IN THE COURT OF APPEALS OF IOWA
No. 18-1496 Filed August 21, 2019
IN RE THE MARRIAGE OF CASSIDY R. VANDERBILT AND AARON M. VANDERBILT
Upon the Petition of CASSIDY R. VANDERBILT, Petitioner-Appellee,
And Concerning AARON M. VANDERBILT, Respondent-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Bremer County, DeDra L. Schroeder,
Judge.
A former husband appeals the district court’s denial of his motion to set
aside a default dissolution decree. AFFIRMED.
Robert J. Murphy, Dubuque, for appellant.
Terry D. Parsons of Olsen & Parsons Law Firm, Cedar Falls, for appellee.
Considered by Vaitheswaran, P.J., and Tabor and May, JJ. 2
TABOR, Judge.
The district court refused to set aside the default decree dissolving the
marriage of Aaron and Cassidy Vanderbilt. Aaron appeals, contending he was
“misled by his spouse and her attorney.” He claims he did not receive notice of
default because he moved out of state and had no access to a computer. The
district court did not find Aaron’s excuses credible. Deferring to those credibility
findings, we affirm.
I. Facts and Prior Proceedings
Cassidy and Aaron married in 2012. They have one child, Z.V., born in
2013. Cassidy petitioned for divorce in late December 2017. Just before Cassidy
filed her petition, she and Aaron met for a settlement conference at the office of
Cassidy’s attorney, Jill Dillon. Dillon explained the parties were trying to resolve
issues of custody and support before Aaron moved to Colorado. Dillon told Aaron
at the conference she was representing Cassidy. 1 Aaron did not have his own
lawyer.
Aaron accepted service of the petition and original notice in January 2018.
When Aaron did not file an answer, the district court set a default-judgment hearing
for April 23, 2018. When Aaron did not appear for that hearing, the court entered
a default decree dissolving the Vanderbilts’ marriage. The decree granted Cassidy
physical care of Z.V. with reasonable visitation for Aaron. The decree also ordered
Aaron to pay $557 each month in child support. The Child Support Recovery Unit
issued an income-withholding order for Aaron in early May 2018.
1 Dillon withdrew from her representation of Cassidy before the hearing on Aaron’s motion to set aside the default decree. 3
The next month, as a self-represented litigant, Aaron filed a “complaint to
the court” alleging attorney Dillon conducted a “deceptive mediation” at her office
in December 2017. Aaron claimed he did not know Dillon represented Cassidy.
He also asserted he could not check the e-filing system for several months after
his move to Colorado because he had no access to a computer. Aaron also filed
a belated answer to the dissolution petition as well as a motion for temporary
custody and visitation.
The district court set a July 2018 hearing on whether the default decree
should be set aside under Iowa Rule of Civil Procedure 1.977. Cassidy had new
counsel at the hearing. Aaron remained self-represented. He testified he was
unaware of the April default hearing. But under cross examination, he
acknowledged receiving the petition and original notice. The original notice
warned of possible default if he did not submit an answer within twenty days.
In support of her position, Cassidy offered a text-message exchange with
Aaron from mid-January 2018 in which he said, “Got the papers today.” She
responded, “Yeah I think those just say you’re agreeing to proceed right??” He
asked, “Yes, do you know if I have to get notarized?” And Cassidy answered,
“Well I think she already did when we met with her last.” Aaron questioned the
authenticity of the exhibit, testifying he believed Cassidy or attorney Dillon
fabricated those texts.
Cassidy submitted exhibits showing both the clerk of court and her attorney
sent Aaron notice of the default hearing. The clerk testified she had not received
a return notice that the mail was undeliverable. Attorney Dillon testified she sent 4
that notice to Aaron on March 19 at his Aurora, Colorado address.2 But Aaron
testified he did not receive that notice because he had three addresses, two in
Colorado and one in Utah, since moving from Iowa. Aaron acknowledged
receiving other mail from attorney Dillon, including a stipulation sent in April 2018,
just not the notice of default.
As for setting up an e-filing account, Aaron testified he did not have internet
access until April 22, 2018—a day before the default hearing. Aaron testified he
could establish a user name and password but was “very confused about what to
do” because two case numbers were linked to the dissolution case.
