In re Thomas

226 S.E.2d 371, 290 N.C. 410, 1976 N.C. LEXIS 1085
CourtSupreme Court of North Carolina
DecidedJuly 14, 1976
DocketNo. 100
StatusPublished
Cited by11 cases

This text of 226 S.E.2d 371 (In re Thomas) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Thomas, 226 S.E.2d 371, 290 N.C. 410, 1976 N.C. LEXIS 1085 (N.C. 1976).

Opinion

EXUM, Justice.

This case is a procedural morass. In the calm eye of the procedural hurricane, however, reposes the interest of the Court’s ward, Mary Augusta Lancaster, and this Court’s inescapable duty to protect it. We have, in order to exercise our supervisory powers, brought this entire matter before us for review. Our decision is to set aside both the clerk’s order striking the allegations filed by Mr. Matthews and the confirmatory decrees of the clerk and judge and to remand for further proceedings and findings in accordance with this opinion.

There is no principle more universally recognized in the law than this: Those who by reason of legal disability are unable to preserve for themselves their legal rights are deserving of having those rights assiduously protected by the courts including courts of last resort. “At common law the king, as parens patriae and fountain of justice, is the general protector of [infants and incompetents].” Sullivan v. Dunne, 198 Cal. 183, 244 P. 343, 345 (1926). In Las Siete Partidas, Part III, Title XXIII, Law XX (Spain ca. 1263 A.D., trans. Scott 1931) we read in reference to the appeals of widows and minors:

“This is the case for the reason that although the King is required to protect all the people of his country he should especially protect such as these, since that they are, as it were, unprotected, and are more destitute of advice than others.”

In England this duty of the highest legal authority to protect infants and incompetents was delegated to the Chancellor by the King. 1 W. Blackstone, Commentaries * 463. See e.g., Duke of Beaufort v. Berty, 1 Peere Williams 702 (Chancery 1721).

In this state the function of the Chancellor has been entrusted by statute to the clerk of superior court in the first instance. N. C. Gen. Stats. 33-1 et seq., 35-2 et seq.; In re Propst, 144 N.C. 562, 57 S.E. 342 (1907); Duffy v. Williams, 133 N.C. 195, 45 S.E. 548 (1903). This Court may exercise ultimate supervisory power over this function. N. C. Const., Art. IV § 12(1) ; N. C. Gen. Stat. 7A-32(b). “So careful is the law to [424]*424guard the rights of infants,” Moore v. Gidney, 75 N.C. 34 (1876), and incompetents that we have chosen to exercise this supervisory power in this instance.

Ordinarily our legal system operates in an adversary mode. One incident of this mode is that only those who properly appeal from the judgment of the trial divisions can get relief in the appellate divisions. This can be a strict requirement. Henderson v. Matthews and Rogers and Newkirk and Lanier v. Henderson, 290 N.C. 87, 224 S.E. 2d 612 (1976). There are, however, exceptions. In Edwards v. Butler, 244 N.C. 205, 92 S.E. 2d 922 (1956) this Court exercised its supervisory powers to benefit a non-appealing party in an in rem action. In Elledge v. Welch, 238 N.C. 61, 76 S.E. 2d 340 (1953) there was an action brought to sell land to make assets for a decedent’s estate. One of the defendants who did not appeal was an adjudged incompetent widow. There was nothing in the record to indicate that her ostensible dower and homestead rights had been asserted by her guardian or investigated by the court. In remanding for ascertainment of whether those rights had been asserted and investigated we said that as an adjudged incompetent “her rights were committed to the care of the court .... In the exercise of our supervisory power we will assume jurisdiction on her behalf and treat errors committed against her as being before the Court and duly presented for review.” Id. at 68, 76 S.E. at 345.

Another incident of the adversary mode is that only one with a “sufficient stake in an otherwise justiciable controversy” has “standing to sue.” Sierra Club v. Morton, 405 U.S. 727, 731-732 (1972). Yet there are instances in our law where any person is given a right to proceed, e.g., in qui tarn actions for a statutory penalty, N. C. Gen. Stat. 51-7, or in making application for the writ of habeas corpus, N. C. Gen. Stat. 17-5 (“Application . . . may be made ... by any person in his behalf”). The reason for this departure from normal requirements of “standing” is that the “aggrieved party” is either too diffuse a class or is helpless to protect himself.

Ordinarily the one who acts on behalf of an incompetent is his guardian, trustee, or guardian ad litem and the incompetent, being under a disability, is not accorded “standing.” But where the complaint is that the guardian himself is acting either wickedly, incompetently or in ignorance of the facts, the [425]*425concept of “standing” must necessarily give way to the primary duty of the court itself as the ultimate guardian to protect the incompetent’s interest. In the performance of this duty the court must receive, and should welcome, any pertinent information or assistance from any source. This principle was enunciated in In re Propst, supra at 568, 57 S.E. at 344;

“While . . . [an incompetent] must be represented, in all judicial proceedings, by the guardian, it is entirely proper, either in his own person or through any friend, for him to call attention to any matter then pending and under the control of the Court, to the end that it may be investigated and his rights protected.” (Emphasis supplied.)

Because of the failure to heed this principle the clerk and the judge below incorrectly focused their attention on the “standing” of Mr. Matthews; and the Court of Appeals, on the question of whether an appeal had properly been perfected by one with “standing” to do so.

It was error for the clerk to strike the allegations filed by Mr. Matthews. With regard to the purported appeal to the Court of Appeals Matthews asserted that he had tendered a proper case on appeal but that the clerk refused to file it. In this circumstance the proper action, if an appeal was required, was not dismissal, but rather issuance of the writ of certiorari to the end that the trial judge settle the case. Lindsay v. Brawley, 226 N.C. 468, 38 S.E. 2d 528 (1946); Chozen Confections, Inc. v. Johnson, 220 N.C. 432, 17 S.E. 2d 505 (1941).

So far as the record shows scant attention was paid at the outset to the factual basis for the proposed sale presented in the general guardian’s petition. The original order of the clerk was entered one day after the original petition was filed and simply repeated the allegations of the petition itself. In a similar case this Court remarked that a two day interlude between petition and order indicated a “degree of haste not consistent with that investigation and consideration usual and proper to be had in such proceedings.” In re Propst, supra.

If scant attention was paid to the initial factual issues in the petition, no attention whatever so far as the record shows was given to the facially valid objections to the sale thereafter raised. Mr. Matthews, whatever his motives, succeeded in raising serious questions regarding the sale which, according to [426]*426the record, were neither investigated nor answered by the clerk or the judge. They should have been and the record should so reflect.

On July 30, 1974, the guardian ad litem

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Bluebook (online)
226 S.E.2d 371, 290 N.C. 410, 1976 N.C. LEXIS 1085, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-thomas-nc-1976.