J-A24004-25
2025 PA Super 280
IN RE: W.K. : IN THE SUPERIOR COURT OF : PENNSYLVANIA : APPEAL OF: PENNSYLVANIA STATE : POLICE : : : : : No. 1068 MDA 2024
Appeal from the Order Entered June 20, 2024 In the Court of Common Pleas of York County Civil Division at No(s): 2024-SU-000644
IN RE: W.K. : IN THE SUPERIOR COURT OF : PENNSYLVANIA : APPEAL OF: W.K. : : : : : : No. 1088 MDA 2024
Appeal from the Order Entered June 20, 2024 In the Court of Common Pleas of York County Civil Division at No(s): 2024-SU-000644
BEFORE: DUBOW, J., KUNSELMAN, J., and BECK, J.
OPINION BY BECK, J.: FILED DECEMBER 16, 2025
In these consolidated cross-appeals, W.K. and the Pennsylvania State
Police (“PSP”) appeal from the order entered by the York County Court of
Common Pleas denying W.K.’s petition to expunge the records of his 2004
involuntary commitment (the subject of W.K.’s appeal) and granting his
petition to expunge the records of his 2023 involuntary commitment (the J-A24004-25
subject of the PSP’s appeal).1 Upon review, we affirm the trial court’s denial
of expungement regarding W.K.’s 2004 involuntary commitment and reverse
the trial court’s grant of expungement with respect to his 2023 involuntary
commitment.
This case arises from the two involuntary commitments of W.K.
pursuant to section 302 of the Mental Health Procedures Act (“MHPA”),2 50
P.S. § 7302, which occurred in June 2004 and May 2023. On June 16, 2004,
police took W.K. to York Hospital after they found him talking to himself in a
Wal-Mart. At the time, W.K. was twenty-one years old and suffering from
drug addiction. At the hospital, Katherine Healen, M.D. examined W.K. and
indicated on the physician’s examination form in the 302 application that he
was severely mentally disabled, diagnosed him with paranoid schizophrenia,
and specified that he needed emergency involuntary treatment. At the time
of his 2004 involuntary commitment, W.K. did not receive a copy of the 302
application. In fact, he did not obtain the application until 2022, when he
requested copies of his medical records from York Hospital. Although W.K.
____________________________________________
1 This Court sua sponte consolidated these appeals. See Order, 12/19/2024. We subsequently designated W.K.’s appeal at Docket No. 1088 MDA 2024 as the lead appeal, and designated W.K. as Appellant and the PSP as Appellee/Cross-Appellant. See Order, 2/7/2025.
2 50 P.S. §§ 7101-7503, Act of Jul. 9, 1976, P.L. 817, as amended. The General Assembly enacted the MHPA to establish procedures “to assure the availability of adequate treatment to persons who are mentally ill.” 50 P.S. § 7102. Relevant herein, the MHPA governs involuntary emergency examination and treatment, also known as a “302 commitment.” Id. § 7302.
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received an explanation of his rights at the time of his 2004 involuntary
commitment, the 302 application indicated that he did not understand his
rights.
On June 17, 2004, York Hospital filed an application for extended
involuntary treatment pursuant to section 303 of the MHPA, 50 P.S. § 7303.3
On June 18, 2004, following a hearing on the 303 application, the mental
health review officer determined that although W.K. acted in a paranoid
manner while on drugs, there was not clear and convincing evidence that he
suffered from severe mental illness that warranted extended involuntary
inpatient treatment. See Petition to Expunge Record of Involuntary
Treatment, 3/5/2024, Exhibit D (Mental Health Review Officer Findings,
6/24/2004). Consequently, the review officer denied the application for
extended involuntary treatment under section 303. See id.
On May 15, 2023, York Hospital involuntarily committed W.K. for a
second time after W.K. sent numerous disturbing and threatening emails to
his pastor, Jeffrey Slemp. In these emails, W.K. also expressed a desire to
self-harm. Shortly after W.K.’s arrival at the hospital, Tucker Lurie, M.D.,
examined him and determined that he required inpatient evaluation and
treatment because he exhibited aggressive, disorganized thought processes.
3 “Application for extended involuntary emergency treatment may be made for any person who is being treated pursuant to section 302 whenever the facility determines that the need for emergency treatment is likely to extend beyond 120 hours.” 50 P.S. § 7303(a) (footnote omitted).