In rejecting Aaron’s motion to set aside the default decree, the district court
bluntly held, “The Respondent’s testimony and claims are not credible.” Now
represented by counsel, Aaron challenges the court’s application of rule 1.977.
II. Scope and Standards of Review
The district court enjoys broad discretion in ruling on a motion to set aside
a default judgment under rule 1.977. Brandenburg v. Feterl Mfg. Co., 603 N.W.2d
580, 584 (Iowa 1999) (interpreting then Iowa Rule of Civil Procedure 236). We will
only reverse if the court abused that discretion. Id. If supported by substantial
evidence, the district court’s factual findings bind our decision. Id.
The movant—here, Aaron—must establish good cause under the rule. Id.
The rule lists these grounds for good cause: “mistake, inadvertence, surprise,
excusable neglect or unavoidable casualty.” Iowa R. Civ. P. 1.977. Distinct from
its factual findings, the district court’s determination Aaron did not establish good
2 Aaron acknowledged during cross examination that was his correct address on that date. 5
cause is a legal conclusion, not binding on us. See Sheeder v. Boyette, 764
N.W.2d 778, 780 (Iowa Ct. App. 2009).
We also are more willing to interfere with the district court’s denial of a
motion to set aside a default judgment than with its grant. Brandenburg, 603
N.W.2d at 584. That difference reflects our supreme court’s view that rule 1.977
aims to afford parties a determination on the merits of the controversy. See id.
III. Good Cause
Aaron contends he showed good cause for setting aside the default decree.
Case law describes “good cause” as a “sound, effective, and truthful reason” for
not complying with the procedural rules. Sheeder, 764 N.W.2d at 780. Good
cause must be “something more than an excuse, a plea, apology, extenuation, or
some justification, for the resulting effect.” Id.
Truthfulness is crucial to Aaron’s quest to undo the default decree. Yet the
district court did not believe his testimony. To illustrate, the court found
[Aaron’s] claims that he received certain mailings but not others at the address where he claimed to live are without credibility. It seems unusual that [Aaron] would receive certain mailings but not the most crucial of these. [Aaron’s] claim that the text messages were fabricated simply does not appear credible.
Ignoring those stark credibility findings on appeal, Aaron relies on
Brandenburg for overturning his default judgment. 603 N.W.2d at 585. Under that
case, we consider four criteria: (1) Whether the defaulting party intended to defend;
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IN THE COURT OF APPEALS OF IOWA
No. 18-1496 Filed August 21, 2019
IN RE THE MARRIAGE OF CASSIDY R. VANDERBILT AND AARON M. VANDERBILT
Upon the Petition of CASSIDY R. VANDERBILT, Petitioner-Appellee,
And Concerning AARON M. VANDERBILT, Respondent-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Bremer County, DeDra L. Schroeder,
Judge.
A former husband appeals the district court’s denial of his motion to set
aside a default dissolution decree. AFFIRMED.
Robert J. Murphy, Dubuque, for appellant.
Terry D. Parsons of Olsen & Parsons Law Firm, Cedar Falls, for appellee.
Considered by Vaitheswaran, P.J., and Tabor and May, JJ. 2
TABOR, Judge.
The district court refused to set aside the default decree dissolving the
marriage of Aaron and Cassidy Vanderbilt. Aaron appeals, contending he was
“misled by his spouse and her attorney.” He claims he did not receive notice of
default because he moved out of state and had no access to a computer. The
district court did not find Aaron’s excuses credible. Deferring to those credibility
findings, we affirm.
I. Facts and Prior Proceedings
Cassidy and Aaron married in 2012. They have one child, Z.V., born in
2013. Cassidy petitioned for divorce in late December 2017. Just before Cassidy
filed her petition, she and Aaron met for a settlement conference at the office of
Cassidy’s attorney, Jill Dillon. Dillon explained the parties were trying to resolve
issues of custody and support before Aaron moved to Colorado. Dillon told Aaron
at the conference she was representing Cassidy. 1 Aaron did not have his own
lawyer.
Aaron accepted service of the petition and original notice in January 2018.
