In re the Refusal of the Witnesses Levinson

219 F. Supp. 589, 1963 U.S. Dist. LEXIS 9329
CourtDistrict Court, S.D. California
DecidedJuly 11, 1963
DocketMisc. Nos. 891, 895
StatusPublished

This text of 219 F. Supp. 589 (In re the Refusal of the Witnesses Levinson) is published on Counsel Stack Legal Research, covering District Court, S.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Refusal of the Witnesses Levinson, 219 F. Supp. 589, 1963 U.S. Dist. LEXIS 9329 (S.D. Cal. 1963).

Opinion

THURMOND CLARKE, District Judge.

On June 18, 1963, EDWARD LEVINSON and EDWARD TORRES appeared before the Federal Grand Jury in Los Angeles, California. Basing their refusals on the Fifth Amendment, these wit[591]*591nesses declined to answer questions concerning whether they were present in Las Vegas, Nevada, or Havana, Cuba prior to ten years ago or had then held an interest in the Havana Riviera Hotel.

On June 25, 1963, CARL COHEN, AARON WEISBERG, CHARLES KAN-DEL, and LEO DURR appeared before the Federal Grand Jury in Los Angeles, California. Basing their refusals on the Fifth Amendment, these witnesses refused to answer questions concerning their presence in Las Vegas, Nevada pri- or to ten years ago, and their specific relationship with the Sands Hotel, Inc., in Las Vegas, Nevada, at that time. Witness AARON WEISBERG also refused to answer questions concerning his specific relationship with the Sands Hotel, Inc. in 1957 and at the present time.

The United States of America petitioned this Court on July 3, 1963 for an order compelling these witnesses to answer questions propounded to them before the Federal Grand Jury and to be adjudged in civil contempt if they refuse to comply with the Court’s order. A hearing on said petition was held on July 10, 1963, and the matter was submitted to the Court.

The Fifth Amendment states in part: “No person * * * shall be compelled in any criminal case to be a witness against himself * * U. S.Const. Amend. 5. This privilege extends to witnesses testifying before a Federal Grand Jury. Counselman v. Hitchcock, 142 U.S. 547, 12 S.Ct. 195, 35 L.Ed. 1110 (1851).

The leading United States Supreme Court case in this area is Hoffman v. United States, 341 U.S. 479, 71 S.Ct. 814, 95 L.Ed. 1118 (1951). That case holds:

“To sustain the privilege, it need only be evident from the implications of the question, in the setting in which it is asked, that a responsive answer to the question or an explanation of why it cannot be answered might be dangerous because injurious disclosure could result. The trial judge in • appraising the claim ‘must be governed as much by his personal perception of the peculiarities of the case as by the facts actually in evidence.’ See Taft, J., in Ex Parte Irvine, 74 F. 954, 960 (C.C.S.D.Ohio, 1896).” (Emphasis added.)

If the setting is sufficient, there is a presumption that the privilege should be permitted.

“In this setting it was not ‘perfectly clear, from a careful consideration of all the circumstances in the ease, that the witness is mistaken, and that the answer [s] cannot possibly have such tendency’ to incriminate. Temple v. Commonwealth, 75 Va. 892, 898 (1881), cited with approval in Counselman v. Hitchcock, 142 U.S. 547, 579 — 580 [12 S.Ct. 195, 35 L.Ed. 1110] (1892).” (Emphasis in the original.) Hoffman v. United States, supra, 341 U.S. at 488, 71 S.Ct. at 819.

The important consideration' is not the question itself, but how the question appears to the witness. The witness need not believe each answer would be incriminating. It is sufficient if the witness believes an answer would create “ * * * a link in the chain of evidence * * * ” needed to prosecute him. Blau v. United States, 340 U.S. 159, at 161, 71 S.Ct. 223, at 224, 95 L.Ed. 170 (1950).