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On the physician’s examination form of the 302 application, Dr. Lurie initially
marked the box indicating that W.K. did not need emergency involuntary
treatment. Dr. Lurie then corrected the form and crossed out the box
indicating that W.K. did not require emergency involuntary treatment and
instead checked and initialed the box indicating that W.K. was severely
mentally disabled and in need of emergency involuntary treatment for a period
not to exceed 120 hours. The following day, Whitney Sherman, M.D.,
conducted another examination of W.K. and likewise determined that W.K.
required inpatient evaluation and treatment because he was having homicidal
thoughts. Dr. Sherman also marked the box indicating that W.K. was severely
mentally disabled and in need of involuntary treatment and admission to a
facility. There is no indication in the record that York Hospital held W.K. in
excess of 120 hours.
On March 5, 2024, W.K. filed a petition to expunge the records of his
two involuntary commitments. Specifically, he asserted that his 2004
involuntary commitment was improper because he was not mentally ill at the
time of the 302 commitment, but rather was suffering from an ongoing drug
addiction. Petition to Expunge Record of Involuntary Treatment, 3/5/2024,
¶¶ 32-43. Additionally, W.K. claimed that his 2023 involuntary commitment
was improper under 18 Pa.C.S. § 6111.1(g)(2). Id. ¶¶ 45-53. He claimed
that the 302 application did not contain any allegations or proof that he
attempted to inflict serious bodily injury or that he threatened to harm anyone.
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Id. ¶¶ 50-51. W.K. further asserted that his 2023 involuntary commitment
violated the mandates of section 302 of the MHPA, and therefore his due
process rights, because Dr. Lurie did not determine that he required
emergency involuntary treatment within two hours of his arrival at York
Hospital. Id. ¶¶ 62-64.
On April 25, 2024, at the hearing on W.K.’s petition to expunge, the trial
court admitted the exhibits of W.K., the PSP, and the York County Mental
Health-Intellectual & Developmental Disabilities Program (“MH-IDD”), and
heard argument from the parties. On June 20, 2024, the trial court denied
W.K.’s request to expunge the records of his 2004 involuntary commitment
and granted his request to expunge the records of his 2023 involuntary
commitment. The court found his petition to expunge the 2004 commitment
was barred by the statute of limitations, that the evidence was insufficient to
support his 2023 involuntary commitment, and that his 2023 commitment
also violated the MHPA and his due process rights. See Trial Court Opinion,
10/29/2024, at 4-13.
W.K. timely appealed the denial of his request to expunge his 2004
involuntary commitment and the PSP timely cross-appealed the grant of
W.K.’s request to expunge his 2023 involuntary commitment. W.K. presents
the following issue for review:
Whether the [trial court] erred as a matter of law and/or abused its discretion in denying [W.K.]’s petition to expunge records of involuntary treatment with respect to his request to expunge records of [his] June 16, 2004 involuntary commitment as a result
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of the statute of limitations where [he] first received records of his 2004 involuntary commitment in 2022 and where the 2004 involuntary commitment noted that [he] did not understand his rights under the provisions of the [MHPA] at the time of his commitment?
W.K.’s Brief at 7 (unnecessary capitalization omitted). In its cross appeal, the
PSP raises the following issues:
[1.] Did the [trial] court commit an error of law, and/or abuse its discretion, when it ordered the expungement of W.K.’s 2023 involuntary commitment pursuant to 50 P.S. § 7302, when the commitment was based on sufficient evidence?
[2.] Did the [trial] court commit an error of law, and/or abuse its discretion, in ordering expungement pursuant to Wolfe v. Beal, 384 A.2d 1187 (Pa. 1978), when the petition seeking expungement did not properly plead any basis for expungement other than 18 Pa. C.S. § 6111.1(g)(2)?
PSP’s Brief at 4.
Our standard of review “in cases involving a motion for expunction is
whether the trial court abused its discretion.” Commonwealth v.
Smerconish, 112 A.3d 1260, 1263 (Pa. Super. 2015). To the extent that
questions exist regarding the sufficiency of the evidence supporting an
involuntary commitment, our standard of review is de novo and our scope of
review is plenary. In re Vencil, 152 A.3d 235, 241 (Pa. 2017).
