In Re the Guardianship & Conservatorship of Liggett

327 N.W.2d 779
CourtCourt of Appeals of Iowa
DecidedNovember 8, 1982
Docket2-67768
StatusPublished
Cited by2 cases

This text of 327 N.W.2d 779 (In Re the Guardianship & Conservatorship of Liggett) is published on Counsel Stack Legal Research, covering Court of Appeals of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re the Guardianship & Conservatorship of Liggett, 327 N.W.2d 779 (iowactapp 1982).

Opinion

*780 SNELL, Judge.

In December 1979 Ted L. Liggett and Clara Liggett, husband and wife,- filed a voluntary petition for appointment of a conservator and guardian. Samuel R. Cox, appellant, was subsequently appointed to serve as conservator and guardian for the Liggetts. At the time of appointment, the Liggetts were in their early seventies and the couple owned some farm land. Ted Liggett has been in the farming business all his life and the couple appeared to be in normal health.

In February 1981, Cox applied for court permission to be compensated for services rendered the wards. A court order entered in March 1981 approved the application and Cox was awarded approximately $2600.

The Liggetts filed an application to terminate the conservatorship and guardianship in August 1981, which the court granted the following month. On October 12, 1981, Cox submitted a final report and requested fees of $17,676.43 for services rendered during the conservatorship and guardianship. After notice and hearing, the court denied Cox’s fee claim of $17,-676.43 and in addition ordered Cox to return the $2600 awarded in March 1981. From this ruling Cox appealed.

I. Scope of Review

Iowa Code § 633.10(3) provides that “[t]he district court sitting in probate shall have jurisdiction of ... the administration, settlement and closing of conservatorships and guardianships.” Section 633.33 then provides:

Actions to set aside or contest wills, for the involuntary appointment of guardians and conservators, and for the establishment of contested claims shall be triable in probate as law actions, and all other matters triable in probate shall be tried by the probate court as a proceeding in equity.

The instant case does not involve a will contest, the involuntary appointment of guardian and conservators, or the establishment of contested claims. Thus, as provided by section 633.33, the present action is one in equity. An action in equity is reviewed de novo. Iowa R.App.P. 4. Our review will accordingly be so conducted. See also In re Simon’s Estate, 288 N.W.2d 549, 551 (Iowa 1980) (appeal involving propriety of amount of fee allowed executor reviewed de novo); In re Wiese’s Estate, 257 N.W.2d 1, 3 (Iowa 1977) (trial court’s determination on objection to executor’s final report reviewed de novo); In re Guardianship of Sams, 256 N.W.2d 570, 572 (Iowa 1977) (proceeding to terminate guardianship and conservatorship reviewed de novo); In re Wilson’s Estate, 202 N.W.2d 41, 42 (Iowa 1972) (guardian-conservator’s challenge to trial court’s order involving administrative costs, fees, and expenses reviewed de novo).

II. Denial of March 1981 Claim

A. Procedure

The record reveals that the March 1981 order awarding $2600 to Cox was obtained without notice and hearing. This order was subsequently in substance set aside by another judge reviewing the final report and fee claim in October 1981. Cox claims that this “reversal” is error because “[tjhere is no authority under the Rules of Civil Procedure or the Probate Code for one Trial Court Judge to set aside a claim approved by another Trial Court Judge.”

Iowa Code § 633.36 (1981) provides that “[a]ll orders and decrees of the court sitting in probate are final decrees as to the parties having notice and those who have appeared without notice.” See generally In re Myers’ Estate, 269 N.W.2d 127, 128 (Iowa 1978) (trial court’s order fixing executor’s fees was final and appealable with respect to executor who had notice). However, “[a]ll orders entered without notice or appearance are reviewable by the court at any time prior to the entry of the order approving the final report.” Iowa Code § 633.37 (1981). In the case at bar, the guardian-conservator’s final report was filed on October 12, 1981. On October 22, 1981, the probate court after hearing ordered the guardian-conservator to return the $2600 *781 awarded him by the March 1981 order. 1 Cox’s final report was then approved on October 29, 1981. 2 The October 22, 1981, order that “reversed” the March 1981 ex parte order was entered before approval of the final report and was therefore proper and permissible under section 633.37. Cox’s argument is without merit.

B. Denial of Claim

Iowa Code § 633.661 (1981) provides in part:

If the conservator is a creditor of the ward, he shall file his claim as other creditors, and the court shall appoint some competent person as temporary conservator to represent the ward at the hearing on the conservator’s claim.

In the instant case, the court in issuing its ex parte March 1981 order did not appoint “some competent person as temporary conservator to represent the ward at the hearing on the conservator’s claim” as required by section 633.661. We therefore agree with the trial court that failure to follow the section 633.661 procedure requires Cox to restore $2600 to the wards. To hold otherwise would render section 633.661 inoperative and be contrary to legislative mandate. The trial court’s order is therefore affirmed.

III. Compensation

Cox’s final report contains, inter alia, a notebook with approximately one hundred hand-written pages detailing his activities from December 11, 1979, to October 8, 1981. The report claims that $17,-676.43 is due Cox for services as the Lig-getts’ conservator and guardian. The trial court denied Cox’s claim in its entirety, finding that Cox has “cajoled, threatened, frightened, bullied, and abused two fine elderly persons” and that Cox has willfully, recklessly, and in bad faith mismanaged the wards’ property. Cox contends that the trial court’s ruling was arbitrary and unreasonable and that he is entitled to the full amount claimed.

Iowa Code § 633.200 (1981) provides that “[t]he court shall allow and fix from time to time compensation for fiduciaries ... for such services as they shall render.” See also Iowa Code § 633.3

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Bluebook (online)
327 N.W.2d 779, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-guardianship-conservatorship-of-liggett-iowactapp-1982.