In re Wiley

886 So. 2d 1275, 4 La.App. 3 Cir. 790, 2004 La. App. LEXIS 2692, 2004 WL 2537427
CourtLouisiana Court of Appeal
DecidedNovember 10, 2004
DocketNo. 04-790
StatusPublished

This text of 886 So. 2d 1275 (In re Wiley) is published on Counsel Stack Legal Research, covering Louisiana Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Wiley, 886 So. 2d 1275, 4 La.App. 3 Cir. 790, 2004 La. App. LEXIS 2692, 2004 WL 2537427 (La. Ct. App. 2004).

Opinion

11 SULLIVAN, Judge.

Cynthia Wiley’s claims against Dr. Paul E. Miller were dismissed because she failed to comply with a judgment ordering her to answer discovery propounded by Dr. Miller. For the following reasons, we reverse.

Facts

This suit arises out of the death of Ms. Wiley’s mother, Lillie M. Wiley, a sixty-seven-year-old diabetic and double amputee, who was a patient of Dr. Miller. Dr. Miller, a nephrologist, supervised Lillie’s dialysis treatment. Ms. Wiley asserts that her mother developed bedsores while hospitalized for treatment and that the condition progressively deteriorated until she [1276]*1276passed away. Suit was filed on Ms. Wiley’s behalf by attorney George Flournoy.

Ms. Wiley’s claims against Dr. Miller were dismissed by the trial court because she failed to comply with its order compelling her to respond to discovery propounded by Dr. Miller. This court in a previous opinion, In re: Wiley, 03-793 (La.App. 3 Cir. 12/23/03), 862 So.2d 1243,1 reversed the dismissal and the matter was remanded to the trial court for an evidentiary hearing to determine whether the dismissal was an abuse of discretion as explained in Horton v. McCary, 93-2315 (La.4/11/94), 635 So.2d 199.

On remand, the trial court held a hearing at which Ms. Wiley and her attorney testified. Ms. Wiley testified at the evi-dentiary hearing and acknowledged that she had previously filed a medical malpractice claim on behalf of her father and was familiar with answering discovery requests. She testified that, after this suit was filed, she discharged Mr. Flournoy because her siblings wanted to use another attorney. She acknowledged that Mr. Flournoy forwarded to her discovery requests | ?,propounded by Dr. Miller with instructions that she should comply with the requests. Ms. Wiley further testified that she and her siblings contacted attorney Norris Greenhouse to handle the claim. She testified that she believed Mr. Greenhouse was going to associate an attorney in New Orleans. There is no motion to enroll filed by Mr. Greenhouse or any other attorney, and there is no court appearance by any attorney other than Mr. Flournoy. However, in Reasons for Judgment dated March 31, 2003, the trial court stated that a hearing scheduled for December 6, 2002, had been rescheduled to January 3, 2003, “following a phone call by an attorney requesting additional time to review the case and possibly enroll as counsel of record for Cynthia Wiley.”

Ms. Wiley had been served with notice of the January 3, 2003 hearing but did not appear. She testified that she started to answer the discovery, then brought everything to Mr. Greenhouse. She also testified that she believed Mr. Greenhouse sent her responses to the attorney in New Orleans who was going to work with him on the case. She did not retain copies of what she forwarded to Mr. Greenhouse, nor did she subpoena him for the hearing.

According to Ms. Wiley, she received a telephone call in January 2003 from her sister telling her to pick up “the papers.” Her testimony indicates that she then met with Mr. Greenhouse who told her “there was nothing they could do with the case.” As a result, she assumed the case “was over” and did not attempt to hire another attorney. Thereafter, Ms. Wiley was served with a judgment dated January 17, 2003, which ordered her to answer Dr. Miller’s discovery requests within fifteen days of her receipt of the judgment or her claims against him would be |3dismissed. She did not contact Mr. Greenhouse when she was served with the motion to dismiss filed by Dr. Miller.

Mr. Flournoy testified that after Ms. Wiley was served with the motion to dismiss she was in his office on another matter. When he asked her about the status of her lawsuit, she explained that she was no longer represented and that her case was going to be dismissed. He offered to get back into the case, and she agreed. He then prepared her responses to all outstanding discovery and forwarded them to counsel. He represented Ms. Wiley at the hearing on Dr. Miller’s motion to dismiss and testified on her behalf.

[1277]*1277Following the evidentiary hearing, the trial court rendered judgment dismissing Ms. Wiley’s suit, finding:

Cynthia Wiley had sufficient knowledge to put her on notice that her failure to produce Answers to Interrogatories and Request for Production as ordered by the Court, said Judgment being personally served upon Cynthia Wiley on 23 January 2003, would result in dismissal of her claim against Dr. Paul Miller.
The Court further makes a finding of fact that Cynthia Wiley failed to timely answer discovery in violation of the Court’s Judgment ordering Cynthia Wiley to fully answer discovery and comply with the Court’s Judgment not later than fifteen (15) days of the date of service of the Judgment.

Discussion

In Horton, 635 So.2d 199, the supreme court addressed the propriety of the dismissal of a plaintiffs claims for failure to comply with discovery, observing “[tjhere is a distinction between the sanctions available for failure to comply with discovery and the sanctions available for discovery of court ordered discovery” and that “[t]rial judges must have severe sanctions available to deter litigants from Rflouting discovery orders.” Id. at 203. The court further noted that dismissal is a “draconian” penalty which should only be applied in “extreme circumstances.” Id.

Comparing the Louisiana rule for sanctioning a party who fails to comply with discovery with the Federal rule, the Horton court identified four factors courts consider when determining whether a trial court’s dismissal of a plaintiffs claims is an abuse of discretion:

(1) whether the violation was willful or resulted from inability to comply;
(2) whether less drastic sanctions would be effective;
(3) whether the violations prejudiced the opposing party’s trial preparation; and
(4) whether the client participated in the violation or simply misunderstood a court order or innocently hired a derelict attorney.

The court further observed that “[t]he record must support ‘a finding that the failure was due to ... wilfulness, bad faith, or fault’ ” before dismissal of a plaintiffs claim is appropriate. Id. quoting Allen v. Smith, 390 So.2d 1300, 1302 (La.1980).

The trial court continued a hearing on the motion to compel scheduled for December 6, 2002 on the basis of a telephone call from an attorney that he/she was reviewing the ease; thus, the record corroborates Ms. Wiley’s testimony that she believed an attorney was going to represent her after she discharged Mr. Flournoy. Ms. Wiley did not appear at the January 3, 2003 hearing, which was a hearing on a motion to compel filed by Dr. Miller, even though she was personally served. However, there is no evidence that she knew before the hearing that the attorney who obtained a continuance of the December 6, 2002 hearing was not going to represent her at that hearing.

| KAfter the January 3, 2003 hearing, the trial court ordered Ms. Wiley to answer Dr. Miller’s discovery or her suit would be dismissed. She was served with the judgment ordering her to do so. She did not comply with the judgment, and counsel for Dr.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Horton v. McCary
635 So. 2d 199 (Supreme Court of Louisiana, 1994)
Allen v. Smith
390 So. 2d 1300 (Supreme Court of Louisiana, 1980)
In Re Wiley
862 So. 2d 1243 (Louisiana Court of Appeal, 2003)

Cite This Page — Counsel Stack

Bluebook (online)
886 So. 2d 1275, 4 La.App. 3 Cir. 790, 2004 La. App. LEXIS 2692, 2004 WL 2537427, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-wiley-lactapp-2004.