In the Int. of: K.M.W., Appeal of K.W.R.

2020 Pa. Super. 200
Superior Court of Pennsylvania·Decided August 18, 2020·No. 1537 MDA 2019·Published

Opinion

J-E01013-20

2020 PA Super 200

IN THE INT. OF: K.M.W., A MINOR : IN THE SUPERIOR COURT OF : PENNSYLVANIA : APPEAL OF: K.W.R., MOTHER : : : : : : No. 1537 MDA 2019

Appeal from the Decree Entered August 23, 2019 In the Court of Common Pleas of Dauphin County Orphans' Court at No(s): 13-AD-2019 and CP-22-DP-98-2016

BEFORE: PANELLA, P.J., STABILE, J., DUBOW, J., KUNSELMAN, J., NICHOLS, J., MURRAY, J., McLAUGHLIN, J., KING, J., and McCAFFERY, J.

OPINION BY DUBOW, J.: FILED AUGUST 18, 2020

Appellant, K.W.R. (“Mother”), appeals from the August 23, 2019 Decree

that both involuntarily terminated her parental rights to K.M.W. (“Child”) and

changed Child’s permanency goal to Adoption. This Court certified this case

for en banc review to determine whether this Court should quash this appeal

pursuant to Commonwealth v. Walker, 185 A.3d 969 (Pa. 2018), and

Matter of M.P., 204 A.3d 976 (Pa. Super. 2019), because Mother filed a

single Notice of Appeal from a Decree listing more than one lower court docket

number. Because the trial court misinformed Mother to file a single notice of

appeal from multiple lower court dockets, we decline to quash this appeal.

Upon review of the merits, we affirm.

I. MOTHER’S NOTICE OF APPEAL J-E01013-20

On October 9, 2019, Mother filed a timely single Notice of Appeal from

a Decree that both terminated her parental rights on the adoption docket and

changed Child’s permanency goal to Adoption on the dependency docket.

Mother listed both lower court docket numbers on the single Notice of Appeal

(Docket Nos. 13 AD 2019 and CP-22-DP-98-2016). We granted en banc

review to determine whether this Court should quash this appeal pursuant to

Walker, supra, and M.P., supra.1 Per Curium Order, 4/6/20.

In June 2018, our Supreme Court disapproved of the common practice

of filing a single notice of appeal from an order or judgment involving more

than one docket number. See generally Walker, supra. The Court

observed that “the proper practice under [Pa.R.A.P.] 341(a) is to file separate

appeals from an order that resolves issues arising on more than one docket.”

Walker, 185 A.3d at 977. Accordingly, the Court determined, “[t]he failure

to do so requires the appellate court to quash the appeal.” Similarly, in M.P.,

in an appeal from a termination of parental rights, this Court held that Walker

compels quashal when an appellant files a single notice of appeal from both a

dependency and an adoption lower court docket. 204 A.3d at 981.

During the pendency of the instant appeal, an en banc panel of this

Court clarified the holding in Walker and concluded, “the bright-line rule set ____________________________________________

1 This Court issued a Rule to Show Cause why Mother’s appeal should not be quashed pursuant to Walker. Mother filed a Response, and this Court discharged the Rule and referred the Walker issue to the merits panel, which subsequently quashed the appeal. Mother filed an Application for Reargument, which this Court granted, thus certifying this case for en banc review.

-2- J-E01013-20

forth in Walker only required an appellant to file a ‘separate’ notice of appeal

for each lower court docket the appellant was challenging” and this court

“should not invalidate an otherwise timely appeal based on the inclusion of

multiple docket numbers” because neither Walker nor Rule 341 expressly

forbid this practice. Commonwealth v. Johnson, ___ A.3d ___, *___ (Pa.

Super. 2020) (en banc).

However, there are exceptions to the bright-line rule set forth in

Walker. This Court has declined to quash a defective notice of appeal when

the defect resulted from an appellant’s acting in accordance with

misinformation from the trial court, deeming the situation a breakdown in

court operations. See Commonwealth v. Larkin, ___ A.3d___, *____ (Pa.

Super. 2020) (en banc); Commonwealth v. Stansbury, 219 A.3d 157 (Pa.

Super. 2019). In Larkin, an appellant filed a pro se notice of appeal seeking

relief relating to more than one docket after the order informing appellant of

his appellate rights provided “Petitioner has thirty (30) days from the date of

this order to file an appeal.” ___ A.3d at *___ (emphasis in original). An

en banc panel of this Court held that this Court may “overlook the

requirements of Walker where . . . a breakdown occurs in the court system,

and a defendant is misinformed or misled regarding his appellate rights.” Id.

at *___. Similarly, in Stansbury, the lower court advised the appellant that

he could pursue appellate review by filing “a written notice of appeal[,]”

despite the fact that Walker compelled the filing of separate notices of appeal

at each docket number. 219 A.3d at 159 (emphasis in original). This Court

-3- J-E01013-20

declined to quash the appeal, concluding that a breakdown in court operations

occurred. Id. at 160.

In her Brief, Mother avers that her appeal should not be quashed for a

defect in the Notice of Appeal, asserting that (1) her sole intent was to appeal

the Decree on the adoption docket; (2) she included both docket numbers on

the Notice of Appeal in order to mirror the trial court’s caption; and (3) no

party suffered prejudice. Mother’s Br. at 41-42. Mother further argues that

this Court should grant her Application to Strike Trial Court Docket Number in

which she requested this Court to strike the dependency docket number to

cure her defective Notice of Appeal. Id. at 44.

Although Mother avers that she had the sole intent to appeal the Decree

on the adoption docket, that contention is not supported by the issues raised

in her Brief. In her Brief, Mother raises an issue that pertains to Child’s goal

change on the dependency docket: “Were adequate reunification services

provided by the Agency prior to filing the petition to terminate Mother’s

parental rights?” Id. at 4. In addition, Mother argues that the Agency did not

offer adequate services to promote the Reunification goal and cites sections

of, inter alia, the Juvenile Act, which governs dependency proceedings. See

id. at 27-34 (citing 23 Pa.C.S. § 2511(a)(5), 42 Pa.C.S. § 6301, et seq.).

Thus, we reject Mother’s contention that she solely intended to challenge the

adoption docket.

Nevertheless, we are persuaded by Mother’s argument that she included

both docket numbers on the Notice of Appeal to mirror the trial court’s caption

-4- J-E01013-20

in the Decree terminating Mother’s parental rights. Our review of the record

reveals that the Decree included both the adoption docket number and the

dependency docket number and, most notably, informed Mother, “[t]his order

shall become absolute as of course if no appeal is taken, within thirty (30)

days, pursuant to Pa.R.A.P. 341.” Decree, 8/21/19 (emphasis added). The

trial court’s indication that Mother could seek relief from this Court by filing a

singular appeal from multiple lower court docket numbers constitutes a

breakdown in court operations. Accordingly, we decline to quash this appeal.

Mother also avers that this Court should decline to quash because no

party suffered prejudice because of her defective Notice of Appeal. We

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In the Int. of: K.M.W., Appeal of K.W.R., 2020 Pa. Super. 200 (Pa. Ct. App. 2020).

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