In re the Estate of Swett

52 A.D.2d 330, 383 N.Y.S.2d 770, 1976 N.Y. App. Div. LEXIS 12024
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 28, 1976
StatusPublished
Cited by4 cases

This text of 52 A.D.2d 330 (In re the Estate of Swett) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Swett, 52 A.D.2d 330, 383 N.Y.S.2d 770, 1976 N.Y. App. Div. LEXIS 12024 (N.Y. Ct. App. 1976).

Opinion

Marsh, P.J.

These are appeals from an amended decree of [331]*331Surrogate’s Court which construed the will of Margaret E. Swett, deceased, upon the application of the executor.

The will of deceased Margaret E. Swett who was survived by a maternal aunt, Marion Crissy Hartsen, a maternal uncle, William L. Crissy, and a cousin, Helen S. Shea, provided in such part pertinent to this appeal that:

"Thirteenth: All the rest, residue and remainder of my property, both real, personal and mixed and wherever situate, I give, devise and bequeath to my Trustee hereinafter named, in trust, however, for the following purposes: to hold, manage and control said trust fund, invest and re-invest the same and pay out of the net income (and out of the principal to the extent that the net income shall be insufficient) an annuity of Twelve Hundred Dollars ($1200.00) per year in monthly installments to my said cousin, Helen S. Shea, so long as she shall live; if in any fiscal year commencing with the date of my death, the net income of the trust shall exceed the amount, required to pay the annuity, such excess income shall be added to the principal of the trust fund to be held, and administered and distributed as herein provided. Upon the death of my cousin, Helen S. Shea, the entire balance remaining of the trust fund, if any, shall be distributed as part of my residuary estate.

"Until the trust fund shall be established as above provided, I direct my executor to pay the annuity in monthly installments out of the net income and, to the extent necessary, out of the principal of my residuary estate.

"Fourteenth: All the rest, residue and remainder of my estate both real, personal and mixed and wherever situtate, I give, devise and bequeath as follows:

"A. To Elmira College, Elmira, New York the sum of Fifteen Thousand Dollars ($15,000.00) for a memorial to be known as 'The Margaret E. Swett Memorial Fund’, the income of which shall be used to establish one or more scholarships for a needy and deserving student or for needy and deserving students to be awarded in the discretion of the Trustees of the College or in accordance with any established plan of the College for the granting and awarding of scholarship assistance.
"B. The balance, if any, to be distributed as follows:
"1. Two Thousand Dollars ($2000.00) to the American Cancer Society.
[332]*332"2. One Thousand Dollars ($1000.00) to the Heart Association.
"3. Two Thousand Dollars ($2000.00) to the Rochester Community Chest.
"4. Five Thousand Dollars ($5000.00) to the Trustees of the Masonic Hall and Asylum Fund.
"5. Five Thousand Dollars ($5000.00) to the Masonic Foundation of the Ancient Accepted Scottish Rite for the Northern Jurisdiction of the United States of America.
"6. Two Thousand Dollars ($2000.00) for the Rochester School for the Deaf.
"7. Two Thousand Dollars ($2000.00) for the Rochester Association for the Blind.
"8. One Thousand Dollars ($1000.00) for the Rochester Humane Society, and
"9. Two Thousand Dollars ($2000.00) for Foster Parents’ Plans Inc.”

A threshold issue which presents itself, although not raised by any of the parties, concerns the propriety of the Surrogate exercising the jurisdiction conferred on him by SCPA 1420: "1. A fiduciary or a person interested in obtaining a determination as to the validity, construction or effect of any provision of a will may present to the court in which the will was probated a petition showing the interest of the petitioner, the names and postoffice addresses of the other persons interested, the particular portion of the will concerning which petitioner requests the determination of the court and the necessity for construction. If the application be entertained process shall issue to all persons interested in the question to be presented to show cause why the determination should not be made. On the return of process the court shall take such proof and shall make such decree as justice requires.”

The executor in conjunction with his petition to settle his accounts presented a separate petition to construe paragraphs Thirteenth and Fourteenth of the will. The basis for the requested construction concerned the existence of some $156,-204.23 of principal and income whereas the bequests, after the determination of the trust established to pay the annuity for the life of Helen S. Shea, totaled only $37,000.

As alleged in the petition: "Your petitioner believes that a question exists as to whether the distributees of said decedent are entitled to the amount by which the residuary estate [333]*333exceeds the sum of $37,000 as intestate property, or whether it was the intention of the testatrix that the entire residuary estate should pass to the residuary legatees designated in paragraph Fourteenth of said will in spite of the specific sums therein designated.”

The question is presented as to whether the Surrogate should have proceeded under SCPA 1420 at this time or postponed construction until the death of Helen Shea, the life annuitant, the determination of the trust estate and the time for ultimate distribution to the charitable beneficiaries listed in paragraph Fourteenth of the will. We hold that the court should not have construed the effect of the happening of various contingencies prior to the time for distribution when the issue as to the occurrence of those contingencies is the subject of pure speculation. The early cases cautioned against deciding questions which would arise if at all in the future: "The court there refused to determine whether the plaintiff was entitled to a remainder in the estate on certain contingencies which might or might not occur. It was said: 'Upon the whole case we think there is no practical or present controversy to be determined, and the contingency may never arise in which the question can become a practical one, and even then if it do hereafter arise, there is no certainty there will be any contest whatever in regard to it. At any rate the matter is, so far as the plaintiff is concerned, a purely abstract one, and the courts do not sit to determine abstract questions.’ While it is true that in proper cases the judgment of a court will conclude the rights of persons not in being at the time the judgment is rendered, there certainly is no impropriety in a court refusing to determine such rights when present conditions do not require it or render such determination advantageous to the disposition of the estate.” (Matter of Mount, 185 NY 162,167-168.)

The view expressed in Matter of Mount remains viable and its rationale continues current and cogent. "The general rule is to refuse to exercise discretion in aid of a construction unless there is a present need therefor. (Matter of Lederer, 4 AD2d 623, 625.) A Surrogate is not required to consider and determine every question which may be raised by any of the parties to the construction or validity of a will. (Matter of Mount, 185 N.Y. 162.) * * * The parties did not find it necessary to adduce testimony in aid of the construction sought. Hence, there is not present the possibility of the [334]*334nonavailability of material testimony as in Matter of Lederer (supra).

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Bluebook (online)
52 A.D.2d 330, 383 N.Y.S.2d 770, 1976 N.Y. App. Div. LEXIS 12024, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-swett-nyappdiv-1976.