The 2004 Involuntary Commitment (W.K.’s Appeal)
In the sole issue he raises on appeal, W.K. argues that the trial court
erred in determining that his petition for expungement was barred by the
statute of limitations. W.K.’s Brief at 12-15. He contends that the law at the
time of his involuntary commitment provided no statute of limitations for
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challenging the sufficiency of the evidence supporting an involuntary
commitment and that no such statute of limitations existed until this Court
issued its decision in In re P.M., 230 A.3d 454 (Pa. Super. 2020). W.K.’s
Brief at 12. Thus, W.K. maintains that because he filed his petition to expunge
within six years of that decision, the statute of limitation does not bar his
request in this case. Id. W.K. further asserts that he did not discover his
2004 involuntary commitment until he obtained the records of that
commitment in 2022. Id. at 13. W.K. argues that we should reach the merits
of his claim and conclude that there was insufficient evidence to support his
2004 involuntary commitment and the records thereof must therefore be
expunged. Id. at 15-16.
Pennsylvania law prohibits a person who has been subject to an
involuntary commitment pursuant to section 302 from possessing, using,
controlling, selling, transferring, or manufacturing a firearm. 18 Pa.C.S.
§ 6105(a), (c)(4). Section 6111.1(g)(2) of the Pennsylvania Crimes Code,
however, “provides one avenue to lift the firearm restrictions that result from
a 302 commitment.” Vencil, 152 A.3d at 238. That provision permits a
person who was subject to involuntary commitment to petition a court to
review the sufficiency of the evidence of that commitment. 18 Pa.C.S.
§ 6111.1(g)(2).
The trial court denied W.K.’s petition to expunge the records of his 2004
commitment based on its determination that P.M. “is binding on this [c]ourt
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and requires the application of a [six]-year statute of limitations to the
expungement of the records of an involuntary commitment sought under 18
Pa.C.S. § 6111.1(g)(2).” Trial Court Opinion, 10/29/2024, at 3. In P.M., the
appellant challenged the trial court’s order denying his petition pursuant to
section 6111.1(g)(2) for the expungement of the records of his involuntary
commitment. P.M., 230 A.3d at 455. P.M. was subject to a 302 commitment
in 2005 and did not challenge the commitment in any fashion after his release.
Id. Instead, in 2018, after he was unable to purchase a firearm because of
his involuntary commitment, he filed a petition to expunge in which he
asserted that there was insufficient evidence to support his 2005 commitment.
Id. Like this case, the trial court in P.M. denied the petition, concluding that
it was barred by a six-year statute of limitations. Id. at 456.
On appeal, this Court affirmed the trial court’s decision, holding that the
six-year statute of limitations for civil actions, as set forth by 42 Pa.C.S.
§ 5527(b), applied to P.M.’s expungement petition. P.M., 230 A.3d at 456-
57. Specifically, section 5527(b) provides that “[a]ny civil action or
proceeding which is neither subject to another limitation specified in this
subchapter nor excluded from the application of a period of limitation by
section 5531 (relating to no limitation) must be commenced within six years.”
42 Pa.C.S. § 5527(b). We reasoned that because our Supreme Court in
Vencil “characterized a [s]ection 6111.1(g)(2) action as a civil matter[,]” the
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six-year statute of limitations of section 5527(b) applies to such actions.
P.M., 230 A.3d at 457 (citing Vencil, 152 A.3d at 246).
Here, W.K. asserts that P.M. announced a change in the law by applying
a six-year statute of limitations to section 6111.1(g)(2) actions and that the
statute of limitations therefore does not bar his petition because he filed it
within six years of that decision. W.K.’s Brief at 12. We disagree. P.M. did
not announce a new rule of law; it applied the existing statute of limitations
for civil actions under section 5527(b) to the facts of that case. See P.M.,
230 A.3d at 456-57. Accordingly, we conclude that the trial court in this case
did not err in determining that W.K.’s petition to expunge the records of his
2004 involuntary commitment was barred by the six-year statute of
limitations.
