In re the Estate of Thomas

140 Misc. 446, 251 N.Y.S. 726, 1931 N.Y. Misc. LEXIS 1575
CourtNew York Surrogate's Court
DecidedMay 29, 1931
StatusPublished

This text of 140 Misc. 446 (In re the Estate of Thomas) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Thomas, 140 Misc. 446, 251 N.Y.S. 726, 1931 N.Y. Misc. LEXIS 1575 (N.Y. Super. Ct. 1931).

Opinion

O’Brien, S.

This is a contested probate proceeding. It was tried without a jury. The decedent died on January 30, 1930, leaving him surviving as his next of kin two sons and two daughters, namely, George P. Thomas, Charles A. Thomas, Margaret McCormick and Kathryn T. Hicks.

A will dated July 31, 1929, and a codicil dated November 8, 1929, were offered for probate. The validity of these instruments is attacked by the two sons of the decedent and his daughter Margaret McCormick. They object to their probate on the grounds (1) that the instruments were invalidly executed; (2) that the decedent lacked testamentary capacity, and (3) that they were executed through the exercise of undue influence on the part of decedent’s daughter Kathryn T. Hicks, and her husband, Charles M. Hicks.

The provisions of the will are in substance as follows:

By the 2d paragraph the decedent bequeathed to his daughter Kathryn T. Hicks all his jewelry, automobiles, clothing and personal effects of every nature and description.

By the 3d paragraph he created a trust fund of $120,000 for ■ the life of his son Charles A. Thomas, with remainder upon his death to the children of Charles A. Thomas then surviving and to the surviving issue of any deceased child.

[447]*447By paragraph 4 he authorized and directed his executors to permit his daughter Kathryn T. Hicks and her family to occupy the two suites of apartments in 110 Riverside drive, New York city, then occupied by him, until the expiration of the leases of such apartments, without payment by her of any rent.

By paragraph 5 he devised and bequeathed the remainder of his estate to his executors, in trust, to be divided into as many shares as he had children surviving (other than his son Charles M. Thomas and bis issue), with the income of each share to be applied to the use of his children during their respective fives, and with power to each child to appoint by will the remainder of his or her share.

By paragraph 6 he directed that his estate shall be bound by the provisions of an agreement entered into by him vñth his son-in-law, Charles M. Hicks, dated November 2, 1928, relating to the purchase and sale of securities upon joint account then conducted with the brokerage houses of Parrish & Co. and Campbell, Starring & Co.

The remaining provisions of the will dealt with the powers and duties of his executors and trustees. He appointed his friend Edwin T. Rice and the Chemical Bank and Trust Company executors and trustees, without security.

By his codicil the decedent modified paragraph “ second of his will by directing that in no event should the bequest to his son Charles A. Thomas exceed one-fourth of his residuary estate, and that if the sum of $120,000 bequeathed in his will in trust for such son should exceed such one-fourth of his residuary estate, it should abate to such proportion.

Then by paragraph 2 of his codicil he provided as follows: By the sixth article of my will I directed that my estate should be bound by the provisions of an agreement entered into by me with my son-in-law Charles M. Hicks, dated November 2. 1928, relating to the purchase and sale of securities upon joint account. Since the execution of my will the said joint account business has been transferred to the firms of Baker, Winans & Harden and Charles D. Barney & Co. I direct that my estate shall be bound by the provisions of said agreement and that my son-in-law Charles M. Hicks shall be permitted to extend the period for the liquidation of said account, not exceeding one year beyond the time permitted in said agreement.” (Italics mine.)

In all other respects he ratified, approved and confirmed the provisions of the will.

The trial of this contest was protracted. A mass of testimony and exhibits was offered.

After extended consideration I have reached the conclusion that [448]*448the instruments offered for probate as the last will and codicil of the testator should be denied probate. The proponents have failed to meet the burden imposed, upon them, of establishing the testamentary capacity of the testator. On the other hand, the testimony is replete with acts and circumstances supporting the burden which the contestants have, I hold, successfully sustained of proving undue influence and fraud exercised upon the testator by Mr. and Mrs. Hicks.

It is unnecessary to relate the many and detailed items of evidence adduced at the trial. Suffice it to state, in substance, the picture conceived by me from the testimony of the various witnesses appearing at the trial and the documentary proofs submitted which induced me to make the determination above stated.

I. (1) Dealing first with the question of testamentary capacity, the testimony of the physicians and nurses who attended decedent show that decedent was an aged and feeble man suffering from many serious physical ailments and from mental infirmity and incapacity. (2) At the time of his death he was in his eighty-first year. His wife had died in 1920. After his wife’s death his daughter Kathryn T. Hicks, her husband, Charles M. Hicks, with their son Mercer and a daughter came to.live with the decedent in his ten-room apartment at No. 190 Riverside drive, New York city. (3) The decedent was for a great many years president of the American Dyewood Company and a member of its board of directors. In January of 1928 he resigned as.president of said company due to ill health and the following year he terminated his membership in the directorate. His activities in business practically ceased entirely in 1928. About a year later the decedent leased a twenty-two-room apartment at the same address, 190 Riverside drive, which was furnished at the expense of the decedent who also bore the household expenses of which Hicks was to pay one-half. The Hicks family continued to live with the decedent until he died. (4) While in Atlantic City in 1922 or 1928, the decedent was stricken with a serious ailment and an operation was performed upon him. It seemed at that time that prostate trouble was approaching. He began to have the care of doctors and nurses. He showed the marks of age and of time. He was a very sick man. In 1926 a Dr. Krugler was called to treat the decedent. He attended him continuously from then until the time of his death, except during a period in 1929 when the decedent and the Hicks family were spending the summer at Rye, N. Y. A number of physicians were at various times called in as consultants. When first examined in 1926, the testator was suffering from chronic myocarditis and arterio sclerosis, and from chronic hypertrophy of the prostate gland. According to [449]*449the testimony of Dr. Krugler, from 1926 on the myocarditis and prostatitis increased. In May of 1929 Dr. Krugler attended the decedent on * twenty-three separate occasions. In June of that year he attended him on four separate occasions. (5) About the middle of June Dr. Vosburgh was called to treat the decedent at Rye, N. Y. He found that he was suffering from retention of urine and an enlarged prostate; that he was also suffering from arterio sclerosis, from asthmatic attacks and from edema of the lungs. On cross-examination he testified that the decedent had chronic myocarditis and that myocarditis together with prostatitis made him a very sick man; that the decedent also had nephritis;

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Bluebook (online)
140 Misc. 446, 251 N.Y.S. 726, 1931 N.Y. Misc. LEXIS 1575, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-thomas-nysurct-1931.