IN THE COURT OF APPEALS OF IOWA
No. 23-1755 Filed January 10, 2024
IN THE INTEREST OF A.S., Minor Child,
K.S., Mother, Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Wapello County, Richelle Mahaffey,
District Associate Judge.
A mother appeals the termination of parental rights to her child.
AFFIRMED.
Patricia J. Lipski, Washington, for appellant mother.
Brenna Bird, Attorney General, and Tamara Knight, Assistant Attorney
General, for appellee State.
Samuel K. Erhardt, Ottumwa, attorney and guardian ad litem for minor child.
Considered by Greer, P.J., and Ahlers and Buller, JJ. 2
GREER, Presiding Judge.
The mother appeals the termination of her parental rights to her child, A.S.,
born in April 2022.1 On appeal, the mother argues both that the Iowa Department
of Health and Human Services failed to exercise reasonable efforts towards
reunifying her and A.S. and that the juvenile court should have ordered a
guardianship rather than termination. She simultaneously wraps in a challenge to
the juvenile court’s failure to offer her six more months of time and insists that
terminating her rights would not be in A.S.’s best interests based on the strength
of their bond. We affirm.
I. Background Facts and Prior Proceedings.
This family first came to the attention of the department in June 2022, when
A.S. was two months old, based on allegations that the mother was actively using
methamphetamine while caring for A.S. and associating with known drug users. A
child protective worker visited the mother and A.S. at their home and observed
multiple signs of recent methamphetamine use in the mother. Citing safety
concerns, the State requested that the department take custody of A.S., and the
juvenile court issued an ex parte removal order the same day and confirmed the
order in July 2022. A.S. has remained placed with fictive kin2—a family friend—
under the supervision of the department since then.
1 The juvenile court also terminated the father’s parental rights; he is not a party to
this appeal. 2 “‘Fictive kin’ means an adult person who is not a relative of a child but who has
an emotionally positive significant relationship with the child or the child’s family.” Iowa Code § 232.2(22) (2022). 3
Throughout the summer of 2022, the mother refused or did not participate
in several requested drug tests. She was also in and out of jail on various probation
violations and new charges; she remained in jail after mid-August. During the few
weeks that the mother was not incarcerated, she participated in case management
services, probation-based case work, family-centered services, and supervised
interactions with A.S. The mother never progressed beyond supervised visitation
with A.S. While the mother was in jail, she participated in video visits with A.S.
twice weekly for fifteen minutes each time.
A contested adjudication hearing was scheduled for August 2022, and after
the mother stipulated to it, A.S. was adjudicated a child in need of assistance
(CINA) the day of the hearing pursuant to Iowa Code section 232.96A(3)(b) and
(14). In its adjudicatory order, the juvenile court continued the placement of A.S.
with the fictive kin. The juvenile court did the same in a dispositional order in
September 2022. In October 2022, the mother’s probation was revoked, and she
was sentenced to prison. The juvenile court also held a review hearing in
December 2022.
The State petitioned to terminate parental rights under Iowa Code
section 232.116(1)(e), (g), and (h) (2023) in conjunction with a permanency
hearing in March 2023. In July 2023, the mother was denied parole. Throughout
this time, the department provided visitation between the mother and A.S. for two
hours weekly, and the fictive kin facilitated additional visits. Throughout her
incarceration, the mother participated in various programs through the prison
including a few counseling sessions; medication management; employment; and
behavioral, mental-health, and life-skills classes. The mother also regularly was 4
in contact with A.S. and her fictive kin via telephone. At the same time, the mother
cancelled two monthly visits from the department—in February and June 2023.
The mother also declined to participate in mental-health therapy.
The juvenile court held a permanency review and termination-of-parental-
rights hearing over two days in July and September 2023. At the hearing, a social
work case manager for the department testified that “at almost every monthly visit
I’ve had with [the mother] throughout this case, we talked about [A.S.’s] removal,
and [the mother] continues to not understand why [A.S.] was removed from her
care.” The case manager also testified that the mother insisted that she was not
actively using illegal substances at the time of A.S.’s removal. On top of that, the
case manager added that at some in-person meetings, A.S. would not go to the
mother but instead would cry and go towards the fictive kin, and that A.S. is
reluctant and guarded around the mother as A.S. had only been in the care of the
mother for two-and-one-half months before the ex parte removal order. The family
support specialist testified that the mother never acknowledged that she used
methamphetamine nor expressed a real desire to address her substance abuse.
The family support specialist also said that she did not believe that A.S. looks at
the mother “like a mom” and that A.S. is not bonded with the mother.