To the extent W.K. argues that the discovery rule acts to preclude the
application of the statute of limitations because he only obtained the records
related to his 2004 involuntary commitment in 2022, we find the claim
unavailing. Recently, our Supreme Court stated the following with respect to
the discovery rule:
[I]n some circumstances, although the right to institute suit may arise, a party may not, despite the exercise of diligence, reasonably discover that he has been injured. In such cases the statute of limitations does not begin to run at the instant the right to institute suit attaches, rather the discovery rule applies. The discovery rule is a judicially created device which tolls the running of the applicable statute of limitations until the point where the complaining party knows or reasonably should know that he has been injured and that his injury has been caused by another party’s conduct.
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Gidor v. Mangus, ___ A.3d ___, 2025 WL 2980611, at *8 (Pa. 2025) (citation
omitted).
In refuting W.K.’s argument that the discovery rule applies, the trial
court explained:
We reject W.K.’s argument that the discovery rule should apply here because he had knowledge of his 2004 involuntary commitment in 2004. We do not dispute W.K.’s record which indicates he did not understand his rights at the time of his initial involuntary commitment under section 302 of the [MHPA]. We reject, however, W.K.’s conclusion that he therefore was unable to know of the “injury” he incurred through his involuntary commitment.
To the contrary, W.K. was not only involuntarily committed under section 302, but also underwent a hearing to determine if his commitment should be extended under section 303. Pet., ¶ 13. At that hearing, his mother testified. Id[.], ¶ 15. W.K. was present for the 303 hearing and was represented by counsel. PSP Trial Ex. 1, pg. 8. The hearing officer’s order concludes with the phrase, “Patient is discharged from involuntary, inpatient care and treatment.” Id. There is no question W.K. either knew of the 2004 commitment in 2004, or through the exercise of reasonable due diligence, should have know[n] of it within the 6 years following his involuntary commitment.
Trial Court Opinion, 10/29/2024, at 4-5.
The record supports the trial court’s analysis of the inapplicability of the
discovery rule based upon the facts of this case. The record reflects that
although W.K. was not aware of his rights while he was subject to a 302 hold
in 2004, York Hospital ultimately filed an application for extended involuntary
treatment pursuant to section 303 and a hearing was held on the 303
application. Petition to Expunge Record of Involuntary Treatment, 3/5/2024,
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¶¶ 13-15, Exhibit D. According to the mental health review officer’s findings,
the circumstances surrounding W.K.’s 302 commitment were discussed at his
303 hearing and the 303 application indicated that he was cognizant of his
rights at that time. Id., Exhibits C, D. Thus, the record reflects that W.K.
had notice of his 302 commitment at least at the time of his 303 hearing in
2004. We therefore conclude that the trial court did not err in rejecting W.K.’s
argument for the application of the discovery rule.
The 2023 Involuntary Commitment (PSP’s Appeal)
In its appeal, the PSP challenges the trial court’s decision granting
W.K.’s petition to expunge his 2023 involuntary commitment. See PSP’s Brief
at 12-22. First, the PSP argues that the trial court abused its discretion in
determining that there was insufficient evidence supporting W.K.’s 2023
involuntary commitment. See id. at 12-20. Second, it contends that the trial
court erred in concluding that W.K.’s 2023 involuntary commitment violated
the MHPA and his due process rights. See id. at 20-22.
Sufficiency of the Evidence
In support of its claim relating to the sufficiency of the evidence of W.K.’s
2023 involuntary commitment, the PSP asserts that the trial court incorrectly
determined that W.K. did not make any threats to Pastor Slemp in the
numerous emails W.K. sent to the pastor, as the emails show that W.K. was
both making threats of harm to the pastor and threatening self-harm. Id. at
13-15. The PSP therefore contends that the evidence was sufficient to support
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Dr. Lurie’s determination that W.K. was severely mentally disabled and
required involuntary inpatient evaluation and treatment. Id. The PSP further
asserts that the trial court failed to acknowledge that although Dr. Lurie
initially checked the box indicating W.K. did not require emergency involuntary
treatment, he corrected the form to reflect that he had determined that W.K.
did require such treatment. Id. at 16-20.
Pennsylvania law provides an avenue for a person subject to an
involuntarily commitment pursuant to section 302 of the MHPA to have a court
conduct a limited review of the propriety of the commitment:
A person who is involuntarily committed pursuant to section 302 of the Mental Health Procedures Act may petition the court to review the sufficiency of the evidence upon which the commitment was based. If the court determines that the evidence upon which the involuntary commitment was based was insufficient, the court shall order that the record of the commitment submitted to the Pennsylvania State Police be expunged.
