In re the Judicial Settlement of the Account of Redfield

16 Mills Surr. 230, 94 Misc. 20, 158 N.Y.S. 1004
CourtNew York Surrogate's Court
DecidedFebruary 15, 1916
StatusPublished
Cited by2 cases

This text of 16 Mills Surr. 230 (In re the Judicial Settlement of the Account of Redfield) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Judicial Settlement of the Account of Redfield, 16 Mills Surr. 230, 94 Misc. 20, 158 N.Y.S. 1004 (N.Y. Super. Ct. 1916).

Opinion

Sawyer, S.

—This is a proceeding for an accounting.

On the return day of the citation this court appointed John F. Brennan, Esq., special guardian of the infant, Henry Alexander Redfield. On January 29, 1916, the special guardian filed his report, and among other things reported as follows:

“ I further report that there is no valid objection why the account of said Henry Sherman Redfield and Jean H. E. Saint Oyr, as executors of the said Caroline P. Saint Oyr, deceased, should not be finally judicially settled as filed, as far as it affects the interests of said infant, providing the probate proceedings are deemed closed. An examination of the proceedings had upon the probate of the will, however, makes it my duty to direct the attention of the court to the following facts:

By the fifth clause of the will the executors are directed to pay to Henry Alexander Redfield, grandson of the testator, the infant herein, the sum of one hundred thousand ($100,000) dollars and for the purpose of receiving and investing this money Henry Sherman Redfield, father of the infant and executor herein, is made trustee. By codicil dated May 13, 1914, the amount of this legacy is changed to fifty thousand ($50,000) dollars. When the will and codicil were offered for probate no guardian was appointed for the infant. It may be that no proper objection can be made to the codicil and yet due regard [232]*232for the interests of the infant would seem to require that some investigation should be made by a guardian appointed by the court into the circumstances ' attending the execution of the instrument which took away from the infant the sum of fifty thousand ($50,000). dollars.

I respectfully suggest that' the court take under advisement the wisdom of setting aside or suspending the probate pending an examination of the conditions under which the codicil was executed by a guardian to be appointed by the court.”

The decedent left a last will and testament dated Juñe 18, 1912, a first codicil dated October 2, 1913, and a second codicil dated May 13, 1914. These instruments were admitted to probate by this court, and letters testamentary duly issued to the executors therein named.

The petition for probate sets forth that the infant, Henry Alexander Redfield, is upwards of eighteen years of age. On the probate proceedings the said infant did not petition for the appointment of a special guardian, his general guardian did not appear for him, and this court did not appoint a special guardian.

The question to be determined at this time is, should a special guardian have been appointed on the return day of the citation issued in the probate proceedings? Section 2534 of the Code of Civil Procedure prescribes when and how a special guardian may be appointed, and reads as follows:

“ Where a party, who is an infant, does not appear by his general guardian; or where a party, who is a lunatic, idiot, or habitual drunkard, does not appear by his committee; or Where any party is an infant, or an habitual drunkard, or for1 any cause is mentally incapable adequately to protect his rights, although not judicially declared to be incompetent to manage his affairs, the surrogate must appoint ¿ competent and responsible person, to appear as special guardian for that party. Where an infant appears by his general guardian or where a lunatic, [233]*233idiot, or habitual drunkard, appears by his committee, the surrogate must inquire into the facts, and must, in like manner, appoint a special guardian, if there is any ground to suppose that the interest of the general guardian or committee is adverse to that of the infant, or incompetent person; or that for any other reason, the interests of the latter require the appointment of a special guardian. Where there are unknown persons, or persons whose whereabouts are unknown, the surrogate may, in his discretion, appoint a special guardian for such persons. A person cannot be appointed such a special guardian who is nominated by any party; but this prohibition shall not preclude an infant over fourteen years of age from nominating his own special guardian.

“ Before entering upon his duties such special guardian shall file his consent to so act.”

The surrogate, then, must appoint a special guardian where the infant is a party to the proceeding. Who, then, is a proper party to a probate proceeding as designated in section 2534?

Section 2609 of the Code of Civil Procedure prescribes who may propound a will, and section 2610 designates the parties to be cited. Said last mentioned section leads as follows:

“■The following persons must be cited upon a petition, presented as prescribed in the last section:

“ If the will relates exclusively to real property, the husband or wife, if any, and all the heirs of the testator.

“ If the will relates exclusively to personal property, the husband or wife, if any, and all the next of kin of the testator.

“ If the will relates to both real and personal property, the husband or wife, if any, and all the heirs, and all the next of kin of the testator.

“ In every case each person designated in the will as executor, testamentary trustee or guardian, and each' person named as executor, testamentary trustee or guardian, or beneficiary in any other will of the same testator filed in the surrogate’s office.

[234]*234“ In addition to the general contents contained in section 2523 and 2524 of this chapter, the citation must also set forth the name of the person by whom the will is propounded'; whether the will relates exclusively to real property, or to personal property, or to both; and if the will is nuncupative,' that fact.”

That section defines clearly who.shall be cited or made parties in a probate proceeding. The will, in this case, relates to real and personal property. The parties and persons to be cited -are, the husband or wife, if any, and all the heirs, and all the next of kin of the testator, and, further, “ In every case, each person designated in the will as executor, testamentary, trustee or guardian.”

I am of the opinion that a party referred to under section 2534, for whom a special guardian must be appointed, means a party to be cited under, and pursuant to, the provisions of section 2610.

Henry Alexander Redfield, the infant grandson of the decedent, since his father, decedent’s son Henry Sherman Redfield, is living, is not either an heir at law or next of kin of the testatrix (see sections 81 and 98 of the Decedent Estate Law;, nor is he designated in the will as an executor, testamentary trustee or guardian. He is, therefore, not entitled to have service of the citation made upon him. Neither is he a party to the proceeding.

I do not- think that a special guardian should have been appointed. This works no hardship to the infant, as his interests were represented, and assumedly protected by the father, who was the testamentary trustee under the will of the decedent. As such trustee he was before the court. Due and timely service of the citation had been made upon him. He was the proper party to be served on behalf of the infant. Section 2610, above referred to, prescribes that service must be made upon the testamentary trustee. Why should service be so made, [235]*235unless it is te protect the interests of the cestui que trust? That is the sole purpose of the appointment of a trustee.

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Bluebook (online)
16 Mills Surr. 230, 94 Misc. 20, 158 N.Y.S. 1004, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-judicial-settlement-of-the-account-of-redfield-nysurct-1916.