In Re: The Nomination Papers of David Amato as Candidate for Member of Council Borough of West Reading ~ Appeal of: Oswald Herbert and Suzanne Thompson

CourtCommonwealth Court of Pennsylvania
DecidedSeptember 14, 2017
Docket1138 C.D. 2017
StatusUnpublished

This text of In Re: The Nomination Papers of David Amato as Candidate for Member of Council Borough of West Reading ~ Appeal of: Oswald Herbert and Suzanne Thompson (In Re: The Nomination Papers of David Amato as Candidate for Member of Council Borough of West Reading ~ Appeal of: Oswald Herbert and Suzanne Thompson) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re: The Nomination Papers of David Amato as Candidate for Member of Council Borough of West Reading ~ Appeal of: Oswald Herbert and Suzanne Thompson, (Pa. Ct. App. 2017).

Opinion

IN THE COMMONWEALTH COURT OF PENNSYLVANIA

In Re: The Nomination Papers of : David Amato as Candidate for : Member of Council Borough of : West Reading : : Appeal of: Oswald Herbert and : No. 1138 C.D. 2017 Suzanne Thompson : Submitted: August 31, 2017

BEFORE: HONORABLE RENÉE COHN JUBELIRER, Judge HONORABLE P. KEVIN BROBSON, Judge HONORABLE DAN PELLEGRINI, Senior Judge

OPINION NOT REPORTED

MEMORANDUM OPINION BY JUDGE COHN JUBELIRER FILED: September 14, 2017

Oswald Herbert and Suzanne Thompson (together, Objectors) appeal, pro se, from the August 3, 2017 Order of the Court of Common Pleas of Berks County (trial court) that dismissed Objectors’ Petition to Set Aside the Nomination Papers of David Amato as Candidate for Member of Council Borough of West Reading (Petition to Set Aside). The trial court dismissed the Petition to Set Aside as untimely because it was filed more than seven days after the last day David Amato (Candidate) could accept the nomination, which he won by write-in vote, as the Republican and Democratic candidate for Member of Council of the Borough of West Reading (Borough), and determined that the alleged deficiencies in the challenged Statements of Financial Interest (SOFI) were amendable. On appeal, Objectors argue, among other things, that they were deprived of due process when they were denied the opportunity to present evidence to address the merits of the Petition to Set Aside. In addition, Objectors argue (1) that they were prevented from timely filing the Petition to Set Aside, and (2) that they were prepared to request nunc pro tunc relief at the proceeding before the trial court, but that they were unable to do so because of the manner in which the proceeding was conducted. Objector Thompson also filed with this Court a “Notice of Objection to Notes of Testimony” (Notice of Objection), asserting that certain statements made by the trial court at the proceeding on the Petition to Set Aside were not included in the Notes of Testimony. Both Candidate and the Berks County Board of Elections (Board) filed briefs in response to Objectors’ arguments on appeal and answers to the Notice of Objection. Because Objectors did not receive a meaningful opportunity to present either their request for nunc pro tunc relief or their case on the merits of the Petition to Set Aside, we vacate the trial court’s Order and remand to the trial court for a new hearing and a determination on these issues. Additionally, because we are remanding this matter for a new hearing, we dismiss the Notice of Objection as moot. Candidate won the 2017 Municipal Primary, via write-in vote, to appear as the Republican and Democratic candidate for a four-year position as a member of the Borough Council. The Board certified the Municipal Primary results, and Candidate as the winner, on June 8, 2017. Pursuant to the regulation at 51 Pa. Code § 15.3(e)(1)-(2),1 Candidate was to file his SOFI with the “governing

1 This regulation states that:

(Footnote continued on next page…)

2 authority of the political subdivision wherein the person has been . . . nominated for . . . local level office” within 30 days of being certified the winner, here by July 10, 2017. Candidate filed his “Acceptance of Write-In Win/Nomination” for the Republican and Democratic nominations, Candidate’s Affidavits in accordance with Section 910 of the Election Code, 25 P.S. § 2870,2 and Waiver of Expense Account Reporting Affidavits pursuant to Section 1626 of the Election Code, 25 P.S. § 3246,3 with the Board on July 3, 2017. Candidate signed these documents and they were notarized on that same date. He also filed a copy of his SOFI, also signed on July 3, 2017, with the Board. Each of these documents were stamped received by the Board on July 3, 2017. Candidate also filed, at some point, the required documents, including his SOFIs with the Borough. The copies of the SOFIs filed with the Borough that are attached to Objectors’ Petition to Set Aside were certified by the Borough’s Secretary on July 12, 2017, but there is no date

_____________________________ (continued…) (e) A write-in candidate shall file a Statement of Financial Interests within 30 days of having been nominated or elected unless the person declines the nomination . . . within that period of time.

