In Re Vaidyanathan

381 F. App'x 985
CourtCourt of Appeals for the Federal Circuit
DecidedMay 19, 2010
Docket2009-1404
StatusUnpublished
Cited by2 cases

This text of 381 F. App'x 985 (In Re Vaidyanathan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Vaidyanathan, 381 F. App'x 985 (Fed. Cir. 2010).

Opinion

Opinion for the Court filed by Circuit Judge NEWMAN.

NEWMAN, Circuit Judge.

Ravi Vaidyanathan (“the applicant”) appeals the ruling of the Board of Patent Appeals and Interferences of the United States Patent and Trademark Office, affirming the examiner’s rejection of claims 1-9 of application Serial No. 10/259,203 (“the 203 application”), on the ground of obviousness, 35 U.S.C. § 103(a). The Board reversed the rejection of claims 10-11. Ex parte Vaidyanathan, No.2008-2867 (B.P.A.I. March 11, 2009) (“Board Opinion ”).

For claims 1-9, we vacate the rejection and remand for further examination.

Disoussion

The '203 application relates to a guidance and control method for controlling munitions such as missiles or unmanned aircraft, wherein an autonomous reflex response is based on a neural network model of a biological response. The method is designed for the “endgame” stage of flight when the munition is very close to the target, at which stage the system guides and controls the munition by calculating trajectory commands using a neural network that is trained using a genetic algorithm; the neural network provides “high level” guidance commands to an autopilot, which converts those commands to signals that direct the actual movement of the munition. The system is described as achieving substantial gains in accuracy, as compared with prior systems.

The '203 specification acknowledges extensive existing knowledge concerning guided munitions, the use of autopilots in connection with these munitions, and the development of neural networks. The '203 invention contemplates that known technologies are used to bring the munition within close range of the target, at which stage the neural network provides rapid-response trajectory commands for the final or endgame stage. The specification describes in mathematical detail a form of neural network that is modeled on the rapid neural response that is described as characteristic of the escape actions seen in cockroaches.

Claim 1, the broadest claim on appeal, is as follows:

1. A method of controlling a munition, vehicle or aircraft comprising the steps of:
a) receiving information from sensors;
b) processing the information with a neural network to obtain a desired trajectory for the munition, vehicle or aircraft to follow;
c) inputting the desired trajectory and the information from internal sensor into an autopilot; and
*987 d) controlling the munition, vehicle or aircraft to fly the desired trajectory through the autopilot.

Claims 2-7 include additional limitations that are not argued separately in this appeal, although claim B, which requires that the “neural network is trained using a genetic algorithm,” is discussed. Claims 8 and 9 add the limitations that the neural network guides the munition, vehicle or aircraft “to avoid a target” (claim 8) or “to strike a target” (claim 9). Claims 10 and 11, which were allowed by the Board, add the limitations that the neural network only guides the munition “during the last less than about 1 second” before either target avoidance (claim 10) or target strike (claim 11); these claims are not part of this appeal.

The Board affirmed the examiner’s rejection of claims 1, 2, and 4-9 as obvious in view of the combination of two references, U.S. Patent No. 6,473,747 (“Biggers”) and No. 5,435,503 (“Johnson”). Claim 3 was rejected in view of Biggers, Johnson, and U.S. Patent No. 6,449,603 (“Hunter”). The applicant argues that these rejections were based on a misunderstanding of the Biggers and Johnson references, and lacked sufficient findings by the Board. The applicant states that the Board misinterpreted claims 8 and 9, leading the Board to conclude erroneously that the additional limitations in these claims were taught by Biggers. The applicant complains that neither the examiner nor the Board made sufficient findings or adequately explained their reasoning. The PTO, through the Solicitor on this appeal, now seeks to substitute new reasoning for that supplied by the Board concerning how the asserted references should be interpreted. The applicant attempted to respond to these new arguments in his Reply Brief.

I

The obviousness inquiry is decided as a matter of law, based on four general factual inquiries as explained in Graham v. John Deere Co., 383 U.S. 1, 17-18, 86 S.Ct. 684, 15 L.Ed.2d 545 (1966), and reaffirmed in KSR International, Inc. v. Teleflex, Inc., 550 U.S. 398, 406-07, 127 S.Ct. 1727, 167 L.Ed.2d 705 (2007). The patent examiner is responsible for marshalling the references whose teachings are most relevant to the claimed invention, and evaluating the claimed invention against these teachings, from the viewpoint of a person of ordinary skill in the field of invention. See Graham, supra; In re Kubin, 561 F.3d 1351, 1355 (Fed.Cir.2009); see generally In re Oetiker, 977 F.2d 1443, 1445-47 (Fed. Cir.1992).

The applicant challenges the Board’s legal and factual analyses. He argues that the Board committed legal error by failing to follow the Court’s requirement that the factual findings on which the legal conclusion of obviousness rests should be set forth explicitly. See KSR, 550 U.S. at 418, 127 S.Ct. 1727 (“To facilitate review, this analysis should be made explicit.”); see also In re Gartside, 203 F.3d 1305, 1314 (Fed.Cir.2000) (“We have expressly held that the Board’s opinion must explicate its factual conclusions, enabling us to verify readily whether those conclusions are indeed supported by ‘substantial evidence’ contained within the record.”); In re Grasselli, 713 F.2d 731, 739 (Fed.Cir.1983) (“It is fundamental that rejections under 35 U.S.C. § 103 must be based on evidence comprehended by the language of that section.”).

The applicant points to the Board’s interpretation of the Biggers and Johnson references as examples of the Board’s failure accurately to ascertain the differences between the prior art and the claimed invention, as required by Graham. He *988 also states that the Board failed to establish, or even to address at all, the level of ordinary skill in the field of the invention, as required by Graham.

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Related

Vaidyanathan v. Kappos
178 L. Ed. 2d 150 (Supreme Court, 2010)

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Bluebook (online)
381 F. App'x 985, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-vaidyanathan-cafc-2010.