In re the Judicial Settlement of the Account of Proceedings of Ripley

101 Misc. 465
CourtNew York Surrogate's Court
DecidedNovember 15, 1917
StatusPublished
Cited by9 cases

This text of 101 Misc. 465 (In re the Judicial Settlement of the Account of Proceedings of Ripley) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Judicial Settlement of the Account of Proceedings of Ripley, 101 Misc. 465 (N.Y. Super. Ct. 1917).

Opinion

Fowler, S.

This is an accounting proceeding, Alice Louisa Ripley and Emerson Foote, Jr., having filed their account as executors of the estate of the decedent. There is no objection to the account, but on the settlement of a proposed decree the special guardian for an infant remainderman and the attorney for the life beneficiary of a trust fund object to that part of the proposed decree which provides for the payment of the principal of the trust fund to Alice Louisa Ripley, Emerson Foote, Jr., and Benjamin Worthy Home as trustees. The objection is specifically directed to the inclusion of the name of Benjamin Worthy Horne as one of the trustees. The objectants allege that Mr. Home is a nonresident alien and contend that he is not competent to act as trustee of the trust fund created [467]*467by the will of a resident of this state. This is practically the one point now here for my consideration.

The testator died on February 8, 1913, and nominated and appointed Alice Louisa Ripley, Emerson Foote, Jr., and Benjamin Worthy Home executors and trastees of Ms will. Benjamin Worthy Horne resides in London, England, and is not a citizen of the United States. My recollection is that when this estate was before me at some earlier stage it appeared that the late Mr. Harry Dillon Ripley resided in London and had property in England when he died. Mr. Horne did not attempt to qualify as executor in this jurisdiction, but he has now filed Ms consent to act as one of the trustees of the trust fund created for the benefit of Alice Louisa Ripley. Mrs. Alice Louisa Ripley at one time desired that Mr. Horne be recogmzed as a trustee under the will of her husband, but she seems lately to have changed her mind, if I am not misinformed. The question of law raised by the objection to the inclusion of his name in the proposed decree for distribution is whether this court should decree that the executors pay the principal of a trust fund in their possession to trustees jointly when it appears that one of them named as trustee in the will of the testator is a nonresident alien.

It happens that the point of law involved in this matter is of importance not only to the particular actors in this proceeding, but to many other Americans now residing in England. Being informed of this, I do not wish the point of law to pass at tMs time sub silentio, nor do I wish to embarrass those not before me by hasty or ill-considered action in this matter upon a point of law of general importance. Incidentally I have learned that other counsel of great eminence in their profession have given opinions on this point now [468]*468here. I have not, however, had the advantage of seeing them, nor do I know their purport.

■ In coming to a conclusion much depends, I think, on the nature of the alleged disability of the foreign testamentary trustee and the time' when such disability accrued. If the disability springs wholly from a late statute, taking effect subsequently to the will itself, the statute may not be retroactive in operation. If the trust was created by the will only, and not by virtue of some action in this court, then the disqualification, if the statute is retroactive in operation, may have to be availed of in an independent proceeding. I shall consider each of these points in turn.

My present impression is that under the will of the late Mr. Ripley, Mr. Horne was vested with a trusteeship quite independently of any authentication of the will itself in this court. In other words, Mr. Horne’s rights and status as trustee flow exclusively from the will and not from the adminicular proceedings on the will taken in this court. Smith v. Miles, 1 T. R. 475, 480; 1 Wms. Exrs. 214; Dunning v. Ocean Nat. Bank, 61 N. Y. 497, 501. Neither probate nor letters of trusteeship are the foundation of Mr. Home’s trusteeship; on the contrary, the will itself is the sole foundation. Harnett v. Wandell, 60 N. Y. 346, 349, 350; Van Schaack v. Saunders, 32 Hun, 515, 520; Matter of Greeley, 15 Abb. Pr. (N. S.) 393, 395; Dunning v. Ocean Nat. Bank, 61 N. Y. 497. Probate does not constitute a testamentary trustee; it is the will alone. Dunning v. Ocean Nat. Bank, 61 N. Y. 497, 502.

There is a fundamental distinction between the office of an executor and that of a testamentary trastee. Redf. Sur. 269, 360, 408, 409. My references to this learned author are to the fifth edition of his work, as that was from his own careful and discriminating hand. Formerly the Surrogate’s Court had no authority to [469]*469issue letters of trusteeship separately from letters testamentary. It cannot, I think, be pretended, even now, that an English trustee of testator’s English estates, if any there now are, would be required to take out letters of trusteeship in this jurisdiction, even though this be the forum domicilii or place of original probate of the will. The distinction between an executorship and a trusteeship is made plain when we consider that the same person may continue in one office and be removed from the other. Matter of Hood, 98 N. Y. 363; S. C., 104 id. 103,107.

Nor does it matter that Mr. Horne did not after probate qualify as an executor. It is. well understood that a declination of an executorship is not a declination of a trusteeship conferred by the will. Redf. Sur. (5th ed.) 270, citing Wms. Exrs. Nor does an acceptance of an executorship necessarily imply an acceptance of the trusteeship conferred by the will. The refusal of an executor to accept the trusteeship may always be proved by parol. De Peyster v. Clendining, 8 Paige, 310. The trusteeship given by the will of Mr. Ripley to Mr. Home was not inseparably annexed to his office of executor. Dunning v. Ocean Nat. Bank, 61 N. Y. 497.

There is doubtless some modern authority for the position that a testamentary trusteeship depends on the prior authorization of a court having jurisdiction of the probate of the will. Learned counsel cite to me Perry on Trusts (§ 262) in support of this proposition. This modem work is unavoidably tempered by current notions prevalent in many states. We are too apt to overlook what is well understood elsewhere, that juridical thinking is much affected by contemporary current tendencies. Let us look back for a moment at the growth of the conception that a testamentary trusteeship is dependent on the ratification by the court [470]*470having jurisdiction to probate the will and ascertain if possible what the conception really is worth and what it stands for in reality. The growth of the juridical conception that a testamentary trusteeship, or an executorship even, is due to the court authenticating the will is wholly modern and is a part of the philosophical apparatus of the modern bureaucratic state. It is now generally recognized that all modem states tend to this form and the courts tend to follow. For this reason jurists on the continent of Europe pay much attention to the current philosophies and metaphysics which they say subconsciously shape all modem juridical thinking. No doubt they are more potent than we assume in this country. I should, however, be very sorry to believe that the socialistic conception of the bureaucratic or administrative state had gained much ground even subconsciously in our courts of justice. Unfortunately there is some evidence that it has to some extent. One is the láte juridical theory that property emanates from the state; another that a will is venia testandi

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