The mother testified that if and when she is granted parole, she plans to
move to Texas but could also stay in Iowa and be released to a halfway house for
a couple of months before finding stable housing. She also said that A.S. calls her
“Mom, Momma, so [the mother] think[s] that there is a bond there.” The mother
specifically asked for a six-month extension or for a guardianship in lieu of
termination with the fictive kin because she wanted “later on in life if something 5
were to happen for [her] to be reconsidered for a caretaker for” A.S. When asked
if she was able to provide A.S. with permanency at the time of the hearing, the
mother said, “No, I’m not.”
In August 2023, the fictive kin became a licensed foster parent. In October
2023, the juvenile court terminated the mother’s parental rights pursuant to Iowa
Code section 232.116(1)(e), (g), and (h). In its order, the juvenile court explicitly
found that reasonable efforts had been made to achieve the permanency goal and
that the mother failed to present clear and convincing evidence that any exception
to termination should apply. The mother appeals.
II. Standard of Review.
We review the termination of parental rights de novo. In re Z.K., 973
N.W.2d 27, 32 (Iowa 2022). We give careful consideration to the juvenile court’s
factual findings and in-person observations, but we are not bound by them. In re
W.M., 957 N.W.2d 305, 312 (Iowa 2021). “[O]ur fundamental concern” in review
of termination proceedings “is the child’s best interests.” In re J.C., 857 N.W.2d
495, 500 (Iowa 2014).
III. Analysis.
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IN THE COURT OF APPEALS OF IOWA
No. 23-1755 Filed January 10, 2024
IN THE INTEREST OF A.S., Minor Child,
K.S., Mother, Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Wapello County, Richelle Mahaffey,
District Associate Judge.
A mother appeals the termination of parental rights to her child.
AFFIRMED.
Patricia J. Lipski, Washington, for appellant mother.
Brenna Bird, Attorney General, and Tamara Knight, Assistant Attorney
General, for appellee State.
Samuel K. Erhardt, Ottumwa, attorney and guardian ad litem for minor child.
Considered by Greer, P.J., and Ahlers and Buller, JJ. 2
GREER, Presiding Judge.
The mother appeals the termination of her parental rights to her child, A.S.,
born in April 2022.1 On appeal, the mother argues both that the Iowa Department
of Health and Human Services failed to exercise reasonable efforts towards
reunifying her and A.S. and that the juvenile court should have ordered a
guardianship rather than termination. She simultaneously wraps in a challenge to
the juvenile court’s failure to offer her six more months of time and insists that
terminating her rights would not be in A.S.’s best interests based on the strength
of their bond. We affirm.
I. Background Facts and Prior Proceedings.
This family first came to the attention of the department in June 2022, when
A.S. was two months old, based on allegations that the mother was actively using
methamphetamine while caring for A.S. and associating with known drug users. A
child protective worker visited the mother and A.S. at their home and observed
multiple signs of recent methamphetamine use in the mother. Citing safety
concerns, the State requested that the department take custody of A.S., and the
juvenile court issued an ex parte removal order the same day and confirmed the
order in July 2022. A.S. has remained placed with fictive kin2—a family friend—
under the supervision of the department since then.
1 The juvenile court also terminated the father’s parental rights; he is not a party to
this appeal. 2 “‘Fictive kin’ means an adult person who is not a relative of a child but who has
an emotionally positive significant relationship with the child or the child’s family.” Iowa Code § 232.2(22) (2022). 3
Throughout the summer of 2022, the mother refused or did not participate
in several requested drug tests. She was also in and out of jail on various probation
violations and new charges; she remained in jail after mid-August. During the few
weeks that the mother was not incarcerated, she participated in case management
services, probation-based case work, family-centered services, and supervised
interactions with A.S. The mother never progressed beyond supervised visitation
with A.S. While the mother was in jail, she participated in video visits with A.S.
twice weekly for fifteen minutes each time.
A contested adjudication hearing was scheduled for August 2022, and after
the mother stipulated to it, A.S. was adjudicated a child in need of assistance
(CINA) the day of the hearing pursuant to Iowa Code section 232.96A(3)(b) and
(14). In its adjudicatory order, the juvenile court continued the placement of A.S.
with the fictive kin. The juvenile court did the same in a dispositional order in
September 2022. In October 2022, the mother’s probation was revoked, and she
was sentenced to prison. The juvenile court also held a review hearing in
December 2022.
