In re Zarzycki

554 N.E.2d 1056, 196 Ill. App. 3d 868, 144 Ill. Dec. 17, 1990 Ill. App. LEXIS 494
CourtAppellate Court of Illinois
DecidedApril 6, 1990
DocketNo. 1-88-2775
StatusPublished

This text of 554 N.E.2d 1056 (In re Zarzycki) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Zarzycki, 554 N.E.2d 1056, 196 Ill. App. 3d 868, 144 Ill. Dec. 17, 1990 Ill. App. LEXIS 494 (Ill. Ct. App. 1990).

Opinion

JUSTICE LORENZ

delivered the opinion of the court:

This is an appeal from the award of attorney fees and costs, pursuant to section 2 — 611 of the Code of Civil Procedure (Ill. Rev. Stat. 1987, ch. 110, par. 2-611).

We affirm.

Alice Quail (Alice), Richard Zarzycki (Richard), and.Shirley Hunter (Shirley) are the children of Estelle S. Zarzycki (Zarzycki).

On September 9, 1983, at Alice’s urgings, Zarzycki executed a trust and pour-over will. Chicago Title & Trust Company (Chicago Title) was named trustee in the trust and executor of the will.

Thirteen days later, on September 22, 1983, Zarzycki revoked the September 9, 1983, trust agreement and will and executed, instead, a self-declaration of trust and new pour-over will. She also executed, on September 24, 1983, a document giving Richard durable power of attorney. Richard and Shirley (together, respondents) were named successor co-trustees of the new trust and executors of the new will.

On January 27, 1986, Alice filed an action in the probate division of the circuit court to appoint a guardian for Zarzycki because Zarzycki suffered from Alzheimer’s disease. Following a hearing, on October 6, 1986, the circuit court appointed Richard plenary guardian of Zarzycki’s estate and Alice guardian of her person.

On September 9, 1987, Alice filed a petition to set aside the September 22, 1983, trust and power of attorney, alleging Zarzycki was incompetent by reason of Alzheimer’s disease and was induced by respondents to execute the documents.

Trial on the petition commenced in March 1988. At the conclusion of Alice’s case in chief, respondents moved for, and were granted, a directed verdict.

Subsequently, respondents moved for sanctions against Alice pursuant to section 2 — 611 of the Code of Civil Procedure (Ill. Rev. Stat. 1987, ch. 110, par. 2—611) and were awarded $16,988.60 for attorney fees and costs. The record indicates the trial judge based the award of sanctions on the determination that no evidence was presented that Zarzycki was mentally incapable of executing the September 22, 1983, trust and the power of attorney, or that she was induced to do so.

This appeal followed.

Opinion

Under the operative language of section 2 — 611, an attorney’s signature on a pleading “constitutes a certificate by him that he has read the pleading *** [and] to the best of his knowledge, information, and belief formed after reasonable inquiry it is well grounded in fact and is warranted by existing law or a good faith argument for the extension, modification, or reversal of existing law, and that it is not interposed for any improper purpose[.]” Ill. Rev. Stat. 1987, ch. 110, par. 2 — 611.

We note the contentions raised by Alice on appeal relate to the “well grounded in fact and is warranted by existing law” clause of section 2 — 611. Essentially, Alice argues the trial judge awarded sanctions as punishment for Alice’s, failure to present sufficient evidence to persuade the court. Alice concedes she presented no direct evidence at trial of Zarzycki’s mental condition at the time the second trust and power of attorney were executed. However, Alice argues evidence in the record of other events, near in time to execution of the documents, indicated Zarzycki lacked the requisite mental capacity. Specifically, Alice notes testimony, at trial, of Dr. Edward John Herba and the testimony of Dr. Steven Alan Berman, during the 1986 guardianship proceeding. Alice also points to a letter dated May 13, 1988, from Dr. Bruce Naughton, which was not part of the evidence presented at trial. Alice also argues Zarzycki executed the power of attorney two days after the trust was executed, apparently suggesting that act evinces respondents’ own concern for Zarzycki’s mental condition. Finally, Alice argues the trial judge, himself, precluded evidence of the ultimate fact issue by precluding Alice from testifying as to her opinion of Zarzycki’s mental condition.

In Chicago Title & Trust Co. v. Anderson (1988), 177 Ill. App. 3d 615, 532 N.E.2d 595, the appellate court, in a detailed discussion, set out considerations underlying imposition of sanctions relative to whether pleadings are “well grounded in fact,” citing comments concerning Rule 11 of the Federal Rules of Civil Procedure, the counterpart of section 2 — 611. In explaining what is required by the obligation of reasonable inquiry into the facts to support a legal claim or defense, the court noted the following observation:

“ ‘If the rule is to have meaning, those facts must consist of admissible evidence or at least be calculated to lead to such evidence. They need not be undisputed or indisputable but they must be sufficiently substantial to support a reasonable belief in the existence of a factual basis for the paper.’ ” (Anderson, 177 Ill. App. 3d at 624, 532 N.E.2d at 601, quoting Schwarzer, Sanctions Under the New Federal Rule 11 — A Closer Look, 104 F.R.D. 181, 186-87 (1985).)

We note that once a trial judge has made a determination that sanctions are proper, courts of review are constrained to affirm that determination absent a showing that the trial judge abused his discretion. Anderson, 177 Ill. App. 3d 615, 532 N.E.2d 595.

After examining the record and reviewing Alice’s contentions on appeal, we cannot conclude imposition of sanctions constituted an abuse of discretion.

At trial, Alice stated she arranged for Zarzycki to execute the initial trust with Chicago Title as trustee because Zarzycki “did not want any of her children to be trustees.” However, two days after establishing the trust, Zarzycki indicated she was upset by the arrangement because she did not have control of her money. The second trust was established thereafter.

Alice admitted that in August 1983, Shirley had planned to travel to Chicago from Arizona to accompany Alice in arranging an estate plan. Alice admitted, however, she tried to have Zarzycki execute a plan before Shirley arrived. Alice also admitted that her discussions with Zarzycki in 1983 regarding an estate plan were done deliberately without Richard’s knowledge. Alice further acknowledged that on September 9, 1983, without telling Richard and against Shirley’s wishes, she had Zarzycki execute the plan. Alice admitted she did not tell Zarzycki Richard had not been informed and never informed Raymond Groble, the attorney who assisted in the execution of both trusts, that Richard was not told of her efforts to set up the plan or of Shirley's objection. After the plan had been executed, Shirley had asked Alice to return to Groble’s office to execute another estate plan, but Alice had refused. Alice also declined Groble’s request to be present at his office when the second plan was discussed. Last, Alice admitted she did not want Richard to be the trustee of Zarzycki’s trust.

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Related

Prevendar v. Thonn
518 N.E.2d 1374 (Appellate Court of Illinois, 1988)
Chicago Title & Trust Co. v. Anderson
532 N.E.2d 595 (Appellate Court of Illinois, 1988)

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Bluebook (online)
554 N.E.2d 1056, 196 Ill. App. 3d 868, 144 Ill. Dec. 17, 1990 Ill. App. LEXIS 494, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-zarzycki-illappct-1990.