18 Pa.C.S. § 6111.1(g)(2) (footnote omitted); see also Vencil, 152 A.3d at
237 (“The plain language of Section 6111.1(g)(2) requires a court of common
pleas to review only the sufficiency of the evidence to support the 302
commitment.”).
[U]nder section 6111.1(g)(2), a challenge to the sufficiency of the evidence to support a 302 commitment presents a pure question of law, and the court’s sole concern is whether, based on the findings recorded by the physician and the information he or she relied upon in arriving at those findings, the precise, legislatively- defined prerequisites for a 302 commitment have been satisfied and are supported by a preponderance of the evidence. We emphasize that the trial court’s review is limited to the findings recorded by the physician and the information he or she relied upon in arriving at those findings, and requires deference to the
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physician, as the original factfinder, as the physician examined and evaluated the individual in the first instance, was able to observe his or her demeanor, and has particularized training, knowledge and experience regarding whether a 302 commitment is medically necessary.
In re B.W., 250 A.3d 1163, 1167 (Pa. 2021) (citation omitted). We must
also review the sufficiency of the evidence to support a 302 commitment in
the light most favorable to the physician as the original decision-maker[.]”
Vencil, 152 A.3d at 237. “Section 6111.1(g)(2) does not … authorize a trial
court to ‘redecide the case,’ operating as a ‘substitute’ for the physician who
originally decided the 302 commitment was medically necessary.” Id. at 244
(citations and brackets omitted). Thus, “given that we are reviewing a
[s]ection 6111.1(g)(2) expungement ruling, we are limited to considering the
evidence the physician knew at the time of the 302 commitment.” B.W., 250
A.3d at 1170.
Pursuant to section 302 of the MHPA, “[a] person taken to a facility shall
be examined by a physician within two hours of arrival in order to determine
if the person is severely mentally disabled within the meaning of section
301(b) and in need of immediate treatment.” 50 P.S. § 7302(b). If the
examining physician determines “that the person is severely mentally disabled
and in need of emergency treatment, treatment shall be begun immediately”
and may continue for up to “120 hours.” Id. § 7302(b), (d). An individual is
“severely mentally disabled” if “as a result of mental illness, his capacity to
exercise self-control, judgment and discretion in the conduct of his affairs and
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social relations or to care for his own personal needs is so lessened that he
poses a clear and present danger of harm to others or himself.” Id. § 7301(a).
“[A] clear and present danger of harm to others may be demonstrated by
proof that the person has made threats of harm and has committed acts in
furtherance of the threat to commit harm.” Id. § 7301(b)(1). “[T]he
articulation of a specific plan to harm an identified target that is deemed
credible by medical professionals is sufficient to prove an act in furtherance of
the threat to commit harm.” B.W., 250 A.3d at 1175.
The trial court explained its determination that the evidence was
insufficient to support W.K.’s 2023 involuntary commitment as follows:
At this stage, we are simply reviewing the determination of examining physician, with deference to their conclusion. Here the conclusion Dr. Lurie reached was that W.K. did not require emergency, involuntary treatment. We give deference to that conclusion and believe it is supported by the record. It would be a stretch to find that any statement made in W.K.’s emails was a threat of harm. The most “threatening” statement made by W.K. was that they could just all kill each other. In context, that is not a threat but a response to a perceived threat against W.K. relating to the use of a firearm against him.
Even if the language used by W.K. in his string of emails were to be construed as a whole to be a threat, there is no evidence W.K. committed an act in furtherance of the threat. He did not articulate a plan for harming someone. He did not take any physical action toward fulfilling a threat. He did not appear at Jeff Slemp’s house or the church. But most importantly, Dr. Lurie did not find that W.K. had committed an act in furtherance of a threat to commit harm. As we are to defer to Dr. Lurie’s findings and those findings are supported by the record, we must reach the same conclusion that Dr. Lurie did, that W.K. did not meet the definition of being a clear and present danger. Thus, W.K. could not be held for involuntary inpatient treatment.
