In re the Guardianship of: James Donald Cudmore

Court of Appeals of Washington·Decided January 26, 2017·No. 32206-8·Unpublished

Opinion

FILED

JANUARY 26, 2017

In the Office of the Clerk of Court WA State Court of Appeals, Division III

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON DIVISION THREE

In the Matter of the Guardianship of )

) No. 32206-8-111

JAMES DONALD CUDMORE. )

)

) UNPUBLISHED OPINION )

SIDDOWAY, J. -After the trial court disqualified John Bolliger as counsel for James Donald Cudmore in this guardianship proceeding, Mr. Bolliger persisted for a time in taking legal action, ostensibly on Mr. Cudmore's behalf. The trial court eventually imposed CR 11 sanctions on Mr. Bolliger to compensate the guardianship estate for fees incurred in responding to what the court found to be postdisqualification meddling by Mr. Bolliger that lacked a basis in law or fact.

Mr. Bolliger appeals the sanctions, which we affirm.

FACTS AND PROCEDURAL BACKGROUND Timothy Lamberson is the son of Annette Cudmore and the stepson of James Cudmore. After his mother married Mr. Cudmore, Mr. Lamberson lived in their household for 11 years as one of 4 stepchildren. Mr. Cudmore had been married to Mr.

No. 32206-8-111 In re Guardianship of Cudmore

Lamberson's mother for 50 years at the time this action to establish a guardianship for Mr. Cudmore was commenced.

Mrs. Cudmore suffered a disabling stroke in 2007 and Mr. Cudmore asked Mr.

Lamberson to take over the responsibilities of daily banking, paying bills, and managing his and Mrs. Cudmore's health care and assisted living and nursing home expenses. To that end, Mr. Cudmore appointed Mr. Lamberson his attorney in fact, executing a durable power of attorney covering financial and health care decisions on January 30, 2007. He executed a further durable power of attorney for health care on January 8, 2008.

In 2012, Mr. Cudmore was diagnosed with dementia, which progressed thereafter.

On July 2, 2013, Mr. Lamberson received a call from a financial advisor at Edward D. Jones, a financial institution at which Mr. Lamberson was a joint holder of his stepfather's accounts. The financial advisor expressed concern that Mr. Cudmore was there with a woman and the two were inquiring about Mr. Cudmore's accounts and beneficiaries. Mr. Lamberson recognized the woman's name as a former coworker of his stepfather and friend of the Cudmores. 1 Mr. Lamberson immediately called his stepfather, who admitted being with his friend but denied being at Edward D. Jones.

The next day, Mr. Cudmore told Mr. Lamberson that his friend had taken him to a lawyer's office to draft new estate planning documents and powers of attorney.

1 The friend was not accused of any wrongdoing in the guardianship proceeding.

No. 32206-8-111 In re Guardianship of Cudmore

Concerned that Mr. Cudmore lacked capacity to take these actions and needed Mr. Lamberson's help to manage his and Mrs. Cudmore's affairs, Mr. Lamberson consulted a lawyer and on July 12 commenced this action to establish a guardianship. He asked to be appointed guardian in light of what he claimed had been a positive history with his stepfather and his familiarity with assets and expenses he had handled since 2008. An ex parte order was issued appointing C. Wayne May to serve as guardian ad litem.

On the eve of a hearing in the guardianship proceeding set for July 19, Mr. May moved the court to appoint attorney Rachel Woodard to represent Mr. Cudmore. On the same day, John Bolliger petitioned to be appointed Mr. Cudmore's attorney, informing the court that he already represented Mr. Cudmore on estate planning matters, having had an initial consultation with him a couple of weeks earlier, on July 2. In a seven page declaration, Mr. Bolliger testified he had prepared new estate planning documents for Mr. Cudmore and explained why he was confident Mr. Cudmore had the testamentary capacity to make changes to his estate plan.

At the hearing the next day, Mr. Lamberson's lawyer told the court that Edward D.