The State petitioned to terminate parental rights under Iowa Code
section 232.116(1)(e), (g), and (h) (2023) in conjunction with a permanency
hearing in March 2023. In July 2023, the mother was denied parole. Throughout
this time, the department provided visitation between the mother and A.S. for two
hours weekly, and the fictive kin facilitated additional visits. Throughout her
incarceration, the mother participated in various programs through the prison
including a few counseling sessions; medication management; employment; and
behavioral, mental-health, and life-skills classes. The mother also regularly was 4
in contact with A.S. and her fictive kin via telephone. At the same time, the mother
cancelled two monthly visits from the department—in February and June 2023.
The mother also declined to participate in mental-health therapy.
The juvenile court held a permanency review and termination-of-parental-
rights hearing over two days in July and September 2023. At the hearing, a social
work case manager for the department testified that “at almost every monthly visit
I’ve had with [the mother] throughout this case, we talked about [A.S.’s] removal,
and [the mother] continues to not understand why [A.S.] was removed from her
care.” The case manager also testified that the mother insisted that she was not
actively using illegal substances at the time of A.S.’s removal. On top of that, the
case manager added that at some in-person meetings, A.S. would not go to the
mother but instead would cry and go towards the fictive kin, and that A.S. is
reluctant and guarded around the mother as A.S. had only been in the care of the
mother for two-and-one-half months before the ex parte removal order. The family
support specialist testified that the mother never acknowledged that she used
methamphetamine nor expressed a real desire to address her substance abuse.
The family support specialist also said that she did not believe that A.S. looks at
the mother “like a mom” and that A.S. is not bonded with the mother.
The mother testified that if and when she is granted parole, she plans to
move to Texas but could also stay in Iowa and be released to a halfway house for
a couple of months before finding stable housing. She also said that A.S. calls her
“Mom, Momma, so [the mother] think[s] that there is a bond there.” The mother
specifically asked for a six-month extension or for a guardianship in lieu of
termination with the fictive kin because she wanted “later on in life if something 5
were to happen for [her] to be reconsidered for a caretaker for” A.S. When asked
if she was able to provide A.S. with permanency at the time of the hearing, the
mother said, “No, I’m not.”
In August 2023, the fictive kin became a licensed foster parent. In October
2023, the juvenile court terminated the mother’s parental rights pursuant to Iowa
Code section 232.116(1)(e), (g), and (h). In its order, the juvenile court explicitly
found that reasonable efforts had been made to achieve the permanency goal and
that the mother failed to present clear and convincing evidence that any exception
to termination should apply. The mother appeals.
II. Standard of Review.
We review the termination of parental rights de novo. In re Z.K., 973
N.W.2d 27, 32 (Iowa 2022). We give careful consideration to the juvenile court’s
factual findings and in-person observations, but we are not bound by them. In re
W.M., 957 N.W.2d 305, 312 (Iowa 2021). “[O]ur fundamental concern” in review
of termination proceedings “is the child’s best interests.” In re J.C., 857 N.W.2d
495, 500 (Iowa 2014).
III. Analysis.
In general, we follow a three-step analysis in reviewing the termination of a
parent’s rights. In re P.L., 778 N.W.2d 33, 39 (Iowa 2010). We first consider
whether there is a statutory ground for termination of the parent’s rights under
section 232.116(1). Id. Second, we look to whether termination of the parent’s
rights is in the child’s best interests. Id. (citing Iowa Code § 232.116(2)). Third,
we consider whether any of the exceptions to termination in section 232.116(3)
should be applied. Id. 6
First, the mother does not appear to challenge the statutory grounds for
termination, so we do not address that issue. Id. at 40 (stating that “we do not
have to discuss [the first step]” when a parent fails to dispute the existence of all
grounds for termination under section 232.116(1)); Hyler v. Garner, 548 N.W.2d
864, 870 (Iowa 1996) (“[O]ur review is confined to those propositions relied upon
by the appellant for reversal on appeal.”). Instead, on appeal, the mother asserts
four arguments in two packages: (1) the department did not make reasonable
efforts to reunite her with A.S., and as a consequence of that, (2) the juvenile court
should have granted her more time to work towards reunification. In addition, (3)
the strength of her bond with A.S. makes termination not in A.S.’s best interests,
and as a consequence of that, (4) the juvenile court should have ordered a
guardianship rather than termination. The mother wraps her challenge to
reasonable efforts by the department into a request for six additional months to
work towards reunification. The State responds that the mother failed to preserve
error on this issue.
