In Re ZS

776 N.W.2d 290, 2009 WL 4877551
CourtSupreme Court of Iowa
DecidedDecember 18, 2009
Docket08-2025
StatusPublished

This text of 776 N.W.2d 290 (In Re ZS) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re ZS, 776 N.W.2d 290, 2009 WL 4877551 (iowa 2009).

Opinion

776 N.W.2d 290 (2009)

In the Interest of Z.S., Minor Child,
State of Iowa, Appellant.

No. 08-2025.

Supreme Court of Iowa.

December 18, 2009.

*291 Thomas J. Miller, Attorney General, Bruce Kempkes, Assistant Attorney General, John Sarcone, County Attorney, Michelle Chenoweth, Assistant County Attorney, for appellant.

Todd E. Babich and Kodi A. Petersen, Babich, Goldman, Cashatt & Renzo, P.C., Des Moines, for appellee minor child.

BAKER, Justice.

The State appeals the dismissal of a delinquency petition after the juvenile court found the minor child, Z.S., did not commit two counts of assault with intent to commit sexual abuse. Before appealing, the State moved for the juvenile court to expand its findings of fact and conclusions of law to determine whether Z.S. committed assault, a lesser-included offense, and the court refused, stating it had no authority to revisit its previous order. We are asked to determine: (1) whether the juvenile court had an affirmative duty to address any lesser-included offenses even in the absence of a request from the State and (2) whether the juvenile court had authority, if not a duty, to expand its findings and conclusions of law when it neglected to address a lesser-included offense that received evidentiary support or whether double jeopardy prevented the juvenile *292 court from revising its dismissal order. We determine the juvenile court could have ruled on the lesser-included charge of simple assault, but jeopardy terminated when the court issued its dismissal order, and the charge of simple assault cannot be revisited without violating the double jeopardy principles contained in the United States and Iowa Constitutions.

I. Background Facts and Proceedings.

In July 2008, the State filed a delinquency petition against Z.S. alleging he had committed two counts of assault with intent to commit sexual abuse in violation of Iowa Code sections 708.1 and 709.11 (2007). These allegations were the product of two different incidents where Z.S. touched the breast of his ten-year-old half-sister C.V.

A contested delinquency action was heard by the juvenile court at which Z.S. admitted to touching C.V.'s breasts inappropriately. During the juvenile proceedings, the State never specifically asked the court to rule on the lesser-included offense of assault. Instead, in its closing statement, the State declared Z.S. had already confessed to assault and stated "the fighting issue is obviously the intent to commit sexual abuse." In his closing statement, Z.S.'s attorney announced that he did not disagree with the county attorney's position on the occurrence of a simple assault.

The juvenile court issued an order finding Z.S. did not commit two counts of assault with intent to commit sexual abuse and dismissed the State's petition. The court, quoting State v. Radeke, 444 N.W.2d 476, 478 (Iowa 1989), stated it could not "conclude that [Z.S.]'s conduct '[r]each[ed] far enough towards the accomplishment, toward the desired result, to amount to the commencement of the consummation.'" The court did not rule on the lesser offense of simple assault, but in its analysis of the intent to commit sexual abuse charges stated that "all parties agree [a simple assault] happened here."

Five days after the court issued the order, the State filed a motion with the juvenile court to enlarge its findings and set aside its dismissal of the State's petition. The State requested the court make a finding on whether Z.S. had committed assault, a lesser-included offense of assault with intent to commit sexual abuse. Z.S. filed a resistance to the State's motion. In this resistance, Z.S. argued the court lacked authority to enlarge its findings, the State waived the offense of simple assault by not specifically requesting the court rule on that offense, and the State failed to establish beyond a reasonable doubt that Z.S. committed the act of simple assault.

After a hearing on the State's motion, the juvenile court held it had no authority to revisit or enlarge its adjudicatory order. The State appealed.

II. Scope of Review.

"Delinquency proceedings are not criminal proceedings but are special proceedings that serve as an alternative to a criminal prosecution of the child with the best interest of the child as the objective." In re J.A.L., 694 N.W.2d 748, 751 (Iowa 2005); see also Iowa Code § 232.1 (stating the chapter on juvenile justice matters shall be liberally construed to provide outcomes that will best serve the child's welfare and the best interest of the state). The scope of review for juvenile court matters is de novo for both questions of law and fact. In re J.D.F., 553 N.W.2d 585, 587 (Iowa 1996).