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PSP argued Dr. Lurie simply checked the wrong box in error, as demonstrated by his narrative recommendation that the treatment needed was inpatient evaluation and treatment. We reject this argument, as there is a difference between a recommendation that an individual undergo voluntary inpatient treatment and a finding they require emergency, involuntary treatment. Dr. Lurie may have reached the professional opinion that based on W.K.’s emails and his evaluation of W.K. in person, W.K. should undergo inpatient mental health treatment. Frankly, we agree with such a recommendation based upon review of the record. However, meeting the clinical criteria for a recommendation of inpatient treatment does not mean Dr. Lurie concluded the statutory criteria for involuntary commitment were met. Thus, we cannot accept PSP’s argument that Dr. Lurie checked the wrong box by mistake.
For these reasons, the 2023 involuntary commitment of W.K. was not supported by sufficient evidence, and therefore must be expunged under the authority of 18 Pa.C.S. § 6111.1(g)(2).
Trial Court Opinion, 10/29/2024, at 8-9.
At the outset, we point out that the trial court’s finding that the
conclusion “Dr. Lurie reached was that W.K. did not require emergency,
involuntary treatment” is not supported by the record. See id. at 8. The trial
court is correct that Dr. Lurie, who conducted an examination of W.K. within
two hours of his arrival at York Hospital, initially checked the box on the
physical examination form of the 302 application indicating that W.K. did not
require emergency involuntary treatment. See MH-IDD Ex. 1, see also PSP
Exs. (Dr. Lurie’s Revised Initial Physical Examination Form). The record
further reflects, however, that at the hearing on W.K.’s petition to expunge,
MH-IDD and the PSP presented a corrected examination form wherein Dr.
Lurie crossed out the box indicating that W.K. did not require emergency
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involuntary treatment, checking and initialing the box indicating the doctor
found W.K. to be severely mentally disabled and in need of emergency
involuntary treatment—in other words, indicating that the box initially checked
was a scrivener’s error. See MH-IDD Ex. 3; see also PSP Exs. (Dr. Lurie’s
Revised Corrected Physical Examination Form). The trial court admitted Dr.
Lurie’s corrected form into the record, without objection, and this cannot be
ignored. See N.T., 4/25/2024, at 3-4; see also Nernberg & Laffey v.
Patterson, 601 A.2d 1237, 1239 (Pa. Super. 1991) (explaining that an
appellate court is required to evaluate all evidence of record). In fact, the
parties stipulated to each of MH-IDD’s exhibits. See N.T., 4/25/2024, at 3-4.
The trial court therefore erred in disregarding Dr. Lurie’s corrected form. As
the record reflects that Dr. Lurie determined that W.K. required emergency
involuntary treatment under section 302, we now analyze whether the
evidence was sufficient to support W.K.’s 2023 involuntary commitment.
The record reflects that on May 14 and 15, 2023, W.K. sent Pastor Slemp
nineteen emails that were rambling, disorganized, and obsessive regarding
how W.K. perceived the pastor was treating him. See PSP Exs. (W.K.’s
Emails). These emails also included several violent and threatening
statements, such as, “Word is you should be shot”; “I just don’t care anymore.
I just want to [sic] people to fucking die”; “I just want you to get shot even
more”; “Gun shots [Pastor Slemp]”; “We can all just kill each other”; “I don’t
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even want to be alive anymore.” See id. These statements not only threaten
harm to Pastor Slemp, but they also threaten self-harm by W.K. See id.
We find that the record supports, by a preponderance of the evidence,
Dr. Lurie’s conclusion that W.K. was severely mentally disabled and in need
of involuntary commitment. See B.W., 250 A.3d at 1170. W.K.’s plan was
fully formed as it detailed the target of his threats (Pastor Slemp) and the
manner of carrying out the threat (expressing a desire to shoot the pastor or
see the pastor shot). See id.; see also PSP Exs. (W.K.’s Emails). W.K. also
repeatedly expressed that he wished to die. See PSP Exs. (W.K.’s Emails).
These plans to harm Pastor Slemp and himself were deemed credible by Dr.
Lurie, and thus “sufficient to prove an act in furtherance of the threat to
commit harm.” B.W., 250 A.3d at 1175; see also id. at 1176-77 (holding
that the section 301 “requirement that an act in furtherance under the MHPA”
need not be overt or tangible).
