In Re the Welfare of S.J.T.

736 N.W.2d 341, 2007 Minn. App. LEXIS 109, 2007 WL 2178059
CourtCourt of Appeals of Minnesota
DecidedJuly 31, 2007
DocketA07-49
StatusPublished
Cited by13 cases

This text of 736 N.W.2d 341 (In Re the Welfare of S.J.T.) is published on Counsel Stack Legal Research, covering Court of Appeals of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re the Welfare of S.J.T., 736 N.W.2d 341, 2007 Minn. App. LEXIS 109, 2007 WL 2178059 (Mich. Ct. App. 2007).

Opinion

OPINION

KALITOWSKI, Judge.

Appellant S.J.T. challenges his certification as an adult on four counts of first-degree criminal sexual conduct arising from allegations regarding a number of nonconsensual sexual encounters between appellant and his adopted sister, arguing that (1) the Minnesota certification procedure violates the Fifth Amendment by requiring the juvenile to rebut a presumption of certification; (2) the Fifth Amendment precludes the district court from compelling the juvenile to submit certain information to the state; and (3) the district court abused its discretion by improperly weighing testimony, relying on police reports not in evidence, and concluding that appellant failed to rebut the presumption of certification.

FACTS

Appellant S.J.T. challenges his certification as an adult for prosecution on four counts of first-degree criminal sexual conduct arising from allegations that he initiated numerous nonconsensual sexual *346 encounters with his adopted sister in approximately 2003. At the time, appellant was 16-17 years old and his sister was approximately 12 years old.

At the certification hearing, appellant produced an expert witness, Dr. Ascano, a psychologist who had reviewed documents, interviewed appellant, and administered psychological tests to appellant in order to prepare a psychosexual risk assessment. Respondent produced two expert witnesses: Dr. Hein-Kolo, a psychologist, and Tama Puhr, a probation officer who prepared appellant’s certification study. Because appellant refused to meet with her, Dr. Hein-Kolo did not interview or evaluate appellant personally, but relied on reports prepared by others, including Dr. Ascano, in preparing her opinion. Ms. Puhr interviewed appellant twice and although appellant signed a release of information to obtain medical records, appellant subsequently revoked the release. On advice of counsel, appellant refused to provide Ms. Puhr with his version of the allegations.

Prior to the certification hearing, appellant filed a motion to dismiss, which the district court denied. Appellant requested, but was denied, a stay of proceedings while he appealed the denial of his motion to dismiss. The court of appeals affirmed the denial of the motion to stay proceedings pending appeal and denied discretionary review. Following a hearing, the district court granted certification.

ISSUES

1. Does the Minnesota certification procedure violate the Fifth Amendment by requiring the juvenile to rebut a presumption of certification?

2. Does the Fifth Amendment preclude the district court from requiring the juvenile to submit certain information to the state?

3. Did the district court abuse its discretion by both admitting certain expert testimony into evidence and by according it too much weight?

4. Did the district court abuse its discretion by relying on police reports not in evidence?

5. Did the district court abuse its discretion by determining that appellant failed to rebut the presumption of certification?

ANALYSIS

A district court has considerable latitude in deciding whether to certify, and this court will not upset its decision “unless its findings are clearly erroneous so as to constitute an abuse of discretion.” In re Welfare of J.L.B., 435 N.W.2d 595, 598 (Minn.App.1989), review denied (Minn. Mar. 17, 1989). For purposes of certification, the juvenile is presumed guilty of the alleged offenses. Id.

Certification is presumed for an offense committed by a juvenile if the child was 16 or 17 years old at the time of the offense and the delinquency petition alleges that the child committed an offense that would result in a presumptive commitment to prison under the sentencing guidelines and applicable statutes. MinmStat. § 260B.125, subd. 3 (2004). Thus, in presumptive-certification proceedings, the state bears the burden of showing that (1) the juvenile was 16 or 17 years old, and (2) the alleged offense carries a presumptive prison sentence. Id.

Once the state has met its burden, the juvenile may rebut the presumption of certification by “clear and convincing evidence that retaining the proceeding in the juvenile court serves public safety.” Id. If the juvenile rebuts the presumption, the proceedings are retained in the juvenile *347 court system under extended jurisdiction juvenile (EJJ) proceedings. Id., subd. 8 (2004). But if the juvenile fails to provide sufficient evidence to rebut the presumption, the matter must be certified. Id., subd. 3.

When assessing whether public safety would be served by retaining proceedings in the juvenile system, courts must consider six statutory factors: (1) the seriousness of the offense; (2) the culpability of the child in committing the offense; (3) the child’s prior record of delinquency; (4) the child’s programming history; (5) the adequacy of punishment or programming available in the juvenile system; and (6) the dispositional options available for the child. Id., subd. 4 (2004). The greatest weight must be placed on factor (1), the seriousness of the offense, and factor (3), the prior record of delinquency. Id.

I.

This court reviews the constitutionality of a statute de novo. In re Welfare of J.C.P., 716 N.W.2d 664, 666 (Minn.App.2006), review denied (Minn. Oct. 17, 2006). “Minnesota law presumes that all statutes are constitutional and should be declared unconstitutional only if it is established beyond a reasonable doubt that they violate a constitutional provision.” In re Welfare of T.C.J., 689 N.W.2d 787, 795 (Minn.App.2004), review denied (Minn. Jan. 26, 2005).

Appellant argues that the presumptive-certification proceeding violates his Fifth Amendment rights by requiring him to rebut the presumption of certification as an adult. The United States Supreme Court has held that “a juvenile [is] entitled to the protection of due process, including specifically the right to notice of the charges, to counsel, to confrontation and cross-examination and to the privilege against self-incrimination, and to appellate review and a transcript of the proceedings.” In re Welfare of B.M.L., 558 N.W.2d 113, 114 (Minn.App.1996) (citing and quoting Application of Gault, 387 U.S. 1, 87 S.Ct. 1428, 18 L.Ed.2d 527 (1967) (citations omitted)). “[A]n order of certification is a pretrial determination that transfers jurisdiction from the juvenile court to the district court.” In re Welfare of J.C.P., 716 N.W.2d at 669 (citing Minn. Stat. § 260B.125, subd. 1 (2004), and In re Welfare of L.J.S., 539 N.W.2d 408, 413 (Minn.App.1995) (noting that certification is a pretrial procedure that determines which court will try the juvenile),

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Bluebook (online)
736 N.W.2d 341, 2007 Minn. App. LEXIS 109, 2007 WL 2178059, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-welfare-of-sjt-minnctapp-2007.