in the Estate of Wilbur Waldo Lynch

Court of Appeals of Texas·Decided April 20, 2011·No. 04-09-00777-CV·Published

Opinion

OPINION

No. 04-09-00777-CV

IN THE ESTATE OF WILBUR WALDO LYNCH, Deceased

From the County Court at Law, Kendall County, Texas Trial Court No. 05-090-PR Honorable Bill R. Palmer, Judge Presiding

Opinion by: Sandee Bryan Marion, Justice

Sitting: Sandee Bryan Marion, Justice Rebecca Simmons, Justice

Marialyn Barnard, Justice

Delivered and Filed: April 20, 2011 AFFIRMED This appeal arises from a will contest over the 2003 will of Wilbur Waldo Lynch. Wilbur had three daughters: Peggy Sackheim, Patricia Alderman, and Tracy Lynch. Wilbur died in July 2005, and Tracy filed an application to probate the 2003 will. After it was admitted to probate, Peggy and Patricia contested the will on the grounds that their father lacked testamentary capacity to execute the 2003 will and he executed it as a result of undue influence by Tracy. A jury returned a verdict in favor of Peggy and Patricia and awarded them their attorney’s fees. Although the jury found that Tracy incurred over $600,000 in reasonable and necessary attorney’s fees, it found she did not act in good faith and with just cause in defending the 2003 will. Based on the jury’s verdict, the trial court set aside the order probating the 2003 will,

admitted the 2001 will to probate, granted Peggy and Patricia their attorney’s fees, and denied Tracy’s request for attorney’s fees. Tracy now appeals.

BACKGROUND

Wilbur had a career that included flying planes during World War II, working for Pan American World Airways, and running a small oil and gas business. He and his wife’s two eldest daughters, Peggy and Patricia, were sixteen and fourteen years, respectively, older than their youngest daughter, Tracy. In 1995, Wilbur suffered a stroke. Patricia, who lives in Florida, began to travel to Wilbur’s home in Boerne, Texas once a month for six and one-half years to assist Wilbur with his business. Peggy lives in Arizona, and Tracy lives in Texas.

In March 2000, Wilbur’s wife died. After her mother’s death, Tracy and her children moved in with Wilbur to care for him. By this time, Wilbur needed help with everything, including bathing and eating. He could not read, and he needed help using the telephone or the television.

In November 2000, Wilbur filed an “affidavit” at the courthouse giving Tracy his house.

In April 2001, the entire family met with an estate planning attorney, John Bakke, and Wilbur created an inter vivos trust that required the unanimous consent of his three daughters to dispose of his property. Additionally, Wilbur executed the 2001 will that left his estate in equal shares to his three daughters upon his death. He also filed a deed giving Tracy the house.

In May 2001, a caregiver was hired to come to Wilbur’s house on weekdays. Sherri Zaskoda, an experienced geriatric nurse’s aide, took Wilbur to his doctor’s appointments, filled his prescriptions, prepared some meals, and ensured Wilbur and his home were clean. Zaskoda was with Wilbur forty hours per week for more than two years. According to Zaskoda, Wilbur

had good days and bad days, and none of his doctors discussed the possibility that he suffered from dementia.

In 2003, William Leighner, the attorney who prepared the 2003 will, hired Dr. Raymond Costello, a clinical psychologist, to conduct a testamentary capacity evaluation of Wilbur. At the conclusion of the evaluation, Dr. Costello “saw no reason to question [Wilbur’s] competency to execute his Last Will and Testament at this time or for the foreseeable future within the next few months if no untoward medical situations occur.” Four days later, Wilbur executed the 2003 will. Wilbur died in 2005 at the age of ninety-two.

DOES A FINDING THAT A TESTATOR LACKS TESTAMENTARY CAPACITY CONFLICT WITH A FINDING THAT HE WAS UNDULY INFLUENCED

In answer to jury question number one, the jury found that Wilbur did not have testamentary capacity when he executed the 2003 will. 1 In answer to jury question number two, the jury found that at the time Wilbur executed the 2003 will, he was acting under the undue influence of Tracy. 2 In her first issue, Tracy asserts these findings create an irreconcilable conflict because a person cannot both lack testamentary capacity and be unduly influenced. She argues these findings implicate the same material fact: a person’s mental capacity. In a related issue, Tracy asserts the trial court erred by admitting into evidence the testimony of appellees’ expert, Dr. Martha Leatherman, a geriatric psychiatrist, because Dr. Leatherman failed to

1 The jury was instructed that “testamentary capacity” means “sound mind. It is the required legal capacity to make a Will and means that a person, when signing a Will, must have the sufficient mental ability to:

1. Understand the business in which he is engaged;
2. Understand the effect of his act in making a Will;

3. Know his next of kin and the objects of his bounty and their claims upon him;

4. Understand the general nature and extent of his property; and 5. Have sufficient memory to collect in his mind the elements of the business to be transacted, to hold them long enough to perceive, at least their obvious relation to each other, and to be able to form a reasonable judgment as to them.”

2 The jury was instructed that “undue influence” means: “(1) the existence of an influence; (2) that subverts or overpowers the mind of the testator at the time of the execution of the will; and (3) the will would not have been signed by the testator but for such influence.”

recognize that lack of testamentary capacity and undue influence are mutually exclusive. 3 Tracy asserts Dr. Leatherman’s opinion that a person can lack testamentary capacity and be unduly influenced has been rejected by both the Texas Supreme Court and this court. Therefore, according to Tracy, because Dr. Leatherman’s opinion “is contrary to established, black-letter law,” it is entitled to no weight and her testimony amounts to “no evidence.”

Lack of testamentary capacity and undue influence are two distinct grounds for avoiding a will. Rothermel v. Duncan, 369 S.W.2d 917, 922 (Tex. 1963); Long v. Long, 133 Tex. 96, 125 S.W.2d 1034, 1036 (1939). Many courts, including this one, have relied without further analysis on Rothermel for the proposition that a finding of testamentary incapacity and undue influence are in conflict. See, e.g., Lowery v. Saunders, 666 S.W.2d 226, 229 n.2 (Tex. App.—San Antonio 1984, writ ref’d n.r.e.) (stating in a footnote “that the testatrix lacked testamentary capacity and that she was unduly influenced are in conflict”). In Rothermel, the Texas Supreme Court stated that “while testamentary incapacity implies the want of intelligent mental power, undue influence implies the existence of a testamentary capacity subjected to and controlled by a dominant influence or power.” 4 369 S.W.2d at 922. The Rothermel Court relied on its opinion

3 Tracy also contends Dr. Leatherman’s opinion is unreliable because her methodology was flawed. Tracy did not argue this complaint during the Daubert challenge hearing; therefore, it is waived. See Coastal Transp. Co. v. Crown Cent. Petroleum Corp., 136 S.W.3d 227, 233 (Tex. 2004) (holding “when a reliability challenge requires the court to evaluate the underlying methodology, technique, or foundational data used by the expert, an objection must be timely made so that the trial court has the opportunity to conduct this analysis”). 4 The Rothermel Court stated as follows:

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