In re the Guardianship of Nelson

148 Iowa 118
Supreme Court of Iowa·Decided June 16, 1910·Published·Cited by 9 cases

Opinion

Weaver, J.

It is well at the outset to clearly define the questions, upon which we are asked to pass. Though there is some slight suggestion in argument of other reasons why the appellee should be removed from the guardianship, they are not made grounds of the relief asked nor were they considered or tried in the court below. Each of the two applications for the removal of the guardian is based upon the single complaint that appellee had failed to make report to the court within the time prescribed by statute. The decree of the trial court recites that this is the only question presented and decided. Counsel for appellant in their brief submitted upon these appeals also thus limit the question by stating that the action .is “to remove the guardian for failure to make two successive annual reports” and that the issues to be considered are, [120] first, “whether the district court had any discretion about removing a guardian where it appears that he has failed to make annual report of his doings;” and, second, “whether it was not an abuse of discretion to deny such removal” in the present instance. To the propositions thus presented we shall confine our attention.

1. Guardianship: failure to make timely report: removal: discretion. I. Has the court any discretion to refuse an application for the removal of a guardian where one or more failures to file yearly reports in due season are proven or admitted? The statute (Code, section 3203) n ' requires a guardian to make report to the court at least once a year and failure to do so subjects him to a penalty and is made “ground for removal.” The language of the statute making the failure a “ground for removal,” but not providing the guardian shall be removed, indicates that, while such default shall be sufficient justification for an order of court removing him from the trust, such action is yet a matter within the reasonable discretion of the court acting in view of the particular circumstances of the case under consideration. It is proper, and it is the duty of the courts to insist that guardians show substantial obedience to statutory regulations, but it is conceivable that failure to report promptly may occur under circumstances involving no lack of good faith, and investigation may demonstrate that notwithstanding the omission the trust has been prudently and wisely administered, and that the proper protection of the ward’s “interests” does not require any change in the guardianship. It would be an unwise law which would deny the court authority to look into the merits of each case and to remove or refuse to remove the guardian according as the safety of the trust and the interests of the ward shall seem to require. None of our decisions requires us to construe the statute more narrowly than is here suggested. In McIntire v. Bailey, 133 Iowa, 418, referred to by counsel* the application was not, as in [121] the instant ease, grounded upon the sole complaint that the guardian had failed to make yearly reports in due time, but upon the charge that he had wholly converted the trust funds to his own use, had presented no account thereof and had neither money, property, nor funds to which he could point as representing the trust estate. The view we here express that the statute does not deprive the court of discretion in such cases finds support in precedents from other jurisdictions. Indeed we find none which holds that removal for such omissions is mandatory where the guardian appears and is ready and willing to make full accounting and report. In passing upon a similar question it has been said that the Supreme Court will not interfere with an order removing or refusing to remove a guardian unless it appears that the trial court abused its discretion. Johnson v. Metzger, 95 Ind. 307. It has also been said that trial courts are allowed liberal discretion in such matters, and that their decisions will not be reversed on appeal unless it be made to appear that palpable injustice has been done. King v. King, 73 Mo. App. 78. See, also, Ledwith v. Trust Co., 2 Dem. Sur. (N. Y.) 439. Other authorities have applied the very equitable rule that unless the statute makes the removal of a guardian mandatory on a showing of failure to report, an opportunity should be afforded him to make the overdue report and show if he can that the ward’s interests have suffered no prejudice by the delay. 9 Encyclopedia Pleading and Practice, 923. Indeed, when counsel for the appellant came to a discussion of the legal propositions in their printed brief they say: “A statute making the failure to report once each year ground for removal of a guardian leaves discretion as to such removal, where it appears there has been such failure.” Elsewhere they say: “Ordinarily, the matter of removal of a guardian rests in the sound discretion of the court appointing him, but this is a legal discretion which it is the duty of this court to correct where there has been an abuse thereof.” [122] With this conclusion there can be no serious quarrel, and it leaves this case to turn upon the single inquiry considered in the next paragraph.

2. Same: discretion of court: excuse of guardian. II. Considering the circumstances shown in evidence, did the trial court abuse its discretion in denying the application for the removal of the guardian? In considering this question this court is required to indulge in every reasonable intendment supporting the propriety of the rulings appealed from. The presumption of regularity of action by the trial court is peculiarly persuasive in probate and guardianship proceedings under our system of practice, in which those courts come to have more or less familiar knowledge of the several -estates and trusts being administered within their jurisdiction, and are in far better position to know and appreciate the necessity and propriety of the orders made by them and the trustworthiness of persons holding such trusts than is possible for this court to attain from an examination of the printed record.

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In re the Guardianship of Nelson, 148 Iowa 118 (iowa 1910).

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