEREST OF: N.B., A MINOR, IN THE SUPERIOR COURT OF PENNSYLVANIA

APPEAL OF: COMMONWEALTH OF PENNSYLVANIA No. 527 WDA 2016

Appeal from the Order March 11, 2016 In the Court of Common Pleas of McKean County Criminal Division at No(s): CP-42-JV-0000063-2015

BEFORE: GANTMAN, P.J., BENDER, P.J.E., BOWES, J., SHOGAN, J., LAZARUS, J., OLSON, J., OTT, J., STABILE, J., and DUBOW, J.

OPINION BY DUBOW, J.: FILED MAY 10, 2018

The Commonwealth appeals from the March 11, 2016 Order entered by

the McKean County Court of Common Pleas granting the Motion to Suppress

filed on behalf of juvenile N.B. (“Appellee”). After careful review, we affirm.

Appellee’s Mother (“Mother”) believed Appellee and his twin brother,

D.B., had engaged in sexual misconduct involving a 9-year-old girl who lived

in a neighboring apartment. On April 29, 2015, after confronting Appellee and

D.B. about her suspicions, Mother reported the allegations to Appellee’s school

district because she was concerned about Appellee’s inappropriate sexual

behavior. Lieutenant Steve Caskey of the Bradford Police Department

contacted Mother and asked her to bring Appellee and D.B. into the station

for an interview. J-E02006-17

Mother complied and voluntarily brought 14-year-old Appellee and D.B.

to the Bradford Police Department to be interviewed about the sexual

misconduct allegations. Upon arriving at the police station, Lieutenant Caskey

brought Mother, Appellee, and D.B., into an interview room and turned on

recording equipment with Mother’s permission.1 Lieutenant Caskey read

Miranda2 warnings and explained that, while Mother could be present for the

interviews, he preferred to interview the boys individually and alone. Mother

agreed and Lieutenant Caskey first interviewed Appellee alone.3

Appellee fully complied with his Mother’s instructions, confessed to

numerous sex acts involving the nine-year-old girl, answered all of Lieutenant

Caskey’s questions, and agreed to speak with Lieutenant Caskey again if

necessary. Lieutenant Caskey then questioned D.B. about the allegations,

and D.B. similarly complied with his Mother’s instructions, confessed to

____________________________________________

1 The video recording showed that Lieutenant Caskey’s interview with Appellee, Appellee’s Mother, and D.B lasted a total of 27 minutes. Suppression Court Opinion, dated 3/14/16, at 3. Lieutenant Caskey’s individual questioning of Appellee lasted approximately ten minutes. Id.

2 Miranda v. Arizona, 384 U.S. 436 (1966).

3 When exiting the interview room to permit individual questioning of Appellee, the video recording shows that Mother put her hand on Appellee’s head and instructed Appellee to “[b]e brave and you tell the truth, ok?”

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numerous sex acts involving the nine-year-old girl, and answered each of

Lieutenant Caskey‘s questions.4

On October 16, 2015, the Commonwealth filed a written allegation of

delinquency based on Appellee’s confession.5 On December 1, 2015, Appellee

filed a Motion to Suppress his confession.

On February 17, 2016, the suppression court conducted a hearing at

which Mother, Lieutenant Caskey, and Appellee testified.

Mother described Appellee’s developmental delays and constant

difficulties in school. She described the circumstances of her report to police

and how she brought Appellee to the police station to confess his crimes. She

stated that she repeatedly told Lieutenant Caskey that she wanted to get

Appellee the help and treatment he needed, in addition to the consequences

for his actions. Mother explained that she did not believe Appellee knew that

he could refuse to answer Lieutenant Caskey’s questions or leave the police

station.

4 Mother then spoke with Lieutenant Caskey before leaving. Mother expressed her request for guidance, her wish to inform the victim’s parents, and her desire for “consequences” and “help.” When Mother asked what usually happens “with things like this[,]” Lieutenant Caskey replied that “a lot of the times its probation. . . in school probation. . . . Obviously they’ll get counseling, uh, and that’s generally the most part of it.”

