In re the Estate of Zalaznick

84 Misc. 2d 715, 375 N.Y.S.2d 522, 1975 N.Y. Misc. LEXIS 3204
CourtNew York Surrogate's Court
DecidedNovember 6, 1975
StatusPublished
Cited by11 cases

This text of 84 Misc. 2d 715 (In re the Estate of Zalaznick) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Zalaznick, 84 Misc. 2d 715, 375 N.Y.S.2d 522, 1975 N.Y. Misc. LEXIS 3204 (N.Y. Super. Ct. 1975).

Opinion

Bertram R. Gelfand, J.

In this proceeding to settle the account of the now deceased executrix of this estate, objections have been interposed seeking to surcharge the executrix. The executrix appears in this proceeding by her executors. In response to the objections, they have served and filed a document labeled "cross petition.” This paper was served by mail upon the firm of attorneys who represented the deceased executrix during the period she served as fiduciary. The paper has also been similarly served upon an individual member of that firm who is also a residuary legatee in the estate. The gravamen of this cross petition is that any improper acts by [717]*717the executrix which result in a surcharge were caused by the legal malpractice of the firm of attorneys and the individual attorney to whom the cross petition was mailed and that these attorneys should indemnify her estate for any surcharges that may be imposed.

The present application before the court is a motion by the attorneys named as respondents to dismiss the cross petition on the grounds that this court lacks subject matter jurisdiction over a third-party malpractice action, that there is no such pleading as a cross petition in the Surrogate’s Court, and that the manner of service of this pleading failed to confer personal jurisdiction over them.

The Constitution of the State of New York mandates that "[t]he surrogate’s court have jurisdiction over all actions and proceedings relating to the affairs of decedents, probate of wills, administration of estates and actions and proceedings arising thereunder or pertaining thereto, guardianship of the property of minors, and such other actions and proceedings, not within the exclusive jurisdiction of the supreme court, as may be provided by law. The surrogate’s court shall exercise such equity jurisdiction as may be provided by law.” (NY Const, art VI, § 12, subds d, e.) The only type of case which the Surrogate’s Court is constitutionally precluded from exercising jurisdiction over because it is within the exclusive jurisdiction of the Supreme Court is a crime prosecuted by indictment (NY Const, art VI, § 7, subd a). The Legislature has "provided by law” that the Surrogate’s Court with one exception shall have jurisdiction to the full extent permitted by the Constitution over the affairs of the decedents and the administration of estates (SCPA, §§ 201, 209). The single statutory exception is that the Surrogate’s Court was specifically not granted jurisdiction over inter vivos trusts (SCPA, § 209, subd 4).

SCPA 201 (subd 3) expressly provides that the Surrogate’s Court has power to "determine all questions, legal or equitable, arising between any or all of the parties to any action or proceeding, or between any party and any other person having any claim or interest therein, over whom jurisdiction has been obtained as to any and all matters necessary to be determined in order to make a full, equitable and complete disposition of the matter.” (See, also, SCPA 209, subds 4, 9.) Even prior to the adoption of the present pertinent constitutional and statutory provisions, Surrogates, in the exercise of [718]*718their inherent jurisdiction over estates, have been called upon to determine matters usually tried in the Supreme Court when the determination of such an issue was incidental to a proceeding normally before the Surrogate’s Court. In the exercise of this jurisdiction, under certain circumstances, Surrogates have even determined estate claims involving inter vivos trusts (Matter of Bourne, 4 Misc 2d 610; Matter of Coyle, 200 Misc 421; Matter of McCoy, 157 Misc 281; Matter of Sweeney, 155 Misc 461; Matter of Koehler, 134 Misc 532; Matter of Ehlers, 133 Misc 424; cf. Matter of Lachlan, 16 Misc 2d 80, revd 8 AD2d 635). In Matter of Raymond v Davis (248 NY 67, 72), Judge Cardozo, in holding that a Surrogate as an incident to the claim of a surviving partner to share in the estate, could order the liquidation of the partnership, stated: " 'Concentration of jurisdiction as to decedents’ estates’ (per Foley, S., in Matter of Haigh, supra) is the purpose clearly revealed in the statutory scheme. 'The State has empowered surrogates in unmistakable language, and it is not the function of the courts to discover or to fashion reasons for thwarting the manifest policy’ (per Thomas, J., in Matter of Coombs, 185 App. Div. 312, 314). To remit the claimant to another forum after all these advances and retreats, these reconnaissances and skirmishes, would be a postponement of justice equivalent to a denial. If anything is due him, he should get it in the forum whose aid he has invoked.”

In interpreting this broad constitutional and statutory jurisdictional mandate, my learned colleague, Surrogate Midonick, recently held in Matter of Young (80 Misc 2d 937), that even independent of any other proceeding, the Surrogate’s Court had jurisdiction over an action for breach of a royalty contract entered into by the decedent. He further held that, since the disposition of the substantial claim at issue was crucial to the administration of the estate, the Surrogate’s Court was the most appropriate forum in which to litigate the issues.

To prevent a multiplicity of actions involving the same parties, circumstances, or facts, the CPLR permits both cross claims and third-party practice seeking indemnification (CPLR 3011, 3019, subd [b]; 1007). The SCPA states that, "The CPLR and other laws applicable to practice and procedure apply in the surrogate’s court except where other procedure is provided by this act” (SCPA 102).

In order to effectively administer justice, it is incumbent upon the Surrogate’s Court to exercise its constitutional juris[719]*719diction to the broadest extent. The proper administration of justice mandates the pursuit of procedures which will allow the most expeditious and economic litigation of issues possible. To achieve this, both fragmentation and a repetition of testimony must be zealously avoided, if both litigants and the court system generally are not to bear unconscionable burdens and costs resulting from having the same witnesses repeat the same testimony in separate trials of related issues. Much of the testimony pertinent to a claim of malpractice is also germane to the issue of counsel fees which must be determined in the accounting proceeding. The avoidance of third-party practice in the instant case would impose upon all of the parties unjustified fragmentation of the proceeding and unnecessary repetition of testimony. The breadth of the jurisdiction granted to the Surrogate’s Court, together with the powers incidental thereto, compels the use of third-party practice in the Surrogate’s Court when the same can resolve an issue which is intertwined with an issue before this court (see 1972 Supplemental Practice Commentary, McKinney’s Cons Laws of NY Book 58A, SCPA 201).

To attach any great significance to the title which the cross petitioner chose to place on the paper he utilized to apprise his adversary of the issues and bring these issues before the court, would be a gross misplacement of emphasis in an era of grossly over-crowded court calendars in which the ravages of inflation have, along with all other expenses, ballooned the cost of litigation to those who seek to have their rights peaceably settled by the rule of law. The essential function of a pleading is to clearly apprise an adverse party of the allegations he must meet so that he may prepare an adequate defense. In the instant matter, the cross petition meets this test.

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Bluebook (online)
84 Misc. 2d 715, 375 N.Y.S.2d 522, 1975 N.Y. Misc. LEXIS 3204, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-zalaznick-nysurct-1975.