(1) The Statement shall be filed with . . . the governing authority of the political subdivision wherein the person has been . . . nominated for . . . local level office.

(2) For the purposes of calculating the 30-day period during which the Statement of Financial Interests shall be filed, the time shall commence on the date that the appropriate board of elections certifies the individual as the winner of a nomination or election.

51 Pa. Code § 15.3(e)(1)-(2). 2 Act of June 3, 1937, P.L. 1333, as amended. 3 Added by Section 2 of the Act of October 4, 1978, P.L. 893, as amended.

3 stamp on the SOFIs indicating when they were received by the Borough.4 With regard to the content of the SOFIs, Candidate identified his occupation or profession as a “P.C. Technician level 2” in Block 6, but checked the box for “none” in Block 10, which is where a candidate is required to list “Direct or Indirect Sources of Income including (but not limited to) all employment.” (SOFIs, Exs. A and B to Petition to Set Aside.) Objectors filed the Petition to Set Aside on July 19, 2017, pursuant to Section 977 of the Election Code, 25 P.S. § 2937.5 In the Petition to Set Aside, Objectors asserted that Candidate’s SOFIs were not timely filed with the West Reading Borough Administrative Office as required by Section 1104(b) of the Public Official and Employee Ethics Act (Ethics Act), 65 Pa. C.S. § 1104(b). (Petition to Set Aside ¶¶ 6-7.) Objectors averred that, because there was no date stamp on the SOFIs indicating when they were filed with the Borough, Candidate could not demonstrate that it was timely filed. Objectors also challenged the SOFIs on the ground that Candidate did not include the source of either his or his spouse’s direct or indirect income in Block 10 of the SOFIs. (Id. ¶ 6.) Based on these defects, Objectors requested the trial court to set aside Candidate’s Nomination Papers and order that he not appear on the ballot. (Id. ¶ 11, Wherefore Clause.) The matter was heard by the trial court on August 3, 2017, at which Objectors appeared pro se, Candidate was represented by counsel, and the Board’s

4 Because Candidate was the candidate for both the Republican and Democratic party, he filed two SOFIs with the Borough, which are practically identical with the exception that Candidate used an abbreviation for the name of one of his creditors in one SOFI and the full name in the other SOFI. (SOFI, Ex. B to the Petition to Set Aside.) 5 Act of June 3, 1937, P.L. 1333, as amended, 25 P.S. § 2937.

4 Director, Deborah Olivieri, who was listed as a respondent, was represented by counsel. The following brief proceeding occurred before the trial court.

The Court: Mr. Cammarano [(Candidate’s Counsel)], I will do these election issues first.

[Candidate’s Counsel]: I am here for the election. I represent Mr. Wert and Mr. Amato.

The Court: Okay. So you are here for Mr. Amato. And you are here for Ms. Thompson?

Mr. Boland: I am here for Ms. Rodriguez on the Thompson and Rodriguez petition regarding the mayor’s office only, not the borough counsel.

[Candidate’s Counsel]: Your Honor, I don’t know if anybody is here on behalf of the objectors.

The Court: Which one are you here on?

[Candidate’s Counsel]: I am here on Amato and Philip Wert.

The Court: You are here for both of them? I heard you say Amato. I did not hear you say Wert. Okay.

[Candidate’s Counsel]: I am here for both of them. They are similar situations, but I don’t think that anyone here is on behalf of the objectors.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

COM., STATE ETHICS COM'N v. Cresson
597 A.2d 1146 (Supreme Court of Pennsylvania, 1991)
Commonwealth v. Begley
780 A.2d 605 (Supreme Court of Pennsylvania, 2001)
In Re the Nomination Papers of James
944 A.2d 69 (Supreme Court of Pennsylvania, 2008)
In Re Nominating Petition of Williams
972 A.2d 32 (Commonwealth Court of Pennsylvania, 2009)
In Re Bryant
852 A.2d 1193 (Supreme Court of Pennsylvania, 2004)
In Re Nomination of Paulmier
937 A.2d 364 (Supreme Court of Pennsylvania, 2007)
American Labor Party Case
44 A.2d 48 (Supreme Court of Pennsylvania, 1945)
In re Sale of Real Estate by Lackawanna County Tax Claim Bureau
22 A.3d 308 (Commonwealth Court of Pennsylvania, 2011)
B.K. v. Department of Public Welfare
36 A.3d 649 (Commonwealth Court of Pennsylvania, 2012)
In re Nomination Petition of Beyer
115 A.3d 835 (Supreme Court of Pennsylvania, 2014)

Cite This Page — Counsel Stack

Bluebook (online)
In Re: The Nomination Papers of David Amato as Candidate for Member of Council Borough of West Reading ~ Appeal of: Oswald Herbert and Suzanne Thompson, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-nomination-papers-of-david-amato-as-candidate-for-member-of-pacommwct-2017.