Here, W.K.’s emails to Pastor Slemp were sufficient to support the
conclusion that W.K. presented a clear and present danger to himself and
others as he clearly expressed his wish to shoot Pastor Slemp and his own
desire to die. We therefore conclude that the trial court abused its discretion
in finding the evidence insufficient to support W.K.’s 2023 involuntary
MHPA and Due Process Violations
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The PSP further argues that the trial court erred in granting W.K.’s
petition to expunge his 2023 involuntary commitment based on the court’s
determination that York Hospital violated the MHPA and W.K.’s due process
rights. See PSP’s Brief at 20-22. The trial court reached this determination
based upon the hospital’s failure to release W.K. after Dr. Lurie determined
he did not require emergency involuntary inpatient treatment and after the
hospital held him for additional time following Dr. Sherman’s examination,
which she performed outside the mandated two-hour timeframe of section
302(a). Trial Court Opinion, 10/29/2024, at 13. In support of its decision,
the trial court relies on Wolfe v. Beal, 384 A.2d 1187 (Pa. 1978), and In re
A.J.N., 144 A.3d 130 (Pa. Super. 2016). See Trial Court Opinion,
10/29/2024, at 9-12.
In Wolfe, the appellant was subject to involuntary commitment under
the then-applicable Mental Health and Intellectual Disability Act of 1966.4
Wolfe, 384 A.2d at 1188. After her release, Wolfe petitioned the trial court
for a declaration that her commitment was “null and void” on the basis that it
violated her due process rights. Id. at 1188. She requested an order
expunging the records of the proceedings and the destruction of any records
of her commitment. Id. Although the trial court determined that Wolfe’s
4 50 P.S. § 4405, Act of October 20, 1966, Special Sess. No. 3, P.L. 96, art. IV, § 405. Section 502 of the MHPA repealed this provision “except insofar as it relates to mental retardation or to persons wo are mentally retarded.” Id., Editors’ Notes.
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commitment violated her due process rights and that she was entitled to
expungement of all court records related to her commitment on that basis,
the court declined to order the destruction of the hospital records relating to
her commitment. Id. at 1188-89.
On appeal, our Supreme Court held that “a person who has been
unlawfully committed to a state mental hospital has a right to the destruction
of the hospital records which were created as a result of the illegal
commitment.” Id. at 1189. The Court therefore ordered the hospital to
destroy all records of Wolfe’s commitment. Id.
Subsequently, in A.J.N., the appellant sought expungement of his two
involuntary commitments under section 6111.1(g)(2) and, in the alternative,
he “asserted that the commitments in question failed to comply with the
requirements of [section 302(a) of the MHPA,]” and his commitments thus
constituted “a violation of his right to due process of law.” A.J.N., 144 A.3d
at 133. For both commitments, police had taken A.J.N. to a mental health
facility prior to the county administrator issuing a warrant permitting them to
do so and without a physician having personally observed conduct by A.J.N.
demonstrating the need for a mental health examination. Id. at 136.
The trial court denied A.J.N.’s request to expunge the records of his
involuntary commitment. Id. at 134. On appeal, this Court reversed,
concluding that A.J.N.’s commitments did not follow the mandates of the
MHPA, violating his due process rights. Id. at 139. We explained that
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although the government has inherent police powers to involuntarily commit
persons who are a danger to themselves or others, the individual subject to
commitment also has “a countervailing liberty interest protected by the due
process clause of the Constitution.” Id. at 137. “The MHPA is an enlightened
legislative endeavor to strike a balance between the state’s valid interest in
imposing and providing mental health treatment and the individual patient’s
rights.” Id. (quotation marks and citation omitted). “The MHPA specifically
embodies these principles by stating that its provisions must be interpreted in
conformity with the principles of due process[.]” Id. (quoting 50 P.S. § 7102).
Thus, we explained that “[t]he legislative policy reflected in the [MHPA] is to
require that strict conditions be satisfied before a court order for commitment
shall be issued. Such a policy is in accord with the recognition that
commitment entails a massive deprivation of liberty.” Id. at 137.