Jones personnel had been presented with a new power of attorney from Mr. Cudmore, appointing Mr. Bolliger his attorney in fact. He said that Edward D. Jones personnel threatened to interplead Mr. Cudmore's assets unless it could get an agreement about authority from Mr. Lamberson and Mr. Bolliger or, alternatively, a court order

No. 32206-8-111 In re Guardianship of Cudmore

identifying who could act on Mr. Cudmore's behalf. The court announced it would appoint Mr. May to handle Mr. Cudmore's financial affairs for the time being.

When the competing petitions for appointment of Ms. Woodard or Mr. Bolliger to act as Mr. Cudmore's lawyer in the guardianship were addressed, Mr. Lamberson's lawyer stated that Mr. Bolliger's appointment was not appropriate under RPC 3.7, "as Mr. Bolliger, ifhe was not already a key witness in this case, has certainly by his actions of his declaration become absolutely a key witness." Report of Proceedings (RP) (July 19, 2013) at 9.

Responding, Mr. Bolliger handed the court a copy ofRCW 1 l.88.045(1)(a), which states in part, "Alleged incapacitated individuals shall have the right to be represented by willing counsel of their choosing at any stage in the guardianship proceedings." He told the court, "Mr. Cudmore chooses me." RP (July 19, 2013) at 10. When the court asked Mr. Bolliger to respond to the argument that he was a witness and could not serve under the rules of professional conduct, Mr. Bolliger answered that any evidence he could provide as a witness was "pretty minor," although he conceded he had prepared the new estate planning documents and had replaced Mr. Lamberson as Mr. Cudmore's attomey- in-fact. Id. (July 19, 2013) at 12.

Given the opportunity to reply, Mr. Lamberson's lawyer argued, "there are times ... when the participation of a witness in a case will be so substantial that there is no way

No. 32206-8-111 In re Guardianship of Cudmore

that they can provide effective representation .... Mr. Bolliger is not some [prescient] witness[,] he is one of the core players." Id. (July 19, 2013) at 18.

The court orally ruled that it would appoint Ms. Woodard to represent Mr.

Cudmore, adding, "At some point later perhaps Mr. Bolliger you might be involved I don't know as a witness or perhaps as the attorney with other motions and briefing but at this point I'm going to appoint Rachel Woodard." Id. (July 19, 2013) at 20. Mr. Bolliger asked the court to indicate on its order appointing Ms. Woodard, "that you have heard and denied my petition to have me appointed as counsel." Id. (July 19, 2013) at 21. The trial court obliged, adding the handwritten ruling, "John Bolliger's motion for appointment as Mr. Cudmore's counsel is denied." Clerk's Papers (CP) at 21.

On July 22, Mr. Bolliger moved for reconsideration, renewing his request that he be appointed to represent Mr. Cudmore. His motion repeated facts earlier offered in support of his appointment, adding, "Mr. Bolliger is not planning to offer himself as a witness at trial in this case-regarding Mr. Cudmore's mental capacity at any given time (or regarding any other matter)." CP at 27. He argued that the prospect of his being a witness is "merely speculative." CP at 30. He argued that based on RCW 11.88.045(l)(a), it was Mr. Cudmore's "unqualified right" to choose which attorney would represent him, and Mr. Cudmore wanted Mr. Bolliger. CP at 28 (boldface in original). Finally, he argued that the trial court had never entered the findings required to justify disqualification. In concluding, he asked that if the court denied the motion, it

No. 32206-8-111 In re Guardianship of Cudmore

make "the findings required by CR 54(b) for certifying this attorney disqualification issue for immediate appeal." CP at 32. 2 The trial court denied the motion for reconsideration on July 24. 3 Although a lawyer can seek discretionary review of a disqualification order under RAP 2.3, e.g., In re Estate ofBarovic, 88 Wn. App. 823, 826, 946 P.2d 1202 (1997); American States Insurance Co. v. Nammathao, 153 Wn. App. 461,465, 220 P.3d 1283 (2009), no motion for discretionary review was filed by Mr. Bolliger.

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