In re the Estate of Winslow

151 Misc. 298, 272 N.Y.S. 829, 1934 N.Y. Misc. LEXIS 1427
CourtNew York Surrogate's Court
DecidedApril 26, 1934
StatusPublished
Cited by4 cases

This text of 151 Misc. 298 (In re the Estate of Winslow) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Winslow, 151 Misc. 298, 272 N.Y.S. 829, 1934 N.Y. Misc. LEXIS 1427 (N.Y. Super. Ct. 1934).

Opinion

Howell, S.

The petition alleges in substance that by the will of the decedent her residuary estate was left to trustees for the benefit of her daughter, Marguerite Winslow Little, during her life and upon the death of said daughter to be divided equally between her heirs at law and next of kin; that the executors of the decedent upon their accounting and in accordance with the decree settling the same, paid over the sum of approximately $145,000 to the respondent as trustee; that Marguerite Winslow Little, the fife beneficiary of the trust, died on March 21, 1926; that her heirs at law and next of kin are her sons, consisting of the petitioner and one Winslow Little; that the respondent trustee has paid the said Winslow Little $50,000 or upwards, but that he has paid the petitioner nothing and refuses to do so or to account; and the petitioner seeks to compel the trustee to account.

[299]*299Upon such a state of facts the surrogate would have unquestioned jurisdiction to compel the respondent to account as testamentary trustee upon the application of the petitioner, a person concededly interested.

However, in addition to the facts above set forth, the petitioner further alleges in substance in his petition that on or about May 4, 1929, he was induced by the respondent trustee to execute and deliver to him a sealed agreement or release, releasing and discharging the respondent with respect to the petitioner’s distributive share in the decedent’s estate and of and from any and all claims arising out of the respondent’s trusteeship; he further alleges in substance that such release was improperly procured from him without consideration and under circumstances which would impel a court of equity to set it aside. The relief he seeks is the vacating and setting aside of the release and a decree requiring the respondent trustee to file his accounts and have them judicially settled.

The respondent trustee by his answer questions the jurisdiction of the court, asserting that the surrogate is without power or jurisdiction in such a proceeding to vacate and set aside the release. He contends in substance that because of the release the petitioner is not in a position to compel the respondent to account as trustee and may not, therefore, institute a proceeding for compulsory accounting until he has first succeeded in having the release set aside by action in equity in the Supreme Court.

Counsel have diligently briefed this question and brought to the attention of the court the many decisions affecting the subject. In considering the authorities it must be borne in mind that decisions upon the question prior to the 1914 revision of the statute are no longer of binding effect, but are of value only as showing the historical trend which has resulted in the broadening of the jurisdiction of the surrogate. The same is true to a lesser extent of the decisions following the 1914 revision but antedating the 1921 amendment. In 1914 the jurisdiction of the surrogate was for the first time broadly extended by the enactment of section 2510 of the Code of Civil Procedure, as follows: “ Each surrogate must hold, within his county, a court, which has, in addition to the powers conferred upon it, or upon the surrogate, by special provision of law, jurisdiction, as follows:

To administer justice in all matters relating to the affairs of decedents, and upon the return of any process to try and determine all questions, legal or equitable, arising between any or all of the parties to any proceeding, or between any party and any other person having any claim or interest therein who voluntarily appears in such proceeding, or is brought in by supplemental citation, as to [300]*300any and all matters necessary to be determined in order to make a full, equitable and complete disposition of the matter by such order or decree as justice requires.”

This, however, was followed immediately by the words, “ and in the cases and in the manner prescribed by statute,” following which the powers of the surrogate were expressly prescribed in eight subdivisions.

Although the statute thus broadly empowered the surrogate to try and determine all questions, legal or equitable, and to make full, equitable and complete disposition of the matter before him, nevertheless the courts were at first inclined to hold that such broad power was restricted by the subsequent specific provisions. (See Matter of Holzworth, 166 App. Div. 150 [2d Dept.]; affd., 215 N. Y. 700; Matter of Herman, 178 App. Div. 182 [2d Dept.]; affd., 222 N. Y. 564; Matter of Mondshain, 186 App. Div. 528 [1st Dept.].)

In the Holzworth and Herman Cases (supra) the Second Department expressly held that the broad grant of power and jurisdiction to the surrogate, contained in the second paragraph of the Code of Civil Procedure, section 2510, was restricted and limited to the matters contained in the eight subdivisions following such paragraph. Such also was the decision of the First Department in Matter of Mondshain (supra), a case in many respects quite similar to the instant case. In the Mondshain Case (supra) there was involved a discovery proceeding in which it was alleged that moneys had been transferred by the decedent to the respondent and that the respondent refused to disclose the same; but further alleged also that the petitioner had executed and delivered to the respondent a general release, under seal, but that such release had been induced by fraud. Referring to the question of jurisdiction under the Code of Civil Procedure, section 2510, the court held that while the section begins with a broad general grant of equity powers it is immediately followed by the words, and in the cases and in the manner prescribed by statute,” followed immediately by the eight subdivisions prescribing the cases. The court, therefore, followed the decision in the Holzworth Case (supra) to the effect that the general phrases in the statute yielded to the particular specifications and that consequently the surrogate could exercise equity jurisdiction only in the particular cases specified which did not include the setting aside of a release on the ground of fraud.

Shortly following the foregoing decisions, however, the same courts, namely, the First and Second Departments, as well as some of the surrogates, applied a more liberal rule of construction.

Thus, in Matter of Coombs (185 App. Div. 312), the Appellate Division in the Second Department, without reference to the [301]*301Holzworth or Herman Cases (supra), sustained the jurisdiction of the surrogate under the Code of Civil Procedure, sections 2510 and 2681, upon a judicial settlement of an estate, to hear and determine a rejected claim to the effect that at his death the testator had, or should have had, property which he was bound to dispose of or transmit by will to the claimant, and said (p. 314): The language is so comprehensive that in association with section 2681 it sweeps away all constraints upon the surrogate’s jurisdiction, and the necessity of multiplying remedies in the distribution and transfer of a decedent’s property to whomsoever it belongs or should be delivered. The policy of securing unity of administration of a decedent’s estate should result in expedition and thrift, and demands varied and highly informed judicial capacities. The State has empowered surrogates in unmistakable language, and it is not the function of the courts to discover or to fashion reasons for thwarting the manifest policy.”

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Bluebook (online)
151 Misc. 298, 272 N.Y.S. 829, 1934 N.Y. Misc. LEXIS 1427, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-winslow-nysurct-1934.