Decisions in the United States Court of Appeals for the Ninth Circuit demonstrate, as is stated in the recent case of Shendal v. United States (9th Cir., 1963), 312 F.2d 564, at p. 565, that “[t]here is little doubt that the law under the Fifth Amendment is moving toward a more liberal position in favor of the witness.” In Hashagen v. United States (9th Cir., 1960), 283 F.2d 345, at p. 348, a witness was upheld after explaining her refusal on the grounds that an answer might “ * * * provide a lead or clue to a source of evidence * * In Simpson v. United States, 355 U.S. 7, 78 S.Ct. 14, 2 L.Ed. [592]*5922d 22 (1957), a witness was permitted to refuse to state her current residence for the same reason. A witness may also refuse to answer when that answer might connect him with a person under investigation by the Grand Jury. Jackins v. United States (9th Cir., 1956), 231 F. 2d 405.

A witness invoking the Fifth Amendment must, however, explain the circumstances which make him apprehensive. United States v. Coffey (3rd Cir., 1952), 198 F.2d 438. The trial judge must then determine if the apprehension is more than clearly grounded. And he is admonished that “[i]t requires a searching consideration of the ‘implications of the question, in the setting in which it is asked,’ before any question can be held to be truly innocuous.” Hashagen v. United States, supra, 283 F.2d at p. 350.

It is counsel’s responsibility to explain his client's fears. Counsel must himself, however, be careful not to reveal any incriminating evidence. Thus counsel is often limited to explaining events occurring prior to or concurrent with his client’s appearance before the grand jury. In reference to the current witnesses, this Court feels that counsel have fulfilled their responsibility.

Counsel have apprised the Court that each witness was recently interviewed by special agents of the Federal Bureau of Investigation. Witnesses Cohen and Weisberg were also interviewed recently by agents of the Treasury Department. Electronic listening devices were recently discovered in the Sands Hotel, and in a place where Witness Durr conducts business. Witnesses Weisberg, Kandel, and Cohen appeared before the Grand Jury more than a year ago, at which time they testified fully, and they fear they may inadvertently perjure themselves if forced to testify again. Witnesses Levinson and Torres, who were questioned about the Havana Riviera Hotel, were told by the prosecuting attorney that the Grand Jury investigation concerns possible income tax evasion by Mr. Joseph (Doc) Stacher. They fear they will be implicated. The prosecuting attorney has also stated that he is determined to associate Mr. Stacher with the Sands Hotel. Thus, all the other witnesses questioned concerning their relationship with the Sands Hotel also fear implication.

Furthermore, the attorney for three of the witnesses, although not subpoenaed, was himself made a witness and questioned concerning his relationship, with these clients, and his method of billing and receiving payment from these clients. This unprecedented action was further reason for these witnesses to believe that the Grand Jury was also interested in their possible income tax evasion. This action by the prosecuting attorney is another link, but an extraordinary one, in the chain of circumstances which could reasonably lead these witnesses to believe that any questions asked them contained dangerous implications.

In this kind of investigation, only the prosecuting attorney is fully aware of why he asks each question.

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Related

Counselman v. Hitchcock
142 U.S. 547 (Supreme Court, 1892)
Blau v. United States
340 U.S. 159 (Supreme Court, 1950)
Hoffman v. United States
341 U.S. 479 (Supreme Court, 1951)
Simpson v. United States
355 U.S. 7 (Supreme Court, 1957)
United States v. Coffey
198 F.2d 438 (Third Circuit, 1952)
Carl Harvey Jackins v. United States
231 F.2d 405 (Ninth Circuit, 1956)
Sandra (Claretta) Hashagen v. United States
283 F.2d 345 (Ninth Circuit, 1960)
Dean Shendal v. United States
312 F.2d 564 (Ninth Circuit, 1963)
Temple v. Commonwealth
75 Va. 892 (Supreme Court of Virginia, 1881)
Ex parte Irvine
74 F. 954 (U.S. Circuit Court for the District of Southern Ohio, 1896)

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Bluebook (online)
219 F. Supp. 589, 1963 U.S. Dist. LEXIS 9329, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-refusal-of-the-witnesses-levinson-casd-1963.