5The Commonwealth also filed a written allegation of delinquency against D.B. based on his confession. D.B.’s case proceeded separately from Appellee’s case.

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Appellee testified that he was in 7th grade in 2015, that he was “behind”

in school, and that he was older than most of his classmates. N.T., 2/17/16,

at 48, 68. Appellee described the problems he was having in school, including

difficulty paying attention, learning, and understanding his teacher’s

instructions. Id. at 49. Appellee stated that he was struggling with his math

and science classes and not passing.6 Id. at 72. Appellee also stated that he

was receiving mental health treatment in school. Id. at 48. Appellee also

testified that, in 2015, he did not know anything about the legal system. Id.

at 49.

Appellee explained that he did not understand that he could refuse to

answer Lieutenant Caskey’s questions or leave the police station. Appellee

claimed that he believed he had no choice but to comply with his Mother’s

instructions and confess his crimes.

Lieutenant Caskey testified about the circumstances of Appellee’s

confession, including the oral waiver of rights by Appellee, his twin brother,

and his Mother. Lieutenant Caskey explained that he recorded the interview

with permission, and the Commonwealth introduced the recorded interview.

Lieutenant Caskey “kept a rational, calm demeanor and was forthright

with Mother, [Appellee], and [Appellee’s] twin brother.” Suppression Court

Opinion, dated 3/14/16, at 5. Lieutenant Caskey did not yell at or threaten

6 Appellee’s Mother testified that Appellee had an Individualized Education Plan, though she could not remember the exact dates. Id. at 70.

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Appellee, and Lieutenant Caskey did not restrain Appellee in any way. Id.

Although the door was closed during questioning, it was not locked. Id. at 2.

Lieutenant Caskey remained seated during questioning, and Appellee sat in a

chair on the other side of Lieutenant Caskey’s office desk next to the door.

Id. at 2.

At the conclusion of the hearing, the suppression court took the matter

under advisement.

On March 14, 2016, the suppression court filed an Order granting

Appellee’s Motion to Suppress. In its accompanying Opinion, the trial court

set forth its findings of fact and conclusions of law, before concluding that,

based on the totality of the circumstances, Appellee had not waived his

Miranda rights knowingly, voluntarily, and intelligently. Suppression Court

Opinion, dated 3/14/16, at 4-5.

On April 8, 2016, the Commonwealth filed a timely appeal. 7 Both the

Commonwealth and the suppression court complied with Pa.R.A.P. 1925.

The Commonwealth presents one issue for our review:

Did the trial court [err] in granting [Appellee’s] Motion to Suppress where [Appellee] consulted with his mother prior to police questioning, and where his mother voluntarily brought [Appellee] ____________________________________________

7 The Commonwealth included a certification that suppression “terminates or substantially handicaps the prosecution as required under [Pa.R.A.P.] 311(d).” “In a criminal case, under the circumstances provided by law, the Commonwealth may take an appeal as of right from an order that does not end the entire case where the Commonwealth certifies in the notice of appeal that the order will terminate or substantially handicap the prosecution.” Pa.R.A.P. 311(d).

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to the police station, and where [Appellee] and his mother were both read their Miranda rights, with each indicating that they understood these rights?

Commonwealth’s Brief at 5 (capitalization omitted).

In its sole issue on appeal, the Commonwealth argues that the

suppression court erred in granting Appellee’s Motion to Suppress because the

totality of the circumstances shows that Appellee confessed after a knowing,

voluntary, and intelligent waiver of his rights in his Mother’s presence.

Commonwealth’s Brief at 12.