Citing Wolfe, we observed that “[e]ven before enactment of the MHPA,
our case law provided that, if a person is involuntarily committed in violation
of his due process rights, he is entitled to expungement of the proceedings
and the destruction of all records relating thereto.” Id. (citing Wolfe, 384
A.2d at 1188-89). We therefore held that “the case law uniformly mandates
expungement and destruction of records when the procedural, due process
requirements of the MHPA are violated during a commitment proceeding.” Id.
at 139; but see In re V.A.H., 286 A.3d 1311, 1315 (Pa. Super. 2022)
(holding that Article I, Section 1 of the Pennsylvania Constitution “does not
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create an independent cause of action by which an individual can seek to
expunge involuntary commitments authorized under [s]ection 302 of the
MHPA”).5
In this case, W.K. pled in his petition to expunge that his 2023
involuntary commitment violated the mandates of section 302 of the MHPA,
and therefore his due process rights, because Dr. Lurie did not determine that
he was in need of emergency involuntary treatment within two hours of his
arrival at York Hospital. Petition to Expunge Record of Involuntary Treatment,
3/5/2024, ¶¶ 62-64. The trial court agreed, concluding that W.K.’s 2023
involuntary commitment violated the MHPA and thus, his due process rights,
for the following reasons:
W.K. arrived at York Hospital at 2:17 p.m. He was examined by Dr. Lurie at 2:53 p.m. There was less than a 2-hour time lapse between when he arrived and when he was examined by Dr. Lurie. The [MHPA] states, “[a] person taken to a facility shall be examined by a physician within two hours of arrival in order to determine if the person is severely mentally disabled within the meaning of section 301(b) and in need of immediate treatment.” 50 [P.S.] § 7302(b). Thus, this initial examination did not run afoul of the statutory requirements. However, the results of this ____________________________________________
5 Article I, Section 1 of the Pennsylvania Constitution provides as follows:
All men are born equally free and independent, and have certain inherent and indefeasible rights, among which are those of enjoying and defending life and liberty, of acquiring, possessing and protecting property and reputation, and of pursuing their own happiness.
Pa. Const. Art. I, § 1. We note that in V.A.H., this Court determined that the appellant had waived any Article I, Section 1 claims by failing to plead them in the expungement petition. V.A.H., 286 A.3d at 1316.
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examination by Dr. Lurie resulted in a finding that W.K. was not in need of immediate treatment. According to the same provision of the statute, this finding required that W.K. “shall be discharged and returned to such place as he may reasonably direct.” Id. He was not discharged, but was held until 2:54 a.m. the next day and more than 12 hours after his arrival. Because he was not discharged as required after Dr. Lurie’s initial determination, the involuntary commitment was illegal and must be expunged.
Trial Court Opinion, 10/29/2024, at 11-12.
The trial court’s conclusion rests entirely on its finding that Dr. Lurie,
following his initial evaluation of W.K., checked the box on the physical
examination form of the 302 application indicating that W.K. did not require
emergency involuntary treatment. See id.; see also MH-IDD Ex. 1; PSP’s
Exs. As stated above, the trial court disregarded the evidence, admitted
without objection, that MH-IDD and the PSP presented at the hearing on
W.K.’s petition to expunge revealing that Dr. Lurie had corrected his
examination form, crossing out the box indicating that W.K. did not require
emergency involuntary treatment and checking and initialing the box
indicating the doctor found W.K. to be severely mentally disabled and in need
of emergency involuntary treatment “for a period not to exceed 120 hours.”
See MH-IDD Ex. 3; see also PSP’s Exs. The trial court largely ignores this
evidence and simply opted to disbelieve that Dr. Lurie corrected the form.
See Trial Court Opinion, 10/29/2024, at 12. As the sole basis for the trial
court’s conclusion that W.K.’s 2023 involuntary commitment violated the
MHPA was based on Dr. Lurie’s scrivener’s error on the original form that the
record unequivocally reveals he later corrected, we conclude that the trial
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court erred in determining that W.K.’s 2023 commitment violated his due
process rights.
Conclusion
Accordingly, based on the foregoing, we affirm the trial court’s order to
the extent that it denied expungement of W.K.’s 2004 involuntary
commitment and reverse the order to the extent that it granted expungement
of his 2023 involuntary commitment.
Order affirmed in part and reversed in part. Case remanded.
Jurisdiction relinquished.
Judgment Entered.
Benjamin D. Kohler, Esq. Prothonotary
Date: 12/16/2025
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