A parent cannot challenge reasonable efforts for the first time on appeal or
even first raise a challenge at the termination hearing. See In re E.H., No. 21-
0467, 2021 WL 2709486, at *2 (Iowa Ct. App. June 30, 2021). A parent must alert
the juvenile court of any perceived deficiency in services “at the removal, when the
case permanency plan is entered, or at later review hearings.” In re C.H., 652
N.W.2d 144, 148 (Iowa 2002). When a parent fails to timely request additional or
different services, the parent waives any reasonable-efforts challenge. Id. Here,
the mother never timely informed the juvenile court of any deficiency in services,
so her reasonable-efforts challenge is waived. And on appeal, her contentions— 7
wanting more visitation and more counseling services—relate to alleged failures
by the department that are realistically restricted by the fact the mother is in prison
and because of her own decisions, including failing to fully exhaust the services
offered.3 See id. at 147 n.4 (requiring a parent to identify deficiencies in services
or request additional services before being able to challenge the sufficiency of the
services).
To the extent that the mother also argues for an additional six months of
time to work towards reunification, after the termination trial, the juvenile court may
decide to not terminate parental rights if it finds there is clear and convincing
evidence that CINA proceedings should continue and enters an order to extend
the time for reunification in accordance with section 232.104(2)(b). Iowa Code
§ 232.117(5). The court may continue the proceedings for an additional six months
if it finds “the need for removal . . . will no longer exist at the end of the additional
six-month period.” Id. § 232.104(2)(b). But at the same time, “we cannot deprive
a child of permanency after the State has proved a ground for termination under
section 232.116(1) by hoping someday a parent will learn to be a parent and be
able to provide a stable home for the child.” In re A.M., 843 N.W.2d 100, 112 (Iowa
2014). Here, the mother failed to demonstrate that the need for termination—the
danger to A.S. through the mother’s active drug use, lack of accountability for and
understanding of her actions, and incarceration due to repeated probation
violations and criminal convictions—will no longer exist in six months. With so
many factors still “up in the air,” we do not know if or when the mother will be
3 The mother was offered mental-health counseling in prison but, prior to the termination hearing, she had chosen to only attend three sessions. 8
released from prison or if she will be granted parole. Likewise, she had no plan
formulated once released, as she testified she might stay in Iowa or move to Texas.
Therefore, the request for six additional months, along with her reasonable efforts
argument, fails.
The mother also wraps a challenge based on the strength of her bond with
A.S. into a request for a guardianship rather than termination. See Iowa Code
§ 232.117(5) (allowing the court, after a termination hearing, to not order
termination of parental rights but instead enter an order in accordance with several
sections, including section 232.104); see also id. § 232.104(2)(d)(2) (allowing the
court to enter an order transferring guardianship and custody of the child to fictive
kin). To establish the guardianship in lieu of termination, the court must determine
by clear and convincing evidence that “termination of the parent-child relationship
would not be in the best interest of the child.” Id. § 232.104(4)(a). But, as our
courts have often stated, “a guardianship is not a legally preferable alternative to
termination.” W.M., 957 N.W.2d at 315 (citation omitted); In re B.T., 894 N.W.2d
29, 32 (Iowa Ct. App. 2017). Here, the mother’s argument for a guardianship with
the fictive kin who has cared for A.S. since her removal in June 2022 amounts to
nothing more than an argument that such a guardianship is a legally preferable
alternative to termination of the mother’s parental rights; and, in particular given
the small percentage of A.S.’s life that she has spent with the mother, we decline
to order it instead of termination. The child deserves permanency, and a
guardianship would not serve that need in these circumstances. See A.M., 843
N.W.2d at 112. 9
To the extent that the mother also argues for the permissive exception to
termination based on the strength of her bond with A.S., the closeness of a parent-
child bond may serve as a permissive exception to termination. See Iowa Code
§ 232.116(3)(c). It is the mother's burden to establish a permissive exception. In
re A.S., 906 N.W.2d 467, 475–76 (Iowa 2018). To do so, she has to demonstrate
via “clear and convincing evidence that ‘termination would be detrimental to the
child at the time due to the closeness of the parent-child relationship.’” In re A.B.,
956 N.W.2d 162, 169 (Iowa 2021) (quoting Iowa Code § 232.116(3)(c)). Yet, the
evidence established at the termination trial showed that A.S. did not have a strong
bond with the mother. Instead, A.S. appeared reluctant and guarded around the
mother, likely because of the small relative amount of A.S.’s life that she spent in
the care of the mother. Likewise, the family support specialist testified that she did
not believe that A.S. and the mother were bonded, and the mother did not clearly
refute this claim. Without clear and convincing evidence that any bond between
the mother and A.S. rises to the level of preventing termination, we also decline to
rely on the permissive exception.
IV. Conclusion.
For these reasons, we affirm the decision of the juvenile court terminating
the mother’s parental rights to A.S.