In re the Investigation into Alleged Commission of Criminal Abortions

286 A.D. 270, 143 N.Y.S.2d 501, 1955 N.Y. App. Div. LEXIS 4026
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 30, 1955
StatusPublished
Cited by25 cases

This text of 286 A.D. 270 (In re the Investigation into Alleged Commission of Criminal Abortions) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Investigation into Alleged Commission of Criminal Abortions, 286 A.D. 270, 143 N.Y.S.2d 501, 1955 N.Y. App. Div. LEXIS 4026 (N.Y. Ct. App. 1955).

Opinion

Beldock, J.

The question for determination on this appeal is whether, with respect to abortions, section 90 of the Sanitary Code of The City of New York has effected a repeal or suspension, within the city, of the State statute which prohibits a doctor from disclosing any information which he acquired in attending a patient in a professional capacity, and which was necessary to enable him to act in that capacity (Civ. Prac. Act, § 352; this prohibition being hereafter referred to as the statutory prohibition ”).

Said section 90, so far as relevant, reads as follows. “ It shall be the duty of the * * * superintendent * * * of any hospital * * * in The City of New York and of every physician in said city to immediately notify the Department of Health by telephone of any case of abortion or miscarriage where criminal practice is discovered or suspected. ’ ’

Within the city of New York, in which it is applicable, section 90 has all the force and effect of State law (Matter of Bakers [272]*272Mut. Ins. Co. [Dept. of Health], 301 N. Y. 21, 27).

A violation of section 90 subjects the offender to punishment for a misdemeanor in a criminal action and to prescribed penalties in a civil action (Sanitary Code of City of New York, § 224; Administrative Code of City of New York, § 564-6.0; Penal Law, § 1740).

In order to understand the legal significance of the loose term criminal practice ” as applied to abortions and as used in section 90, several brief definitions are desirable: Abortions are classified as spontaneous and induced. A spontaneous abortion of pregnancy is one that is caused by some normal or abnormal act of nature, without the intervention of any outside agency. An induced abortion is one that is caused artificially either by the patient herself or by another. When an abortion is thus artificially induced in order to save life, it is known as a therapeutic abortion.

The only type of abortion which is made a “ criminal practice ” and unlawful is the abortion which is induced for reasons other than therapeutic (Penal Law, §§ 80, 81, 82, 1142). All other abortions are deemed to be innocent and lawful.

Based on information and belief that section 90 is being flagrantly violated, in that the doctors have been reporting only a small percentage of the cases in which the abortion or miscarriage has been induced by ‘1 criminal practice, ’ ’ the District Attorney of Kings County commenced a Grand Jury investigation for the purpose of discovering and punishing criminally: (a) the violators of section 90, (b) the violators of the statutes prohibiting abortions other than spontaneous or therapeutic (Penal Law, §§ 80, 81), and (c) the violators of the statutes prohibiting the manufacture, sale or gift of any medicine, instrument or substance for the purpose of producing the unlawful abortion or miscarriage (Penal Law, §§ 82,1142).

In aid of such Grand Jury investigation the District Attorney caused to be served upon respondent, the superintendent of the Kings County Hospital, a subpoena requiring him to produce before the Grand Jury ‘1 All papers, folders, charts and hospital records, of any and all persons treated at the Kings County Hospital for ‘ Abortion or Miscarriage ’ (other than therapeutic) ”, during specified periods of time.

On advice of the corporation counsel of the City of New York, the respondent appeared before the Grand Jury and refused to honor the subpoena on the ground that the statutory prohibition forbade the disclosure of such records.

[273]*273Thereupon the District Attorney, on behalf of the Grand Jury, moved before the County Court, Kings County, to punish respondent for his contempt in failing to obey the subpoena. Prom the order denying such motion the Grand Jury and the District Attorney appeal.

At the outset it should be noted that while the statutory prohibition is contained in the Civil Practice Act (§ 352), the ‘ ‘ rules of evidence in civil cases are applicable also to criminal cases ” (Code Crim. Pro., § 392; People v. Murphy, 101 N. Y. 126).

It should also be noted that the Grand Jury ‘ ‘ can receive none but legal evidence ” (Code Crim. Pro., § 256) and that its indictment would be invalid if it were based solely on evidence that is barred by the statutory prohibition (People v. Sellick, 4 N. Y. Crim. Rep. 329; People v. Sexton, 187 N. Y. 495, 511).

It clearly appears and, indeed, it is not disputed that the hospital records subpoenaed would necessarily disclose information acquired by the hospital doctors during the course and in aid of their professional treatment of the patients, information, the import of which in each case was necessary to the doctor so “ that he might * * * practice his art ” to the advantage of the patient. It is precisely such information which is privileged and which the statutory prohibition protects from disclosure, regardless of the medium through which it is sought to be obtained (cf. Grattan v. Metropolitan Life Ins. Co., 80 N. Y. 281, 298; Davis v. Supreme Lodge, Knights of Honor, 165 N. Y. 159, 163; Matter of Myer, 184 N. Y. 54, 58; Steinberg v. New York Life Ins. Co., 263 N. Y. 45, 48-49; Matter of New York City Council v. Goldwater, 284 N. Y. 296, 302; Matter of Warrington [State of New York], 303 N. Y. 129, 135; Matter of Coddington, 307 N. Y. 181, 187).

The statutory prohibitions governing the relation of doctor and patient or attorney and client “ express a long-standing public policy to encourage uninhibited communication between persons standing in a relation of confidence and trust,” and in the courts’ effectuation of such policy “ the statutes are accorded a broad and liberal construction ’ ’ and the privileged communications “ are zealously guarded ” (People v. Shapiro, 308 N. Y. 453, 458; see, also, Steinberg v. New York Life Ins. Co., supra).

However, despite the sacrosanct nature of the statutory prohibition, the Legislature having created it may direct or authorize its waiver or suspension, in whole or in part, under circumstances and conditions prescribed by it, and, from time to time, [274]*274it has elected so to do (cf. Civ. Prac. Act, § 354; L. 1905, ch. 331, amending Code of Civ. Pro., § 834, now Civ. Prac. Act, § 352; People v. Brecht, 120 App. Div. 769, 773-774, affd. 192 N. Y. 581; Penal Law, § 1915, and People v. Lay, 254 App. Div. 372, affd. 279 N. Y. 737). It will be noted that, in contrast to the statutory-prohibition which is liberally construed in favor of the prohibition, the waiver or suspension statute has been strictly construed and confined to the specific exception created by it (cf. Matter of Coddington, 307 N. Y. 181, supra, and Thomas v. Morris, 286 N. Y. 266).

Since the number of therapeutic abortions is concededly inconsequential, the practical effect of the subpoena here is to require respondent to produce the hospital records of all patients who came to the hospital for treatment, suffering from an abortion or miscarriage — spontaneous or induced, innocent or criminal.

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Bluebook (online)
286 A.D. 270, 143 N.Y.S.2d 501, 1955 N.Y. App. Div. LEXIS 4026, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-investigation-into-alleged-commission-of-criminal-abortions-nyappdiv-1955.