In re the Judicial Settlement of the Account of Lott

7 Mills Surr. 339, 65 Misc. 422, 121 N.Y.S. 1102
CourtNew York Surrogate's Court
DecidedDecember 15, 1909
StatusPublished
Cited by1 cases

This text of 7 Mills Surr. 339 (In re the Judicial Settlement of the Account of Lott) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Judicial Settlement of the Account of Lott, 7 Mills Surr. 339, 65 Misc. 422, 121 N.Y.S. 1102 (N.Y. Super. Ct. 1909).

Opinion

Ketcham, S.

This is a proceeding for the judicial settlement of the accounts of executors. Under the will of the testator, his wife was the sole beneficiary. The wife has died, leaving a will which contains specific and residuary gifts. Both testators died under circumstances which make necessary this inquiry to determine whether, by the wife’s survival of her husband, his estate vested in her and passed in turn from her by her [340]*340will, or, by her failure to outlive her husband, his estate became subject to the laws relative to intestacy.

The account concerns personalty only, and the conflict is confused by the fact that one of the executors of the husband’s will is not only the sole surviving executor of the wife’s will, but is the father of certain legatees therein named. The executor, occupying this dual attitude, has properly retained independent counsel to represent him in each of these relations.

The trial proceeded upon the ruling that the affirmative of the issue as to whether Mrs. Bennett survived her husband was with those who claimed under the devise in the husband’s will, but the court is now asked to- reconsider this view upon the briefs presented.

If the duty of opening the proof was erroneously imposed, it was a substantial invasion of a right, and a new trial would follow. Woodriff v. Hunter, 65 App. Div. 404, and cases cited:

It is merely the question as to procedure in developing the evidence and not the weight or value or preponderance of proof that is involved in this reargument. It is insisted that, whatever may be the general rule of evidence, the burden was assumed in this instance by the persons claiming the intestacy of Mr. Bennett, because they brought a proceeding to require these executors to .account, and therein not only alleged that Mrs. Bennett predeceased her husband, but prevailed upon the acceptance of that allegation.

This argument is stated in behalf of the executor Moe 6. Lott, as follows: These next of kin, from the death of Adolphus Bennett to the present hour, have stood in this court asserting that they are entitled to his property, notwithstanding his will ¡to the contrary, for the sole reason that he survived his wife — that he lived the longest and, consequently, that the gift1 in his will lapsed.

1. All authority agrees that he who makes this assertion assumes.the burden of proving it.”

[341]*341It is true that he who makes an assertion assumes the burden -of proving it, but it is true only with this obvious qualification, that the assertion must be made in the proceeding in which the question as to burden arises. There is the same separation between the compulsory proceeding and the present proceeding as there is between two actions between the same parties upon independent causes of action for wholly diverse relief; and neither in an action nor in a proceeding was it ever heard that resort could be had to the pleadings in the former case to determine the nature of the later issue. The former proceeding had ended before this present proceeding commenced. The latter has its own pleadings and by them only are its issues to be defined.

“ The law is settled in this State that there is no- presumptioni of survivorship in the case of persons who die by a common disaster. In the absence of satisfactory evidence, the fact is assumed to be unascertainable, -and the property rights are dis-1 posed of as if death occurred at the -same time, not because of the presumption of simultaneous death, but because of the absence of evidence or presumption to the contrary.” Matter of McInnes, 119 App. Div. 440.

This expression was limited to the consideration of the preponderance of proof and was not addressed to the question as to¡ who held the affirmative, but the rule as to the presentation of evidence seems to be therein involved, for if in a case absolutely bare of evidence the law will conclude that the deaths were simultaneous and will dispose of property rights as if upon a finding that both persons died together, then the duty of opening and closing proofs must rest upon him who would be defeated if no proof were taken.

It cannot be denied that, if Mr. and Mrs. Bennett died at the; same moment, the wife would not take under the husband’s will. Matter of Wells, 113 N. Y. 396; St. John v. Andrews Institute, 117 App. Div. 698.

In the case last cited not only is the doctrine stated as to the [342]*342result of the evidence when taken, but the guide for the taking of evidence is given as follows: “ When, therefore, evidence was adduced showing that they all met death in the same conflagration, it was incumbent upon the adminstrator of Mrs. St. John (legatee in the will in question), in order to entitle him to receive the legacy given to her under the will, to prove facts and circumstances tending to show that she survived the testator, and the burden of proof of establishing this fact, upon which his right to the legacy depended, was upon him.”

In Newell v. Nichols, 12 Hun, 604, is found the opinion of Mr. Justice Van Vorst, frequently resorted to and always with admiration as the repository of the learning material to this discussion. In that opinion it was held, as to persons who perished in a common disaster, that “ the burden of establishing the survivorship rests upon the party who claims any portion of the estate through such fact.”

This result was affirmed by the General Term and the Court of Appeals, without attempt to add to the reasoning upon which it was based. See S. C., 75 N. Y. 78.

In Young Women’s Christian Home v. French, 187 U. S. 401, the facts .appeared by stipulation and no controversy as to which party should open and close the debate was possible. The Supreme .Court says: The rule is that there is no presumption of survivorship in the case of persons who perish by a common disaster, in the absence of proof tending to show the order of dissolution, and that circumstances surrounding a. calamity" of the character appearing on this record are insufficient to create any presumption on which the courts can act. The question of •actual survivorship is regarded as unaseertainable, and descent and distribution take the same course as if the deaths had been simultaneous; ” and, as suggested supra with regard to equivalent words in the Mclnnes case, 119 App. Div. 440, the intimation from this language, not to be avoided, is that the party who would fail if the deaths were simultaneous must make the first proof.

[343]*343In all the American cases on the subject, the case of Underwood v. Wing, 4 De Gex, M. & G. 633, is adopted as the basis of the rule of evidence in this country. In that case the reason for the imposition of the affirmative upon the party alleging survivorship is stated as follows: “ In the absence of any effectual disposition of the beneficial interest in the personalty, the next of kin is entitled, to it, and the person seeking to dispossess him of it is bound to prove a perfect title, and to rebut the prima, facie case of the next of kin. * * * Where a person dies seized in fee of real estate, prima facie his heir at law is entitled to succeed, and he can only be deprived of that right by some devisee coming forward and showing that a will valid in point of form and effectual in point of substance was made displacing his rights.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re the Estate of Strong
171 Misc. 445 (New York Surrogate's Court, 1939)

Cite This Page — Counsel Stack

Bluebook (online)
7 Mills Surr. 339, 65 Misc. 422, 121 N.Y.S. 1102, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-judicial-settlement-of-the-account-of-lott-nysurct-1909.