In re Tristram K.

25 A.D.3d 222, 804 N.Y.S.2d 83
CourtAppellate Division of the Supreme Court of the State of New York
DecidedNovember 17, 2005
StatusPublished
Cited by33 cases

This text of 25 A.D.3d 222 (In re Tristram K.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Tristram K., 25 A.D.3d 222, 804 N.Y.S.2d 83 (N.Y. Ct. App. 2005).

Opinion

OPINION OF THE COURT

Ellerin, J.

This appeal presents the unhappy consequences of inattention to the interplay between article 6 and article 10 of the Family Court Act.

[224]*224The child in question is Tristram K., born May 29, 2000, to the respondent mother and her now deceased husband. Following a consolidated hearing on the disposition of a neglect finding against both parents, and on custody petitions filed by Tristram’s paternal aunt and maternal grandmother, Family Court granted permanent custody to the aunt on the neglect petition and on her custody petition, denied the grandmother’s petition for custody/visitation, and issued a protective order against the mother in favor of the aunt. The court subsequently denied the mother’s motion for vacatur of the order of custody. All but the order denying the grandmother’s custody petition must be reversed.

Initially, we note that, while portions of the record of these proceedings are missing, contrary to the aunt’s contention, the five-volume appendix—which she could have supplemented— together with the parties’ briefs and the extensive motion practice before this Court permit meaningful review of the issues presented.

The order granting permanent custody to the aunt on the neglect petition must be reversed as an unauthorized disposition under the Family Court Act.

Child protective proceedings are governed by article 10 of the Family Court Act, which sets forth five basic dispositions available to a court upon the conclusion of a neglect or abuse fact-finding proceeding: (i) suspended judgment, (ii) release of the child to the custody of his parents or other person legally responsible, (iii) placement of the child for up to one year with a relative or other suitable person, (iv) issuance of an order of protection, and (v) placement of the respondent parent under supervision (§ 1052 [a]). Permanent termination of parental rights, adoption, guardianship and custody are governed by article 6 of the Family Court Act. The disposition ordered here, i.e., release of the child into the care of a relative for an indefinite period of time and an award of permanent custody to the relative, is not authorized under article 10 (see Matter of Linda J. v Nakisha P., 10 AD3d 287, 287 [2004] [vacating order and remanding for dispositional hearing because “(i)n awarding custody to petitioner pursuant to Family Court Act article 6, the court never reached the question of disposition pursuant to Family Court Act article 10”]).

In view of the fact that the mother was incarcerated in Westchester County pending her trial for custodial interference and was therefore not in a position to care for the child and the fact [225]*225that the child was already living with the aunt, the proper disposition on the neglect petition was placement of the child with the aunt for up to one year, pursuant to Family Court Act § 1052 (a) (iii) and § 1055. Section 1055 authorizes a court to make successive extensions of such a placement for additional periods of up to one year each, upon a determination, at a permanency hearing, that an extension of placement is consistent with the best interests of the child. Among the factors the court must consider in determining whether an extension of placement is consistent with the best interests of the child is whether the child would be at risk of abuse or neglect if returned to the parent (§ 1055 [b] [iv] [B] [2]). Moreover, the court may direct a child protective agency to undertake “diligent efforts to encourage and strengthen the parental relationship when it finds such efforts will not be detrimental to the best interests of the child,” and such efforts include “encouraging and facilitating visitation with the child by the parent,” and the court may require such agency to assist the parent in obtaining “adequate housing, employment, counseling, medical care or psychiatric treatment” (§ 1055 [c]).

An order of temporary placement with the aunt would have best served the child’s best interests by insuring that the case reappeared before the court for reassessment of his adjustment to the aunt’s home and of the mother’s emotional and psychiatric progress, and by making possible permanency planning with the mother, including the provision of necessary services and appropriate visitation to strengthen the parental relationship, as contemplated by article 10 and specified in section 1055. Instead, in the absence of the oversight mandated by section 1055, the aunt, without informing the law guardian or the court, removed the child from the jurisdiction and placed him with caregivers who had never been evaluated either by the court or by a child protective agency and whose identity and location remain unknown to the law guardian.

More than 2l!% years have passed since the aunt was awarded permanent custody on the neglect petition and circumstances have changed (see Matter of Michael B., 80 NY2d 299, 318 [1992]). Tristram is no longer living with his aunt, and there has been no assessment of his present home life or his current emotional and psychological status. Moreover, he has had no contact with his mother for nearly three years and there has been no new information about her emotional, psychological and financial status. Thus, a new dispositional hearing must be [226]*226held to assess the current situation and determine whether temporary placement with his current caregivers, with services and visitation to the mother, or one of the other alternatives provided for in section 1052 (a) is the most appropriate disposition.

The order granting permanent custody to the aunt under article 6 must be reversed because it was made in the absence of a full evidentiary hearing and a proper finding of either extraordinary circumstances or the best interests of the child.

“[intervention by the State in the right and responsibility of a natural parent to custody of her or his child is warranted if there is first a judicial finding of surrender, abandonment, unfitness, persistent neglect, unfortunate or involuntary extended disruption of custody, or other equivalent but rare extraordinary circumstance which would drastically affect the welfare of the child” (Matter of Bennett v Jeffreys, 40 NY2d 543, 549 [1976]).

The burden of proving extraordinary circumstances is upon the party seeking to divest the natural parent of custody (Matter of Darlene T., 28 NY2d 391, 394 [1971]). Once extraordinary circumstances are found, the court must still determine the best interests of the child before the natural parent may be displaced (Matter of Male Infant L., 61 NY2d 420, 427 [1984]). But it is only upon a finding of extraordinary circumstances that the court may proceed to inquire into the best interests of the child and to order a custodial disposition on that ground (Bennett, 40 NY2d at 549).

Here, the court acknowledged that the issue of extraordinary circumstances was not even litigated and that the court did not make the requisite finding before rendering the custody order. Indeed, although the burden of proving extraordinary circumstances rested on the aunt, she presented no evidence at all on her custody petition. And although the mother neither willfully refused to appear nor waived her appearance, she was not even afforded the opportunity to be present in court. When the custody issue was addressed, on March 20, 2003, the mother was incarcerated in Westchester County because she had not returned the child after visitation.

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Bluebook (online)
25 A.D.3d 222, 804 N.Y.S.2d 83, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-tristram-k-nyappdiv-2005.