In re Tomasco

10 Pa. D. & C.5th 1
CourtSupreme Court of Pennsylvania
DecidedMarch 13, 2009
DocketDisciplinary Board Docket no. 111 D.B. 2004
StatusPublished

This text of 10 Pa. D. & C.5th 1 (In re Tomasco) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Tomasco, 10 Pa. D. & C.5th 1 (Pa. 2009).

Opinion

BEVILACQUA,

Member,

Pursuant to Rule 218(c)(5) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme [3]*3Court of Pennsylvania submits its findings and recommendations to your honorable court with respect to the above-captioned petition for reinstatement.

I. HISTORY OF PROCEEDINGS

On September 4, 2007, Mary Ellen Tomasco filed a petition for reinstatement to the bar of the Supreme Court of Pennsylvania, following her suspension for a period of one year and one day imposed on March 10, 2006. Office of Disciplinary Counsel filed a response to petition for reinstatement on November 26,2007, and identified several issues relating to petitioner’s actions post-suspension.

A reinstatement hearing was held on May 9, 2008, before a District II Hearing Committee comprised of Chair Michael A. Cognetti, Esquire, and Members Patrick J. Connors, Esquire, and Michael J. Malloy, Esquire. Petitioner was represented by John Rogers Carroll, Esquire. Petitioner presented the testimony of four witnesses and testified on her own behalf. Office of Disciplinary Counsel presented the testimony of one witness.

Following the submission of briefs by the parties, the Hearing Committee filed a report on October 16, 2008, and recommended that the petition for reinstatement be granted.

Office of Disciplinary Counsel filed a brief on exceptions on October 30,2008, and requested that the board reject the Hearing Committee’s recommendation and recommend that the petition for reinstatement be denied.

[4]*4Petitioner filed a brief opposing exceptions on December 1, 2008.

This matter was adjudicated by the Disciplinary Board at the meeting on January 28, 2009.

II. FINDINGS OF FACT

The board makes the following findings of fact:

(1) Petitioner is Mary Ellen Tomasco. She was born in 1949 and was admitted to practice law in Pennsylvania in 1974. Her current business address is P.O. Box 987, Valley Forge, PA 19482.

(2) By order of March 10, 2006, the Supreme Court of Pennsylvania suspended petitioner from the practice of law for a period of one year and one day.

(3) Petitioner’s misconduct leading to the suspension was a conflict of interest with her client, which violated R.P.C. 1.7(b), 1.8(a) and 1.8(b).

(4) Petitioner was the attorney for Alta Kressler, a mentally incompetent individual, and had power of attorney authority over Ms. Kressler’s financial accounts.

(5) Without obtaining any written waiver or consent from her client, petitioner drafted and executed an indenture and mortgage in the amount of $275,000 to finance petitioner’s purchase of land in New Mexico. Petitioner failed to obtain separate counsel to represent Ms. Kressler and failed to take any steps to have the indenture transaction recorded.

(6) Prior to petitioner’s suspension, by letter of June 30, 2005, she notified her clients of her retirement from [5]*5the practice of law and the transfer of her law practice to Samuel Trueblood, Esquire, and the law firm of Wilson, Morrow, Broderick, Tompkins & Flynn LLP. As part of the arrangement between petitioner and the law firm, petitioner was to act as a paralegal and assist Mr. True-blood with Alta Kressler’s matters.

(7) This decision to retire came during the pendency of petitioner’s disciplinary proceeding, which was still ongoing in June of 2005.

(8) Upon assuming petitioner’s practice, Mr. Trueblood wrote to the register of wills of Chester County and Montgomery County to advise them of his entry of appearance in petitioner’s active cases and petitioner’s withdrawal.

(9) Petitioner has worked as a paralegal for Wilson Morrow since the summer of 2005.

(10) By letter of March 13, 2006, Elaine M. Bixler, secretary of the board, provided petitioner with a copy of the March 10,2006 suspension order and advised her that she was required to comply with the Pennsylvania Rules of Disciplinary Enforcement and Disciplinary Board rules. Petitioner was provided with copies of all pertinent rules.

(11) On April 10,2006, petitioner filed a statement of compliance with the Disciplinary Board and falsely certified that under the penalties provided by 18 Pa.C.S. §4904 she had fully complied with the provisions of the order of the Supreme Court, with the applicable provisions of the Pennsylvania Rules of Disciplinary Enforcement and with the applicable Disciplinary Board rules.

[6]*6(12) In fact, petitioner had not provided notice of her suspension to Alta Kressler and Ruth Smoyer, two individuals for whom she was acting as power of attorney and to whom she owed a fiduciary duty.

(13) At the time she filed the statement of compliance, petitioner was aware of her obligation to notify Ms. Kressler and Ms. Smoyer. After discussions with Samuel Trueblood, it was determined that petitioner need not comply with the requirement to provide notice, as both individuals were either incompetent or near death.

(14) By letter of April 11, 2006, Samuel Trueblood notified the board that petitioner was employed by his firm as a legal assistant and that he was her supervising attorney pursuant to Rule 217(j)(5), Pa.R.D.E.

(15) On April 26, 2006, petitioner was appointed executor and Samuel Trueblood was appointed attorney for the estate of Ruth Smoyer, who passed away on April 20, 2006.

(16) Petitioner received $3,500 for the Smoyer estate as a personal representative commission.

(17) On July 10,2006, Alta Kressler passed away and on July 18, 2006, petitioner was appointed co-executor of the estate, with Robert Noll. Up until Ms. Kressler’s death, petitioner still remained as attorney in fact and in control of Ms. Kressler’s finances.

(18) Petitioner saw no appearance of impropriety and no potential for conflict by acting as co-executor for the Kressler estate.

(19) Petitioner received $17,500 from the Kressler estate as a personal representative commission.

[7]*7(20) The Kressler estate involved charitable bequests greater than $25,000 and written notice was required to be given to the attorney general of Pennsylvania.

(21) In January 2007 Mr. Trueblood provided the first and final account of the estate to Mary Kenney, senior deputy attorney general of the charitable trusts and organizations section of the office of attorney general.

(22) The first and final account did not contain information to indicate that petitioner had served as Ms. Kressler’s agent under a power of attorney nor did it indicate the fact that petitioner was a suspended attorney.

(23) By letter to Mr. Trueblood dated February 15, 2007, Ms. Kenney acknowledged receipt of Mr. True-blood’s notice and advised that she had no objections.

(24) In January 2008, Ms. Kenney was informed for the first time that petitioner had served prior to Ms. Kressler’s death as Ms. Kressler’s agent under a power of attorney and that, in such role, petitioner had been the subject of a disciplinary proceeding before the Disciplinary Board.

(25) Ms. Kenney would not have issued her February 15, 2007 “no objection letter” had she known of petitioner’s suspension. Ms.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Philadelphia Newspapers, Inc. v. Disciplinary Board of Supreme Court
363 A.2d 779 (Supreme Court of Pennsylvania, 1976)

Cite This Page — Counsel Stack

Bluebook (online)
10 Pa. D. & C.5th 1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-tomasco-pa-2009.