In re the Probate of the Will of Stacer

13 A.D.2d 164, 214 N.Y.S.2d 746, 1961 N.Y. App. Div. LEXIS 10928
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 11, 1961
StatusPublished
Cited by2 cases

This text of 13 A.D.2d 164 (In re the Probate of the Will of Stacer) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Probate of the Will of Stacer, 13 A.D.2d 164, 214 N.Y.S.2d 746, 1961 N.Y. App. Div. LEXIS 10928 (N.Y. Ct. App. 1961).

Opinion

Halpern, J.

Upon this appeal from a decree denying the probate of a proffered will and codicil, the principal questions raised are (1) whether proof of a prior will was admissible and (2) whether the attorney who prepared the prior will and presided at its execution was barred from testifying concerning it either by section 353 or by section 347 of the Civil Practice Act.

The petitioner-appellant offered for probate a will executed by the testator on December 11, 1950, together with a codicil executed May 21, 1959. The objectors-respondents interposed objections, asserting that the 1950 will had been revoked by a later will dated April 6, 1954, and that when the 1959 codicil was executed, the testator lacked testamentary capacity, furthermore that the execution of the codicil had been procured by undue influence. The objectors maintained that the codicil was therefore ineffective to revive or republish the revoked will of December 11, 1950.

A jury trial was had and the court submitted to the jury the questions of testamentary capacity and undue influence and the jury found in favor of the contestants on those issues. A decree was accordingly entered denying probate and, from that decree, this appeal has been taken.

In view of the narrow questions of law raised upon appeal, there is no need to review the evidence. It is sufficient to say that the evidence on behalf of the contestants was clear and convincing and was plainly sufficient to warrant the jury’s verdict.

The first question may be readily disposed of. The prior will of April 6, 1954, was admissible in evidence as bearing upon the issue of undue influence with respect to the execution of the 1959 codicil. The testator was about 78 years of age when he executed the codicil. He was in the hospital at the time and he died two days later. The jury had the right to consider the differences between the provisions of the prior will and those of the codicil under “ the rule that a radical change in testamentary intentions by an aged and sick person under circumstances conducive to undue influence are important elements to be considered ” (Matter of Brush, 1 A D 2d 625, 628).

Under the terms of the 1954 will, the residuary estate had been devised and bequeathed to the testator’s “ friends, Blanche E. Shepperd and Violet S. Parrish, to be equally divided between them share and share alike ”. The codicil cut down their interest to a life use and devised and bequeathed the remainder in fee to the children of Dr. R S. Simpson. The record indicates that Miss Shepperd and Mrs. Parrish were of advanced years. The change of the gift to them from a fee [167]*167to a life use and the gift of the remainder in fee to the children of Dr. Simpson marked a radical change in the testator’s testamentary plan. Proof of this fact was plainly relevant in support of the contestants’ charge that the execution of the codicil had been procured by the undue influence of Mrs. Simpson, the widow of Dr. Simpson.

As a matter of fact, the attorney who drew the 1959 codicil had been unaware of the existence of the 1954 will and he had drafted the codicil as a codicil to the will of December 11, 1950, and the testator had apparently not had sufficient competence at the time to recall the making of the intermediate will in 1954. The 1950 will also gave the residuary estate in fee simple to Miss Shepperd and Mrs. Parrish and it was that gift which the codicil purported to alter to a life use.

The attorney who had drafted the 1954 will and who was a subscribing witness thereto, was permitted, over the appellant’s objection, to testify concerning its preparation and execution. He had also drawn the 1950 Avill but a different attorney had draAvn the 1959 codicil. The petitioner-appellant maintained that the testimony was incompetent under section 353 of the Civil Practice Act, forbidding the disclosure of confidential communications between attorney and client, and that the waiver of the privilege under section 354 Avas not applicable here. The relevant provision of section 354 as it reads at the present time and as it read at the time of the trial is as follows: ‘ ‘ But nothing contained in this section or in section three hundred and fifty-three or in section three hundred and fifty-three-a shall be construed to disqualify an attorney, or his employees, in the probate of a will heretofore executed or offered for probate or hereafter to be executed or offered for probate or in any proceeding whatsoever involving the validity or construction of such a aaúII from becoming a witness, as to the preparation and execution of the Avill so offered for probate or required to be construed or of any prior Avill, or of any indenture, deed of trust or instrument affecting such construction, or as to the revocation of a will, Avhetlier such attorney is or is not one of the subscribing or attesting witnesses thereto.”

It is the contention of the appellant that this provision does not authorize an attorney who had prepared a prior will to testify concerning it unless he was also the attorney who prepared the will offered for probate. We are Avilling to accept the appellant’s contention that the attorney who was alloAved to testify in this case should not be regarded as the attorney who had draAvn the will offered for probate merely because he had drawn the original will Avhich Avas sought to be republished by [168]*168the codicil. He had not drawn the codicil and it was the codicil which was being offered for probate, both as an independent instrument and as reviving the revoked 1950 will.

However, we do not believe that the statute should be interpreted as allowing only the attorney who had drawn the will offered for probate to testify concerning* the preparation and execution of a prior will. We find no basis in the language or history of the statute for such a narrow construction.

Prior to 1934, the relevant portion of section 354 of the Civil Practice Act read as follows: “ But nothing herein contained shall be construed to disqualify an attorney in the probate of a will heretofore executed or offered for probate or hereafter to be executed or offered for probate from becoming a witness, as to its preparation and execution in case such attorney is one of the subscribing witnesses thereto.”

In a case dealing with the statute in that form, the Court of Appeals held that an attorney could testify only as to the execution and preparation of the will offered for probate. It was held that the bar of section 353 prohibited an attorney, who had prepared a prior will, from testifying as to what the client had said to him in connection with that will (Matter of McCulloch, 263 N. Y. 408 [1934]).

While the McCulloch case was in the courts, the Legislature amended section 354 by chapter 305 of the Laws of 1934 so as to authorize an attorney to testify as to the preparation and execution of the will offered for probate whether such attorney is or is not one of the subscribing witnesses thereto ”. This amendment did not have any bearing upon the holding in the McCulloch case since the attorney who had been held to be incompetent to testify in that case as to the execution of the prior will had been a subscribing witness thereto.

Shortly after the handing down of the McCulloch

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Bluebook (online)
13 A.D.2d 164, 214 N.Y.S.2d 746, 1961 N.Y. App. Div. LEXIS 10928, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-probate-of-the-will-of-stacer-nyappdiv-1961.