In re the Judicial Settlement of the Accounts of Havens

1 Gibb. Surr. 88, 8 Misc. 574, 29 N.Y.S. 1085, 60 N.Y. St. Rep. 686
CourtNew York Surrogate's Court
DecidedMay 15, 1894
StatusPublished
Cited by3 cases

This text of 1 Gibb. Surr. 88 (In re the Judicial Settlement of the Accounts of Havens) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Judicial Settlement of the Accounts of Havens, 1 Gibb. Surr. 88, 8 Misc. 574, 29 N.Y.S. 1085, 60 N.Y. St. Rep. 686 (N.Y. Super. Ct. 1894).

Opinion

Vance, S.

In this matter the executors of the last will and testament of the deceased have petitioned for a judicial settlement of their accounts; all parties interested in the estate have been cited and Samuel W. Havens, one of the children of the deceased, has appeared. The executors have filed their account showing a balance of $5,391.59 in their hands, subject only to the commissions of the executors and the expense of this accounting. No objection has been made to any item of the account as filed. The correctness of the balance in the hands of the executors is conceded. The executors in their account allege that, under the provisions of the will and codicils thereto of the deceased, Alonzo Havens is entitled to the whole surplus now in their hands. This claim on the part of the executors is denied by Samuel W. Havens, who claims that, under the provisions of the will and codicils thereto of the deceased, he is entitled to one-half of the net surplus of the estate; he also alleges, in substance, that, by an agreement heretofore made by and between himself and Alonzo Havens, it was, for a valuable consideration, agreed that the said Samuel W. Havens should have one equal half of the surplus. The alleged agreement, it is stated, arose out of a contest concerning the probate of the will. The records of this court show that the will of the deceased was contested before my predecessor in office, and after such contest admitted to probate. Samuel W. Havens now alleges that, while such contest was pending, Alonzo Havens agreed with him, that if he would not be a party to the contest, but would join with said Alonzo and endeavor to sustain said will, that in consideration thereof he should receive an equal share of the surplus of the estate with said Alonzo, which said Samuel W. agreed to do, and that said Samuel faithfully and carefully carried out said agreement. It [90]*90is intimated that the questions thus arising deprive this court of jurisdiction. I would gladly be relieved from the labor and responsibility of the trial and decision of the question thus raised, yet, whatever may be the personal consequences, I must examine and determine the question of jurisdiction under the statutes as I understand them.

The objections filed by Samuel W. Havens raise two- questions —one of law, and the other a mixed question of law and fact. The first subdivision of such objections, taken with the allegations of the executors in the account, raises purely a question of law, namely, the construction of the will and codicils. Has the surrogate jurisdiction to determine this question?

.The Code, section 2472, subdivision 3, provides.that the Surrogate’s Court has power “ To direct and control the conduct and settle the accounts of executors, administrators and testamentary trustees.” Subdivision 4, “ To enforce the payment of -debts and legacies, the distribution of the estates of decedents, and the payment or delivery by executors, administrators and testamentary trustees of money or other property in their possession belonging to the estate.” Subdivision 6, To administer justice in all matters relating to the affairs of decedents, according to the provisions of the statutes relating thereto.” By section 2743 it is provided that “ Where an account is judicially settled as prescribed in this article, and any part of the estate remains and is ready to be distributed to the creditors, legatees, next of kin, husband or wife of the. decedent, or their assigns, a decree must direct the payment and distribution thereof to the persons so entitled, according to their respective rights.” By section 2481, subdivision 11, it is provided, among other things^ that the Surrogate’s Court has- power “ To exercise such incidental powers as are necessary to carry into effect the powers expressly conferred.”

In the Matter of the Estate of Young, 92 N. Y. 235-238, upon an application to cause the executor to set apart the exempted articles to the widow, it was held- that the surrogate had jurisdic[91]*91tion, under his authority “ To direct and control the conduct of executors and to administer justice in all matters relating to the affairs of decedents, according to the provisions of the statutes relating thereto,” to construe an ante-nuptial agreement made between the widow and her deceased husband.

The Court of Appeals in Matter of Verplanck, 91 N. Y. 439, 450, has held that, as incident to the duties cast upon the Surrogate’s Court by the provisions of section 2743, the surrogate must have jurisdiction to construe wills, so far as needful, at least, to determine to whom legacies shall be paid. See, also, Garlock v. Vandevort, 128 N. Y. 374.

It would seem that these authorities settle conclusively that the surrogate has jurisdiction to determine the matters raised by the first subdivision of the answer or objection of Samuel W. Havens.

The second subdivision of the objections made by Samuel W. Havens raised two questions — one of fact and one of law: First, Was the alleged agreement made ? Second, If made, is it a valid agreement ?

As to the latter question there is no room for a doubt. If this court, as an incident to powers expressly granted, may construe wills and ante-nuptial agreements, as the cases above cited hold, why has it not power to construe any other writing or agreement ? The power to construe an agreement necessarily includes the power to pass upon its validity.

Thus I reach the conclusion that the question of law raised by the second subdivision of the objections filed may be determined by the court.

The only question remaining is, has this court jurisdiction to try the question of fact raised — to determine, in ease the will be construed to mean that Alonzo Havens is the sole residuary legatee, whether or not he has transferred one-half of his legacy to his brother Samuel W. Havens ?

In other words, on an accounting when the legatee claims the ' whole amount of the legacy, and another claims to be an assignee [92]*92of the same or a portion thereof, can this court determine the controversy between them ?

It is commonly asserted that a Surrogate’s Court has no juris*diction to try a disputed claim. This assertion may or may not be true. It may be safely stated that, as a general rule, such court has no jurisdiction to try and determine the validity of a disputed claim against an estate.

In a proceeding under section 2118 to compel the payment of a debt, legacy or distributive share, when the executor or administrator makes the verified answer prescribed by that section 'denying the validity thereof, the surrogate must dismiss the proceeding without prejudice to an action or accounting in behalf of the petitioner.

Under proceedings for the sale of the real estate of the decedent any claim may be contested before the surrogate, even a claim which has been presented to the executors or administrators and rejected by them. In re Haxtun, 102 N. Y. 157.

The statute having, as above seen, conferred jurisdiction in one proceeding to try and determine the validity of a disputed claim against an estate, and prohibited such jurisdiction, in another proceeding before the same court, it seems clear that the question of jurisdiction in any proceeding must be determined by the statutory provisions relating thereto. This being so, a decision upholding or denying jurisdiction in one proceeding is no authority for or against the jurisdiction in any other proceeding.

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Related

In re Thistlethwaite
104 N.Y.S. 264 (New York Surrogate's Court, 1907)
In re the Judicial Settlement of the Accounts of Richmond
63 A.D. 488 (Appellate Division of the Supreme Court of New York, 1901)
In re Schmidt's Estate
58 N.Y.S. 595 (New York Surrogate's Court, 1899)

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1 Gibb. Surr. 88, 8 Misc. 574, 29 N.Y.S. 1085, 60 N.Y. St. Rep. 686, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-judicial-settlement-of-the-accounts-of-havens-nysurct-1894.