When Aaron did not file an answer, the district court set a default-judgment hearing
for April 23, 2018. When Aaron did not appear for that hearing, the court entered
a default decree dissolving the Vanderbilts’ marriage. The decree granted Cassidy
physical care of Z.V. with reasonable visitation for Aaron. The decree also ordered
Aaron to pay $557 each month in child support. The Child Support Recovery Unit
issued an income-withholding order for Aaron in early May 2018.
1 Dillon withdrew from her representation of Cassidy before the hearing on Aaron’s motion to set aside the default decree. 3
The next month, as a self-represented litigant, Aaron filed a “complaint to
the court” alleging attorney Dillon conducted a “deceptive mediation” at her office
in December 2017. Aaron claimed he did not know Dillon represented Cassidy.
He also asserted he could not check the e-filing system for several months after
his move to Colorado because he had no access to a computer. Aaron also filed
a belated answer to the dissolution petition as well as a motion for temporary
custody and visitation.
The district court set a July 2018 hearing on whether the default decree
should be set aside under Iowa Rule of Civil Procedure 1.977. Cassidy had new
counsel at the hearing. Aaron remained self-represented. He testified he was
unaware of the April default hearing. But under cross examination, he
acknowledged receiving the petition and original notice. The original notice
warned of possible default if he did not submit an answer within twenty days.
In support of her position, Cassidy offered a text-message exchange with
Aaron from mid-January 2018 in which he said, “Got the papers today.” She
responded, “Yeah I think those just say you’re agreeing to proceed right??” He
asked, “Yes, do you know if I have to get notarized?” And Cassidy answered,
“Well I think she already did when we met with her last.” Aaron questioned the
authenticity of the exhibit, testifying he believed Cassidy or attorney Dillon
fabricated those texts.
Cassidy submitted exhibits showing both the clerk of court and her attorney
sent Aaron notice of the default hearing. The clerk testified she had not received
a return notice that the mail was undeliverable. Attorney Dillon testified she sent 4
that notice to Aaron on March 19 at his Aurora, Colorado address.2 But Aaron
testified he did not receive that notice because he had three addresses, two in
Colorado and one in Utah, since moving from Iowa. Aaron acknowledged
receiving other mail from attorney Dillon, including a stipulation sent in April 2018,
just not the notice of default.
As for setting up an e-filing account, Aaron testified he did not have internet
access until April 22, 2018—a day before the default hearing. Aaron testified he
could establish a user name and password but was “very confused about what to
do” because two case numbers were linked to the dissolution case.
In rejecting Aaron’s motion to set aside the default decree, the district court
bluntly held, “The Respondent’s testimony and claims are not credible.” Now
represented by counsel, Aaron challenges the court’s application of rule 1.977.
II. Scope and Standards of Review
The district court enjoys broad discretion in ruling on a motion to set aside
a default judgment under rule 1.977. Brandenburg v. Feterl Mfg. Co., 603 N.W.2d
580, 584 (Iowa 1999) (interpreting then Iowa Rule of Civil Procedure 236). We will
only reverse if the court abused that discretion. Id. If supported by substantial
evidence, the district court’s factual findings bind our decision. Id.
The movant—here, Aaron—must establish good cause under the rule. Id.
The rule lists these grounds for good cause: “mistake, inadvertence, surprise,
excusable neglect or unavoidable casualty.” Iowa R. Civ. P. 1.977. Distinct from
its factual findings, the district court’s determination Aaron did not establish good
2 Aaron acknowledged during cross examination that was his correct address on that date. 5
cause is a legal conclusion, not binding on us. See Sheeder v. Boyette, 764
N.W.2d 778, 780 (Iowa Ct. App. 2009).
We also are more willing to interfere with the district court’s denial of a
motion to set aside a default judgment than with its grant. Brandenburg, 603
N.W.2d at 584. That difference reflects our supreme court’s view that rule 1.977
aims to afford parties a determination on the merits of the controversy. See id.
III. Good Cause
Aaron contends he showed good cause for setting aside the default decree.
Case law describes “good cause” as a “sound, effective, and truthful reason” for
not complying with the procedural rules. Sheeder, 764 N.W.2d at 780. Good
cause must be “something more than an excuse, a plea, apology, extenuation, or
some justification, for the resulting effect.” Id.
