In re the Report of the August-September, 1983 Grand Jury III, Term IX

103 A.D.2d 176, 479 N.Y.S.2d 226, 1984 N.Y. App. Div. LEXIS 19260
CourtAppellate Division of the Supreme Court of the State of New York
DecidedAugust 13, 1984
StatusPublished
Cited by10 cases

This text of 103 A.D.2d 176 (In re the Report of the August-September, 1983 Grand Jury III, Term IX) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Report of the August-September, 1983 Grand Jury III, Term IX, 103 A.D.2d 176, 479 N.Y.S.2d 226, 1984 N.Y. App. Div. LEXIS 19260 (N.Y. Ct. App. 1984).

Opinion

OPINION OF THE COURT

Mollen, P. J.

The District Attorney of Suffolk County appeals pursuant to CPL 190.90 (subd 2) from an ex parte order of the County Court, Suffolk County, dated March 27, 1984, which, inter alia, directed that a Grand Jury report, prepared pursuant to CPL 190.85 (subd 1, par [c]), be permanently sealed.

[177]*177An August/September, 1983 Suffolk County Grand Jury was impaneled to conduct an investigation into the operation of a highway department of a town in Suffolk County. Particularly examined were the highway department’s policies in renting vehicles for use in work on town highways. On February 15, 1984, after months of inquiry and approximately 4,000 pages of testimony, the Grand Jury voted to issue a 43-page report pursuant to CPL 190.85 (subd 1, par [c]), which recommended, among other things, that certain changes be made in that highway department’s record keeping, that an audit be conducted to determine if outright purchase would be more efficient and economical than continued rental, and that a referendum be held to determine if the highway department should be abolished in favor of a department of public works.

Thereafter, the District Attorney applied to the County Court for an order accepting the report and filing it as a public record, pursuant to CPL 190.85 (subd 2). That court determined that the report met the first requirement for filing, that is, its stated findings were supported by a preponderance of the credible and legally admissible evidence, but directed that it be sealed because of its failure to fulfill the second requirement, namely, that it not be “critical of an identified or identifiable person”. According to the County Court, the repórt in question criticized “the conduct of several individuals * * * who, while not identified by name, are clearly identifiable by their job titles”. Further, that court determined that the report could not be saved by redacting the name of the town, because to do so would result in stigmatizing all persons holding the criticized job titles in every town in the entire County of Suffolk. We disagree. We find that the report in question was not “critical of an * * * identifiable person” within the meaning of the statute (CPL 190.85, subd 2, par [b]), and that, with some minor redaction, it can be accepted and filed as a public record.

Prior to the enactment in 1964 of section 253-a of the former Code of Criminal Procedure (L 1964, ch 350, § 3), the power of a Grand Jury to issue reports, or to take any action at all short of the return of an indictment, was open to serious question. Those courts which sustained the authority to issue reports did so based upon the historical [178]*178function of the Grand Jury at common law (see Matter of Charles Earl of Macclesfield v Starkey, 10 How St Tr 1330; Goebel & Naughton, Law Enforcement in Colonial New York; Kuh, The Grand Jury “Presentment”: Foul Blow or Fair Play?, 55 Col L Rev 1103, 1105-1107), and upon subdivision 2 of section 253 of the former Code of Criminal Procedure, which provided that the Grand Jury “must inquire * * * [i]nto the willful and corrupt misconduct in office, of public officers of every description” (see Matter of Jones v People, 101 App Div 55, app dsmd 181 NY 389; Matter of Crosby, 126 Misc 250, 252-253; Matter of Healy, 161 Misc 582, 586-587; Matter of Bar Assn. of Erie County [Hagerty], 182 Misc 529; Matter of Quinn, 5 Misc 2d 466). In Matter of Jones v People (101 App Div 55, 57, app dsmd 181 NY 389, supra), this court, by a divided Bench, held that the above-quoted language of the former Code of Criminal Procedure imposed a statutory duty to investigate which included, of necessity, the concomitant authority to report upon its investigation, stating: “We may assume that these powers are conferred for some purpose. Official inquiry intends either official action or official report. As such powers are limited to inquiry, and the grand jury has no executive or administrative authority * * * the result of any inquiry must be report or statement which shall call attention to" the wrong”.

Additionally, the Jones court held that a report would not be invalidated merely because it “specified individual delinquencies” (Matter of Jones v People, 101 App Div 55, 58, supra), although expunction would be required should the report reach a level of accusation as would support an indictment.

Although the Jones case (supra) was the only appellate interpretation of section 253 of the former Code of Criminal Procedure, it was not widely followed. Subsequently, a number of courts of original jurisdiction found either that reports were not authorized at all, or, relying upon the additional language in Jones, determined in individual cases that the report in question condemned a person named therein, necessitating expunction (see Matter of Heffernan, 125 NYS 737; Matter of Osborne, 68 Misc 597, 603-606; Matter of Funston, 133 Misc 620, 623; People v [179]*179McCabe, 148 Misc 330, 332-334; Matter of Wilcox, 153 Misc 761; Matter of Clay v Wickens, 7 Misc 2d 84, 89-92; Matter of Healy, 161 Misc 582, 595-599, supra; Matter of Crosby, 126 Misc 250, 252-253, supra; see, also, dissenting opn of Woodward, J., in Matter of Jones v People, supra, pp 59-64). The principal concern expressed in these cases was that an individual should not be exposed to public condemnation without an opportunity to defend his or her conduct; i.e., if the acts found to have been committed by a person did not constitute a crime, and no indictment was returned, that person was entitled “to be relieved of the odium of a judicial censure” (Matter of Jones v People, supra, p 63; Matter of Funston, supra, p 623; Matter of Wilcox, supra). As the court said in People v McCabe (supra, pp 333-334): “A presentment is a foul blow. It wins the importance of a judicial document, yet it lacks its principal attributes — the right to answer and to appeal. It accuses but furnishes no forum for a denial. No one knows upon what evidence the findings are based. An indictment may be challenged — even defeated. The presentment is immune. It is like the ‘hit and run’ motorist. Before application can be made to suppress it, it is the subject of public gossip. The damage is done. The injury it may unjustly inflict may never be healed”.

Finally, in Matter of Wood v Hughes (9 NY2d 144), the Court of Appeals rejected the Grand Jury’s authority to issue reports. The court determined that the Grand Jury derived its powers either from the State Constitution or from applicable statutes, neither of which then expressly authorized the issuance of reports. Therefore, the court held that in presenting reports, the Grand Jury exceeded its authority, which was limited to the “constitutional guarantee of a power in the grand jury to inquire and indict” (Matter of Wood v Hughes, supra, p 151).

Section 253-a of the former Code of Criminal Procedure, the predecessor statute to the present CPL 190.85 and virtually identical to it, was enacted in direct response to Matter of Wood v Hughes (9 NY2d 144, supra). In his annual message to the Legislature, Governor Rockefeller urged the adoption of legislation which would reestablish the Grand Jury’s power “to make public reports calling [180]

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Bluebook (online)
103 A.D.2d 176, 479 N.Y.S.2d 226, 1984 N.Y. App. Div. LEXIS 19260, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-report-of-the-august-september-1983-grand-jury-iii-term-ix-nyappdiv-1984.