In re the Estate of Williams

26 Misc. 3d 680
CourtNew York Surrogate's Court
DecidedDecember 3, 2009
StatusPublished
Cited by1 cases

This text of 26 Misc. 3d 680 (In re the Estate of Williams) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Williams, 26 Misc. 3d 680 (N.Y. Super. Ct. 2009).

Opinion

OPINION OF THE COURT

Lee L. Holzman, J.

The issue presented in this motion is whether the decedent’s alleged posthumous nonmarital son is entitled to posthumous DNA testing, utilizing tissue already in the possession of the New York City Medical Examiner, in order to establish his right to inherit from the decedent under EPTL 4-1.2 (a) (2). This appears to be a case of first impression in that the request for testing is made on behalf of a posthumous child.

The decedent died intestate on May 28, 2008, allegedly as a result of a homicide. The movant is the mother and guardian of the property of the alleged posthumous child who was born on September 26, 2008. The respondent, the decedent’s brother, is the guardian of the property of two other nonmarital infant sons who have different mothers and who were born prior to the decedent’s death, and he recognizes them as distributees entitled to inherit from the decedent. The respondent opposes the motion.

The movant and the respondent previously stipulated that letters of temporary administration would issue to the respondent, that this motion is to be determined by the court without a hearing, and, if granted, the movant is to pay for the cost of any testing (Estate of Williams, NYLJ, July 10, 2009, at 34, col 3). The New York City Office of the Chief Medical Examiner acknowledges that it possesses tissue samples of the decedent that can be used for DNA testing, and informed the court that it takes no position with respect to the pending motion and will comply with any duly issued order of the court.

In support of her motion, the movant submits an affidavit alleging that she and the decedent were involved in an intimate relationship that began in 2003 and continued until the decedent’s death. Although the decedent, in accord with the position he took when she was previously pregnant, initially suggested that she terminate her last pregnancy, he changed his mind. Thereafter, the decedent acknowledged that he was the [682]*682father of her son, he supported her during her pregnancy, he accompanied her to two prenatal appointments, and at least one of his friends learned of her pregnancy from the decedent. Attached to her moving papers are numerous pictures of herself and the decedent at social gatherings involving her coworkers and family.

The movant contends that because her son was born four months after the decedent’s death, she is entitled to posthumous DNA testing to establish her son’s right to inherit under EPTL 4-1.2 (a) (2) (C) and that, at this juncture of the proceeding, she is not required to produce any proof of the second prong of that provision; namely, that the decedent openly and notoriously acknowledged the child as his own (see Matter of Morningstar, 17 AD3d 1060 [2005]). In the alternative, she argues that if she is required to present “some evidence” of an open and notorious acknowledgment by the decedent in order to obtain posthumous DNA testing, her affidavit fulfills this requirement (see Matter of Poldrugovaz, 50 AD3d 117 [2008]). Furthermore, the movant opines that if DNA testing shows that the decedent is the father of her child, the posthumous child cannot be required, at any stage of the proceeding, to establish that the decedent openly and notoriously acknowledged him in order to inherit from the decedent under EPTL 4-1.2 (a) (2), as such a burden is legally and factually impossible to meet given the timing of the child’s birth.

The respondent essentially contends that, by definition, a posthumous nonmarital child would never be able to meet the prong of EPTL 4-1.2 (a) (2) (C) requiring an open and notorious acknowledgment by the decedent, who did not live long enough to acknowledge a child not yet born. The respondent also argues that the movant’s self-serving affidavit contains statements that would be inadmissible at a hearing and, in any event, is insufficient to establish an open and notorious acknowledgment by the decedent.

At first blush, and in the absence of any precedent, it would appear that the movant might rely upon clause (D) of EPTL 4-1.2 (a) (2) instead of clause (C) in support of her application for posthumous DNA testing, as clause (D) provides that non-marital children may inherit from their father where “a blood genetic marker test had been administered to the father which together with other evidence establishes paternity by clear and convincing evidence.” On the other hand, the two-pronged test to establish inheritance rights under clause (C) requires a party [683]*683to prove paternity by clear and convincing evidence and show that the father openly and notoriously acknowledged the child as his own.

Apparently, the reason that the movant did not seek posthumous DNA testing under clause (D) is that the first two times the issue was raised before appellate courts, the requests for testing under clause (D) were denied on the ground that the use of the past tense in the statutory language, stating that the test “had been administered to the father” (emphasis added)., reflects a legislative intent that the test be administered prior to the father’s death (Matter of Sekanic, 229 AD2d 76 [1997]; Matter of Janis, 210 AD2d 101 [1994]). It is noted that in both of those cases the testing could not have been performed without the exhumation of the decedent and, in dicta, each court stated that even if posthumous testing was permissible under clause (D), the law governing the exhumation of bodies would dictate that the application be denied.

In contrast, where posthumous DNA testing could be performed without the disinterment of the decedent, applications for testing under clause (C) were successful. In Matter of Morningstar (17 AD3d at 1060) the Appellate Division, Fourth Department, held that alleged nonmarital children were entitled to posthumous DNA testing to establish their inheritance rights under EPTL 4-1.2 (a) (2) (C). Furthermore, that court held that even though the DNA testing would establish only the paternity prong of clause (C), and that to prevail at the trial the nonmarital children would have to establish both paternity and show an open and notorious acknowledgment, “there is no basis in the language of the statute ... for requiring [them] to demonstrate first that decedent openly and notoriously acknowledged them as his children before DNA testing may proceed” at the pretrial stage of the proceeding (id. at 1060-1061). Thus, in essence, the position of the Fourth Department is that, as is the case with other disclosure demands, pretrial DNA testing should be allowed where the testing is material and necessary in the prosecution or defense of an action (see CPLR 3101 [a]).

In Matter of Davis (27 AD3d 124 [2006]), the Appellate Division, Second Department, held that although posthumous DNA testing could be used to establish paternity under clause (C), the testing would not be allowed unless the nonmarital child first presented clear and convincing proof of an open and notorious acknowledgment. Two years later, in Matter of Poldrugovaz (50 AD3d at 118), the Second Department modified the Davis [684]*684rule and held “that a court may grant a pretrial motion for posthumous genetic marker testing when the applicant provides some evidence” to fulfill the open and notorious prong of clause (C) and the testing “is reasonable and practical under the totality of the circumstances” (emphasis added).

Although Matter of Poldrugovaz

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Bluebook (online)
26 Misc. 3d 680, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-williams-nysurct-2009.