In re Thompson

154 F.2d 189, 33 C.C.P.A. 942, 69 U.S.P.Q. (BNA) 148, 1946 CCPA LEXIS 434
CourtCourt of Customs and Patent Appeals
DecidedMarch 6, 1946
DocketNo. 5126
StatusPublished
Cited by6 cases

This text of 154 F.2d 189 (In re Thompson) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Thompson, 154 F.2d 189, 33 C.C.P.A. 942, 69 U.S.P.Q. (BNA) 148, 1946 CCPA LEXIS 434 (ccpa 1946).

Opinion

JacksoN, Judge,

delivered the opinion of the court:

The issue presented by this appeal, the denial by the tribunals of the United States Patent Office of claims 2 and 4 of an application for a “Corrosion-Resistant Metallic Article and Method of Making the Same,” was here previously in In re Thompson et al., 31 C. C. P. A. (Patents) 1121, 143 F. (2d) 357, 61 USPQ 498.

There, all of the claims were allowed except 2 and 4, which were rejected as not being drawn in accordance with the Markush doctrine. We reversed the decision of the Board of Appeals and remanded the case for the sole purpose of having the reasons for the rejection of those claims more clearly explained.

In the instant case the Board of Appeals affirmed the decision of the Primary Examiner again rejecting the claims as not being proper Markush claims.

Allowed claim 1 and the involved claims read as follows:

1. A process which comprises applying to an industrial metallic surface a film of an acidulous aqueous solution the chief compounds in the solution as applied containing the PO< radical, hexavalenfc chromium and a metal having a valence of at least two and acting as a cation, said film containing sufficient chemicals [944]*944to -form a corrosion-resistant paint-holding coat when dried, and drying the film on the metallic surface.
2. A process which comprises applying to an industrial metallic surface a film of an acidulous aqueous solution the chief compounds in the solution as applied containing the PO.j radical, hexavalent chromium and a metal of the group consisting of zinc, manganese, trivalent chromium, aluminum, magnesium, cadmium, calcium and nickel, said film containing sufficient chemicals to form a corrosion-resistant paint-holding coat when dried, and drying the film on the metallic surface.
4. A process which comprises applying to an industrial metallic surface a solution containing as its chief ingredients when applied phosphoric acid, chromic acid and a salt of a metal of the group consisting of zinc, manganese, trivalent chromium, aluminum, magnesium, cadmium, calcium and nickel, said film containing sufficient chemicals to form a corrosion-resistant paint-holding coat when dried, and drying the film on the metallic surface.

The examiner stated that the only ground upon which claims 2 and 4 could be allowed would have to be that all of the members of the group belong to a known class of materials with such closely related chemical properties that the discovery of a certain characteristic in one would suggest its presence in the others. He stated that the exact chemical reaction by reason of which any of those elements would increase the corrosion-resistance character of the coating was not known. The examiner pointed out that all those elements belong to the general class of metals, possessing the general characteristics of “metallic luster, good heat and electrical conductivity, etc.” He stated those properties had no function in the process of the claims, and the physical and chemical properties in the general class of metals varied so widely that the discovery that one is operable in appellants’ process would not suggest that any other would function similarly.

Appellants contended before the examiner that the metals recited in the involved claims must have a valence of at least two and form phosphates or chromates, and that that was a sufficient basis for placing them in a Markush grouping. The examiner rejected that contention for the reason that appellants did not show, and it was not clear to him, why the discovery of one metal having those characteristics useful in appellants’ process would suggest that every other metal having a valence of at least two and forming phosphates or chromates could accomplish the same result. He noted that all metals except the alkali group have a valence of more than one and that practically all metals have the capacity to form phosphates or chromates. He finally held that it was his studied opinion that in view of the great physical and chemical differences between the metals included in the grouping that appellants’ contention was entirely untenable. The examiner summarized his understanding of Markush groupings as follows:

* * * (1) only substances whiefi have been recognized to have such a community of chemical or physical properties that the discovery of the desired property in one would suggest its existence in the others, may be grouped in a Markush [945]*945group, (2) the fact that these similarities have been recognized may be established by means of scientific texts in which the substances have been classified in groups because of the similarity in their properties or by means of trade publications, patents, etc., which show that the substances have become recognized as equivalents for their intended purpose. * * *

The Board of Appeals agreed with the examiner’s reasons, and in addition thereto suggested that the allowance of claim 1 would preclude the allowance of the rej ected claims. The board held that possibly the group of metals in the rejected claims might have been allowable as being within the scope of the case of Ex parte Markush, 1925 C. D. 126, wherein there was no requirement for the recognition of the group as such, and the test seemed to have been principally that the applicant discovered the particular elements equivalents in his combination. In that case it seems that the only limitation was an avoidance in the grouping of things so dissimilar as to support separate patents.

The board then pointed out that the practice approved in the Markush case was narrowed in the case of Ex parte Palmer et al., 1930 C. D. 3, 7 USPQ 11, in that the Markush grouping must be found to come within the scope of a previously recognized classification group. In that case it was sought to couple neutral salts and cane sugar in one group as relustering agents for cellulose acetate filaments. The commissioner held that if separate claims were presented in that application, one for neutral salts and the other for cane sugar, division would have to have been ordered. He stated that those substances were present in no known or recognized genus except that both might be described as relustering agents in an artificial genus, but that the record presented nothing to show that if neutral salts had been discovered to possess the property of relustering it would suggest the same use for cane sugar.

The board observed that the application of the rule laid down in the Palmer et al. case had possibly resulted in some differences of opinion in the Patent Office, in that some decisions tended to follow the broad original Markush principle and others had endeavored to compel the placing of alleged Markush groups under some one of a previously recognized group. The board then held that the grouping involved here does not square with the requirements of the Palmer et al. case, for the reason that the group is not found previously recognized as such and it is not apparent that the properties of one member would suggest the properties of another as a probable equivalent to one skilled in the art.

The board then discussed the case of Ex parte Burke, 1934 C. D. 5, 21 USPQ 399, for the purpose of pointing out a further limitation with respect to the Markush doctrine. That limitation prohibited the allowance of subgeneric claims of lesser scope under a more com[946]

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Bluebook (online)
154 F.2d 189, 33 C.C.P.A. 942, 69 U.S.P.Q. (BNA) 148, 1946 CCPA LEXIS 434, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-thompson-ccpa-1946.