In Re Tutorship of Werling

459 So. 2d 758
CourtLouisiana Court of Appeal
DecidedNovember 14, 1984
DocketCA-2253
StatusPublished
Cited by10 cases

This text of 459 So. 2d 758 (In Re Tutorship of Werling) is published on Counsel Stack Legal Research, covering Louisiana Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Tutorship of Werling, 459 So. 2d 758 (La. Ct. App. 1984).

Opinion

459 So.2d 758 (1984)

In re TUTORSHIP OF the Property of Matthew Ward WERLING.

No. CA-2253.

Court of Appeal of Louisiana, Fourth Circuit.

November 14, 1984.

*759 William F. Bologna, Avery T. Waterman, Jr., McGlinchey, Stafford, Mintz, Cellini & Lang, P.C., New Orleans, for appellee.

Donald L. Foret, Lee R. Leonard, New Orleans, for appellant.

Before WILLIAMS and BYRNES, JJ., and L. JULIAN SAMUEL, Judge Pro Tem.

L. JULIAN SAMUEL, Judge Pro Tem.

This is an appeal from a judgment maintaining an exception of no right of action, and, on that ground, dismissing petitioner's suit in a tutorship proceeding.

The facts and the procedural background are unusual. Carl M. Werling, Jr., was shot and killed on January 9, 1983, by his wife, Cherie Ward Werling. Mrs. Werling was never prosecuted for the shooting.[1] Carl M. Werling, Jr., had been heavily insured. It is alleged that benefits of $2,000,000.00[2] were to be distributed to the primary beneficiary of several life insurance policies, Cherie W. Werling, the person who killed the insured. The secondary beneficiary was Carl and Cherie M. Werling's minor son, Matthew Ward Werling, whose property is the focus of these proceedings.

On January 10, 1984, plaintiff-appellant Frank Sloan petitioned the trial court to be appointed separate tutor of the property of Matthew Ward Werling. Alleging that he was a friend, professional associate and personal attorney to the late Carl M. Werling Jr., Sloan contended that under La.C. C.P. Art. 4069, a separate tutor of the property could and should be appointed in this "exceptional" case for good cause shown. Noting the possibility that Cherie W. Werling's killing of her husband might disqualify her as first named beneficiary on the insurance policies, Sloan argued that the minor's interests as second named beneficiary were in conflict with those of his mother and therefore required the protection of a separate tutor. He asked to be named the separate tutor since he had been respected and trusted by Matthew's father whom he had personally represented.

La.C.C.P. Art. 4069 provides:

In exceptional cases and for good cause shown, the court may appoint a bank or another person as administrator or tutor of the property of the minor. This appointment may be made upon the court's own motion or upon the motion of the tutor or other person entitled to the tutorship if no tutor has been previously appointed, or upon motion of any interested person after a contradictory hearing with the tutor, administrator or person *760 entitled to the tutorship or the administration.
If a person is appointed as tutor or administrator of the minor's property, that person shall furnish security as provided in Article 4131.

On January 29, 1984, Cherie W. Werling filed exceptions of improper venue, no right of action and no cause of action to Sloan's petition. Apparently before a hearing was held on the exceptions, Guaranty Income Life Insurance Company filed in Orleans Parish Civil District Court a petition to institute a concursus proceeding and deposited $500,000.00 of life insurance benefits (to be paid to Carl Werling's beneficiary) with the court. The insurance company expressed concern over the fact that the secondary beneficiary was a minor. The company requested that an attorney be appointed to determine and assert the minor's rights.[3]

On February 9, 1984, Mrs. Werling petitioned the 19th Judicial District Court in East Baton Rouge Parish to confirm her as natural tutrix of Matthew, to appoint Robert Ward (Matthew's maternal grandfather) as undertutor ad hoc and to appoint Jean (also spelled John in the petition) Barnett (a friend of the family and businessman) as separate tutor of the property of the minor; the mother noted the potentiality of the conflict of interests between herself and her son as first and second insurance beneficiaries as the reason for requesting a separate tutor for Matthew's property.

On February 14, 1984, Frank Sloan filed a supplemental petition in Orleans Parish Civil District Court asking in the alternative that another party such as Matthew's paternal grandmother, or a bank or other qualified person non-aligned with the interests of Cherie W. Werling, be appointed separate tutor of the minor's property in order to protect Matthew's interests. On February 27, 1984, following hearings on the exceptions, the trial court rendered judgment denying the exception of improper venue, maintaining the exception of no right of action, and dismissing the case.[4]

Sloan appealed from this judgment,[5] alleging as error that the district court dismissed his petition for appointment as separate tutor of Matthew Werling's property and, alternatively, that the district court failed to appoint Matthew's paternal grandmother or a bank or other party (not aligned with Cherie W. Werling's interests) as such separate tutor.

The brief[6] of appellee, Cherie W. Werling, asks that the trial court's findings to the effect that Frank Sloan was "properly not to be appointed separate tutor" of the minor's property and that Sloan "lacks standing to raise the issue of the appointment of a separate tutor" be affirmed. Alternatively, appellee asks that this court remand the matter of the exception of no right of action for further proceedings along with that of no cause of action.

The pivotal issue of whether Frank Sloan did indeed have standing is complicated by the fact that the no right of action exception itself, as well as the hearing and the trial court's decision on the matter, did not narrow the focus to only the standing question. The exception declared that Frank Sloan had no right of action since he represented creditors and other claimants, including himself, against the succession of *761 Carl M. Werling and had been in direct contact with insurance companies contesting coverage under life insurance policies naming Matthew Werling as secondary beneficiary. Mrs. Werling contended that Sloan's status as her husband's confidant did not entitle him to be appointed separate tutor of Matthew's property. The substantive allegations put before the court with the label of exception of no right of action clearly exceeded the scope of standing. In fact, the contentions focus more clearly upon the merits of the matter of Sloan's qualifications to be tutor, not upon whether Frank Sloan could petition the court that a separate tutor be appointed.[7] Similarly the focus at the hearing on the exceptions did not center upon the actual standing issue. The trial court stated that it would hold the venue issue and decide that later that day.[8] He then bifurcated the two issues of no cause of action and no right of action and heard the latter.

The evidence heard on the no right of action exception consisted totally of Sloan's testimony. It was adduced that Sloan had filed a claim for Thomas Wilson against Carl Werling's succession regarding a refund of attorney's fees, directed demand letters to the estate on behalf of Mr. and Mrs. Dupuis regarding settlement funds and even filed a personal claim. Sloan admitted that he had reviewed Carl Werling's client files after his death to determine whether there were prescription problems. He further stated that he had taken about six cases from those files in which he later represented the plaintiffs.

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Bluebook (online)
459 So. 2d 758, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-tutorship-of-werling-lactapp-1984.