In re the Probate of the Will of Barnes

284 A.D. 743, 134 N.Y.S.2d 679, 1954 N.Y. App. Div. LEXIS 3484
Appellate Division of the Supreme Court of the State of New York·Decided October 27, 1954·Published·Cited by 3 cases

Opinion

McCurn, P. J.

Objections were filed to the probate of the will of the testator and thereafter a jury trial was had before the Surrogate on framed questions as to testamentary capacity and undue influence. The jury answered the questions in favor of the proponents and thereafter a decree admitting the will to probate was entered in the Surrogate’s Court. The order appealed from denies a motion in Surrogate’s Court on behalf of the contestants to vacate the decree of probate, and to set aside the jury’s verdict and grant a new trial. No motion was made upon the Judge’s minutes or upon a case to set aside the verdict of the jury.

The order now under review was based upon the petition of one of the contestants, two affidavits made by counsel for the contestants and a transcript of the court’s recharge to the jury pursuant to the jury’s request for further instructions on the question relating to undue influence.

Respondents noticed a motion returnable in this court on the day of the argument of the appeal to dismiss the appeal. Dismissal was sought upon the ground that the appeal involves questions of fact requiring a review of the trial before the Surrogate; that the record of the trial was not a part of the motion papers before the Surrogate and is not contained in this record on appeal. Counsel for appellants submitted in opposition to that motion his own affidavit sworn to the 28th day of September, 1954, in which he sets forth that appellants do not seek a reversal “ oh the contention that the verdict and the decree are against the weight of evidence ” but that the purpose of the appeal is “to secure a new trial, based on the Court’s instructions to the jury, after it had retired, in the absence of the contestant’s attorney and the context of said charge.” Appellants’ counsel further stipulated in open court that notwithstanding the contents of his brief, the appeal be considered solely upon the alleged erroneous proceedings of the trial court whereby in response to a request from the jury during its deliberations it further instructed the jury on the law pertaining to undue influence in the absence of counsel for the contestants. The appeal as so limited involves questions of law which we think may be determined upon this record. We therefore deny respondents’ motion to dismiss the appeal.

[745] It appears from the record that the case was submitted to the jury at about two-thirty in the afternoon of February 8, 1954; that during the afternoon the jury sent word to the court that it desired instructions and after being brought into the courtroom the following took place: ‘ ‘ Q. Do we have to answer all questions? A. By the Court — yes. If there aren’t any more questions, you may retire, again, to the Jury Boom. ’ ’ It appears that sometime during the evening the jury sought further instructions and upon being brought into court asked the following question: Q. Will the Court please recharge the Jury as to question 5 which reads, ‘ Was the execution of said paper caused or procured by the duress or influence of any person or persons? ’ ” The court thereupon reinstructed the jury on the law of duress and undue influence pertaining to the making of a will.

Counsel for the proponents of the will was present in the courtroom when such additional instructions were given to the jury, but counsel for the contestants was not present. The appellants now contend that the additional instructions so given were erroneous and prejudicial and in any event the mere fact that such instructions were given in the absence of counsel for the contestants constitutes reversible error requiring a new trial.

We have carefully examined the transcript of the instructions given in response to the jury’s inquiry. The particular portion claimed by appellants to be erroneous and prejudicial reads as follows: “ Now, let me caution you again, that the amount of participation in the making of the will which I have just described to you, in and of itself may not point to undue influence. Ton must still find that there was evidence of pressure and influence, in order to hold that the will is not that of the testator, Mr. Barnes. Now, there is nothing wrong in saying once or twice to a person how he should make a will. It may be your duty and favor to him, but if you keep going until the pressure gets so great that he would do anything to stop it; then you have such force as to a fraud and influence on him.” We have not before us the main charge or the record of the trial but upon the record presented there is no showing of prejudice or error. (See Smith v. Keller, 205 N. Y. 39, 44.)

The remaining question is whether or not it was in any event error to so instruct the jury in the absence of counsel for the contestants. It appears from the affidavit of appellants ’ counsel “ that after the case was submitted to the jury, your deponent informed the Court that he desired to reserve his rights pursuant to Sect. 549 of the Civil Practice Act in the event the [746] jury returned with its verdict while your deponent was away from the court room, and such reservation was placed upon the record with the consent of the Court. ’ ’ It further appears from the affidavit of appellants’ counsel that he maintains a law office at Clyde, New York, a distance of about seven miles from the courthouse where the trial was held and although he was present in his law office he was not called on the telephone or otherwise notified of the jury’s request for additional instructions. The affidavit does not state when counsel left the courtroom or that he advised the court or any of the court officers of his desire to be informed in the event the jury requested additional instructions, nor does the affidavit state that he advised the court or any of the court officers where he could be conveniently located in the event that such instructions were requested.

The request of the jury for instructions involved a material question of law relating to one of the essential issues which the jury was called upon to decide. The interests of justice required that the court should not leave the jury in doubt or uncertainty as to the rules of law pertaining to the important issue of duress and undue influence. It was not only within his power but a part of his duty to endeavor to so further instruct the jury in open court that they might have a full and complete understanding of the rules of law applicable to the issue which they were called upon to decide. The voluntary absence of appellants’ counsel under the circumstances set forth in his affidavit could not take away or suspend the court’s power or duty to comply with the jury’s request for instructions. It is, of course, desirable where practical that counsel be notified of the return of the jury for reinstructions, but that is a matter of courtesy rather than of right.

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In re the Probate of the Will of Barnes, 284 A.D. 743, 134 N.Y.S.2d 679, 1954 N.Y. App. Div. LEXIS 3484 (N.Y. Ct. App. 1954).

284 A.D. 743 (In re the Probate of the Will of Barnes) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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