The State has requested the juvenile court enlarge its findings and set aside its dismissal of the State's petition against Z.S. We have previously stated "[a] verdict *293 of acquittal cannot be reviewed, whether for error or otherwise, without violating the Double Jeopardy Clause." State v. Kramer, 760 N.W.2d 190, 193 (Iowa 2009). Z.S. argues the juvenile court's dismissal of the State's petition was the equivalent of an acquittal and to enlarge or revisit the petition would offend double jeopardy principles. This is a constitutional claim, and we review constitutional questions de novo. Id. at 193-94.

III. Discussion and Analysis.

The State makes two separate claims in this case: (1) juvenile courts have an affirmative duty to address all lesser-included offenses in adjudicatory rulings and (2) juvenile courts have authority, if not a duty, to expand their findings and conclusions of law when they neglect to address lesser-included offenses that received evidentiary support. While Z.S. concedes juvenile courts may have the authority to consider lesser-included offenses, he argues the court's failure to rule on the offense of simple assault prior to the court's dismissal of the petition against him cannot be revisited without violating the double jeopardy principles contained in the United States and Iowa Constitutions.

A. Double Jeopardy. The Double Jeopardy Clause of the United States Constitution states that no person shall "be subject for the same offense to be twice put in jeopardy of life or limb." U.S. Const. amend. V. The double jeopardy provision of the Iowa Constitution provides "[n]o person shall after acquittal, be tried for the same offense." Iowa Const. art. I, § 12. However, the Double Jeopardy Clause of the United States Constitution is applied to state criminal trials through the due process provision of the Fourteenth Amendment. State v. Franzen, 495 N.W.2d 714, 715 (Iowa 1993). We have used the same constitutional standards for determining when double jeopardy terminates under the state and federal constitutions. See Kramer, 760 N.W.2d at 194. Therefore, we may analyze this case under federal double jeopardy standards. Id.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Green v. United States
355 U.S. 184 (Supreme Court, 1957)
Fong Foo v. United States
369 U.S. 141 (Supreme Court, 1962)
Breed v. Jones
421 U.S. 519 (Supreme Court, 1975)
United States v. Martin Linen Supply Co.
430 U.S. 564 (Supreme Court, 1977)
Smith v. Massachusetts
543 U.S. 462 (Supreme Court, 2005)
United States v. Charles Frederick Byrne
203 F.3d 671 (Ninth Circuit, 2000)
State v. Thomas
262 N.W.2d 607 (Supreme Court of Iowa, 1978)
State v. Kramer
760 N.W.2d 190 (Supreme Court of Iowa, 2009)
In the Interest of J.D.S.
436 N.W.2d 342 (Supreme Court of Iowa, 1989)
In the Interest of Rousselow
341 N.W.2d 760 (Supreme Court of Iowa, 1983)
In the Interest of J.D.F.
553 N.W.2d 585 (Supreme Court of Iowa, 1996)
State v. Taft
506 N.W.2d 757 (Supreme Court of Iowa, 1993)
In the Interest of Dugan
334 N.W.2d 300 (Supreme Court of Iowa, 1983)
State v. Hernandez-Lopez
639 N.W.2d 226 (Supreme Court of Iowa, 2002)
State v. Burgess
639 N.W.2d 564 (Supreme Court of Iowa, 2001)
State v. Cox
851 A.2d 1269 (Supreme Court of Delaware, 2003)
State v. Franzen
495 N.W.2d 714 (Supreme Court of Iowa, 1993)
State v. Radeke
444 N.W.2d 476 (Supreme Court of Iowa, 1989)
In The Interest Of Z.S., Minor Child, State Of Iowa
776 N.W.2d 290 (Supreme Court of Iowa, 2009)
In re Nathan L.
776 A.2d 1277 (Supreme Court of New Hampshire, 2001)

Cite This Page — Counsel Stack

Bluebook (online)
776 N.W.2d 290, 2009 WL 4877551, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-zs-iowa-2009.