Truthfulness is crucial to Aaron’s quest to undo the default decree. Yet the
district court did not believe his testimony. To illustrate, the court found
[Aaron’s] claims that he received certain mailings but not others at the address where he claimed to live are without credibility. It seems unusual that [Aaron] would receive certain mailings but not the most crucial of these. [Aaron’s] claim that the text messages were fabricated simply does not appear credible.
Ignoring those stark credibility findings on appeal, Aaron relies on
Brandenburg for overturning his default judgment. 603 N.W.2d at 585. Under that
case, we consider four criteria: (1) Whether the defaulting party intended to defend;
(2) If the defaulting party asserted a claim or defense in good faith; (3) Whether
the defaulting party willfully ignored or defied the rules of procedure, or the default 6
simply the result of a mistake; and (4) Whether relief is warranted does not depend
on who made the mistake.3 Id.
On the first factor, Aaron asserts we should view his “complaint to the
court”—filed without an attorney—as a motion to overturn the default decree. He
argues that filing, about one month after the default decree, reflected his intent to
defend. See Cent. Nat’l Ins. Co. of Omaha v. Insurance Co. of N. Am., 513 N.W.2d
750, 756 (Iowa 1994) (measuring intent to defend by a party’s prompt move to set
aside the default). On the second factor, he contends his belated answer and
motion for temporary custody and visitation showed he was asserting a claim in
good faith. On the third factor, Aaron contends “he did not just let things slide.”
He admits he was “in communication” with Cassidy but claims he was confused by
the case numbers on the stipulations he received. Aaron insists he was unaware
he signed an acceptance of service and never received the default notice.
The district court doubted Aaron’s satisfaction of the first factor, calling his
intent to defend “nothing more than a bald assertion.” The court noted Aaron
offered no testimony that he relied on representations by Cassidy or her counsel
that Cassidy was not seeking a divorce or not pursuing a divorce “in the fashion
which had been pled.”
To be sure, we share the district court’s skepticism about Aaron’s intent to
defend in the dissolution proceeding. But even if we assume Aaron satisfied the
first and second Brandenburg factors, his defiance of the procedural rules remains
3 This fourth factor is not a point of debate because Aaron was self-represented. 7
problematic. Aaron failed to timely serve an answer as required by rule 1.971(2).
And he failed to appear for the default trial of the dissolution.
The district court disbelieved Aaron’s reason for not appearing. We give
weight to that credibility determination. See In re Marriage of Gensley, 777 N.W.2d
705, 713 (Iowa Ct. App. 2009) (recognizing the trial judge has the opportunity to
“listen to and observe the parties and witnesses”). Without a truthful reason for his
noncompliance, Aaron cannot succeed on his motion to set aside the default. “A
movant cannot prove any of the grounds enumerated in the rule based upon an
untruth.” Sheeder, 764 N.W.2d at 782.
Although we prefer to allow “determination of controversies on their merits,”
Brandenburg, 603 N.W.2d at 584 (quoting Whitehorn v. Lovik, 398 N.W.2d 851,
853 (Iowa 1987)), we will not vacate a default judgment “when the movant has
ignored the rules of procedure with ample opportunity to abide by them.” Sheeder,
764 N.W.2d at 780. The record shows Aaron understood his procedural
obligations yet chose to ignore them. Allowing Aaron to set aside the default
judgment under these circumstances would “reward his deliberate neglect of this
case.” See In re Marriage of Dorland, No. 16-0132, 2016 WL 6652367, at *4 (Iowa
Ct. App. Nov. 9, 2016).
IV. Appellate Attorney Fees
Cassidy asks for $3000 in attorney fees for defending this appeal. She cites
the disparity of their incomes. The default decree lists Cassidy’s income as
$20,488 and Aaron’s income as $37,440. We have discretion to order Aaron to
pay attorney fees for Cassidy where he appealed from a denial of his request to
vacate a default decree. See In re Marriage of Short, 263 N.W.2d 720, 723 (Iowa 8
1978). But without more information about the parties’ relative abilities to pay, we
direct the parties to shoulder their own costs of representation. By contrast, we
tax the costs of the appeal to Aaron.
AFFIRMED.