“When reviewing the propriety of a suppression order, we are required

to determine whether the record supports the factual findings of the

suppression court, and we are bound by those facts and may reverse only if

the legal conclusions drawn therefrom are in error.” In re T.P., 78 A.3d 1166,

1169 (Pa. Super. 2013) (citation omitted). Since the juvenile prevailed below,

we consider only the juvenile’s evidence and so much of the Commonwealth’s

evidence that is not contradicted. Id. (citation omitted). We are not bound

by the suppression court’s legal determinations and our standard of review is

de novo. Id. It is well settled that this Court may affirm “on any valid basis

appearing of record.” Id. at 1170.

“[T]he right against self-incrimination is personal and thus cannot be

invoked by another.” In re N.M., 141 A.3d 539, 543 (Pa. Super. 2016)

(citations omitted). This Court has previously recognized the “innate

disadvantages associated with the immaturity of most youth and the need to

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balance those considerations against the interests of society and justice.” Id.

(citation omitted).

We employ a totality of circumstances analysis regarding the waiver of

rights by juveniles and the voluntariness of juvenile confessions. Id. at 544

(citation omitted). “Among those factors are the juvenile’s youth, experience,

comprehension, and the presence or absence of an interested adult.” Id.

(citation omitted). “Other factors to consider in this context also include[:]

(1) the duration and means of [the] interrogation; (2) the [juvenile’s] physical

and psychological state; (3) the conditions attendant to the detention; (4) the

attitude of the interrogator; and (5) any and all other factors that could drain

[the juvenile’s] ability to withstand suggestion and coercion.” Id. (citation

omitted).

Based on the totality of the circumstances, the suppression court

concluded that Appellee did not waive his Miranda rights knowingly,

voluntarily, and intelligently. Suppression Court Opinion, dated 3/14/16, at

4-5. Because we are bound by the suppression court’s credibility

determinations regarding Appellee, we agree that Appellee did not knowingly

waive his Miranda rights. In re T.P., 78 A.3d 1166, 1169 (Pa. Super. 2013).

As described above, Lieutenant Caskey quickly recited Miranda

warnings to Appellee and did not provide them in writing. Appellee, a juvenile

with developmental delays, did not attach any significance to these warnings,

aside from his associating them with a familiar television show.

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Throughout their time at the police station, Appellee’s Mother instructed

Appellee to “be brave,” “tell the truth,” and admit his crimes to Lieutenant

Caskey. Appellee did not understand that he could refuse to answer

Lieutenant Caskey’s questions, leave the station freely, or request an

attorney. N.T., 2/17/16, at 47-48, 50, 54-59. Appellee only participated in

the interview because “he believed he was forced to be there by his mother

and that he was directed to confess.” Pa.R.A.P. 1925(a) Opinion, dated

7/1/16, at 4-5. This finding is amply supported by the certified record and

the totality of circumstances.

The suppression court afforded Appellee’s testimony great weight and

found Appellee credible. Insofar as the Commonwealth attempts to

undermine various findings by referring to testimony as “self-serving

statements” and “bald assertions” unsupported by documentary evidence,

see Commonwealth’s Brief at 18, such arguments conflict with our standard

of review. We are bound by the suppression court’s credibility determinations

and supported factual findings. In re T.P., 78 A.3d 1166, 1169 (Pa. Super.

2013).

In light of his age, his intellectual challenges, the absence of an

interested adult, and his belief that he was “forced to be there by his mother

and that he was directed to confess[,]” we conclude that Appellee did not

knowingly waive his Miranda rights.

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Our careful review of the record supports the suppression court’s

findings of facts, and we discern no error of law in its sound legal conclusions.

Accordingly, we affirm.

Order affirmed.

Judge Bowes, Judge Olson, Judge Ott, and Judge Stabile join this

Opinion.

Judge Lazarus files a Dissenting Opinion in which President Judge

Gantman, President Judge Emeritus Bender, and Judge Shogan join.

Judgment Entered.

Joseph D. Seletyn, Esq. Prothonotary

Date: 5/10/2018

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