In re Town of Little Compton

37 A.3d 85, 2012 R.I. LEXIS 16, 192 L.R.R.M. (BNA) 3186, 2012 WL 424385
CourtSupreme Court of Rhode Island
DecidedFebruary 9, 2012
DocketNo. 2011-101-M.P.
StatusPublished
Cited by2 cases

This text of 37 A.3d 85 (In re Town of Little Compton) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Town of Little Compton, 37 A.3d 85, 2012 R.I. LEXIS 16, 192 L.R.R.M. (BNA) 3186, 2012 WL 424385 (R.I. 2012).

Opinion

OPINION

Justice INDEGLIA,

for the Court.

Nearly eighty years ago, this Court stated that “the practice of the law is a special field reserved to lawyers duly licensed by the court * * Rhode Island Bar Association v. Automobile Service Association, 55 R.I. 122, 126, 179 A. 139, 140 (1935). The thrust of this ruling was to ensure “that the public welfare will be served and promoted.” Id. at 131, 179 A. at 143. Indeed, “[gjreat and irreparable injury can come to the people, and the proper administration of justice can be prevented, by the unwarranted intrusion of unauthorized and unskilled persons into the practice of law.” Id. At the same time, however, this Court also acknowledged that the practice [86]*86of law can be “difficult to define.” Id. at 126, 179 A. at 140. This difficulty “especially is true today, based on the changing nature of the legal profession and the lightning speed with which these changes have occurred.” In re Law Offices of James Sokolove, LLC, 986 A.2d 997, 1005 (R.I.2010). The matter now before the Court requires us to once again feel for the contours of this elusive definition.

On July 8, 2010, the Unauthorized Practice of Law Committee (committee) conducted an investigational hearing in connection with a complaint filed with it by the Town of Little Compton (the town) against the Little Compton Firefighters Local 3957 (the union).1 In its complaint, the town contended that the union, or its representative, had engaged in the unauthorized practice of law, in violation of G.L.1956 § 11-27-2,2 when the union allowed its nonlawyer business agent to represent it at a labor arbitration hearing. The committee’s report to this Court3 ultimately concluded that the union representative’s actions on behalf of the union constituted a “technical violation” of the statute governing the unauthorized practice of law. Mindful that this type of lay representation of unions in labor arbitra-tions is a common practice in Rhode Island, the committee petitioned this Court for guidance on how to proceed. After reviewing the committee record,4 the parties’ written submissions and oral arguments, and the many amicus briefs filed with the Court, we decline to limit this particular practice at this point in time for the reasons that follow.

I

Facts and Travel

On June 19, 2008, the union and the town entered into a collective-bargaining agreement (CBA) that governed the terms and conditions of firefighter employment in Little Compton. In the CBA, the parties agreed to submit all grievances to arbitration rather than resort to the courts.

On February 11, 2009, the union filed two grievances against the town, alleging that the town had violated the CBA by failing to maintain certain minimum staffing levels and by not filling a vacant position. After the town denied both grievances, the union elected to proceed to arbitration pursuant to the terms of the CBA. In preparation for arbitration, the union appointed Joseph Andriole (Mr. Andriole), a staff representative from the Rhode Island State Association [87]*87of Firefighters, to represent the union in the arbitration. As a nonlawyer, Mr. Andriole is not licensed to practice law in Rhode Island.

On August 26, 2009, the town filed a complaint in the Superior Court for Newport County, seeking declaratory relief concerning the rights of the parties. The town also moved to enjoin the union from using a nonlawyer in the arbitration proceeding, alleging that such action would constitute the unlawful practice of law in violation of chapter 27 of title 11. The union filed an answer and objected to the motion. A Superior Court justice denied the motion on November 2,2009.5,6

The arbitration hearing took place on November 4, 2009, and November 23, 2009, with Mr. Andriole representing the union. The arbitration panel eventually denied the union’s grievances.

After the arbitration panel decided in the town’s favor, the town filed a petition to confirm the arbitration award and requested the entry of final judgment in Superior Court. The union sought and received permission to consolidate the town’s original action requesting injunctive and declaratory relief with the petition to confirm the arbitration award. On July 14, 2010, a Superior Court justice considered both matters, ultimately granting the petition to confirm the arbitration award and dismissing the declaratory judgment action as moot.7

On December 18, 2009, prior to the arbitration panel’s issuance of its decision, the town filed a formal complaint8 with the committee, asserting “that [the union], specifically [Mr.] Andriole, was engaging in the unauthorized practice of law” during the November 2009 arbitration hearing, and requesting that the committee investigate its claim. The committee, after finding probable cause to believe that the union had “engaged in the unauthorized practice of law by having a non[]lawyer represent it in an arbitration proeeed-ing[,]” notified the union of the complaint and scheduled an investigational hearing for July 8, 2010. The union was represented by an attorney authorized to practice law in Rhode Island at the hearing, during which testimony was taken and exhibits were introduced.

At the conclusion of the committee’s in-vestigational hearing, a majority of the committee voted in favor of finding that “Mr. Andriole’s actions on behalf of the [u]nion constituted a technical violation of * * * § 11-27-2.” Mindful of the fact that nonlawyer representation of unions at labor arbitrations is a common practice in Rhode Island, the committee deferred to this Court as to how to proceed.9 After due consideration, this Court scheduled the matter for oral argument and ordered the parties to submit briefs outlining (1) [88]*88whether Mr. Andriole’s actions constituted the unauthorized practice of law in violation of § 11-27-2, and if so, (2) whether in light of such violation, this Court should authorize the committee to take further action, and (3) the implications, if any, of nonlawyer representation in labor arbitra-tions. The order also invited interested parties to file briefs addressing these issues.10

II

Standard of Review

“It has long been the law of this state that the definition of the practice of law and the determination concerning who may practice law is exclusively within the province of this court * * Unauthorized Practice of Law Committee v. State Department of Workers’ Compensation, 543 A.2d 662, 664 (R.I.1988) (citing Berberian v. New England Telephone and Telegraph Co., 114 R.I. 197, 330 A.2d 813 (1975)); see also In re Ferrey, 774 A.2d 62, 64 (R.I.2001) (“this Court has exclusive and ultimate authority to determine who may, and may not be permitted to practice law in this state”).

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37 A.3d 85, 2012 R.I. LEXIS 16, 192 L.R.R.M. (BNA) 3186, 2012 WL 424385, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-town-of-little-compton-ri-2012.