In re The Estate of Sellers

657 F. Supp. 168, 1987 U.S. Dist. LEXIS 2585
CourtDistrict Court, W.D. Washington
DecidedMarch 16, 1987
DocketNo. C87 244M
StatusPublished
Cited by1 cases

This text of 657 F. Supp. 168 (In re The Estate of Sellers) is published on Counsel Stack Legal Research, covering District Court, W.D. Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re The Estate of Sellers, 657 F. Supp. 168, 1987 U.S. Dist. LEXIS 2585 (W.D. Wash. 1987).

Opinion

ORDER OF REMAND

McGOVERN, Chief Judge.

THIS MATTER is before the Court on an Order to Show Cause why it should not be remanded to State court.

PROCEDURAL HISTORY

The above matter was removed from state court February 9, 1987 by John O. Vallot. The removal petition states that resolution of the issues pertaining to the assets of the Sellers estate are pending in an action entitled, “Succession of Emily Sellers,” probate No. 10441-A, in Vermilion Parish, Louisiana.

The removal petition names three parties who are interested in the Sellers estate:

1. John O. Vallot. Washington state resident and heir to the Sellers estate.

2. Beldon 0. Vallot. Ohio resident. He has filed a “Petition for Reimbursement and Collation” in the Louisiana succession matter, and has named John O. Vallot as a “defendant.”

3. William Vallot. Louisiana resident. “Dative Testamentary Executor of the Succession of Emily Sellers.” In the succession action, he has filed a “Petition for Return of Funds.”

[170]*170The above petitions of Beldon and William Vallot were filed January 30, 1987 in Vermilion Parish, Louisiana.

Beldon and William Vallot also have filed in King County Superior Court a “Petition of Heir for Revocation of Letters Testamentary and Appointment of Administrator De Bonis Non.” John Vallot describes this action in his removal petition as seeking a hearing on revocation, production of documents, and accounting. It has a probate number of 85-4-04264-3.

John Vallot, the removing party here, acting through his attorney in Louisiana, obtained removal of the pending state actions in Louisiana to the U.S. District Court for the Western District of Louisiana on February 5, 1987.

APPLICABLE LAW

Title 28 U.S.C. § 1446 describes the procedure for removal. In addition to the requirement of “a short and plain statement of the facts which entitled him or them to removal,” the petition for removal “shall be filed within 30 days after the receipt by the defendant, through service or otherwise, of a copy of the initial pleading setting forth the claim for relief on which such action or proceeding is based----”

Title 28 U.S.C. § 1441 provides for the removal of actions generally by a defendant where the district court has original jurisdiction, and is removable without regard to the citizenship or residence of the parties where jurisdiction is founded on a claim or a right “arising under the Constitution, treaties or laws of the United States....” 28 U.S.C. § 1441(b).

Any other action shall be removable only if none of the parties in interest properly joined and served as defendants is a citizen of the state in which such action is brought.

Id. Case law construing the statutory provisions has developed rules of construction.

The burden of establishing federal jurisdiction rests on the party seeking removal, Salveson v. Western States Bankcard Association, 731 F.2d 1423, 1426 (9th Cir.1984), and the removal statute is strictly construed against removal jurisdiction. Id. Under the “artful pleading” rule, the removal court will look beyond the face of the complaint to the substance of the claim to determine removability. See Avco Corp. v. Aero Lodge No. 735 IAM, 390 U.S. 557, 88 S.Ct. 1235, 20 L.Ed.2d 126 (1968) (allegations of state labor law violations without ever mentioning a federal claim); 14A C. Wright, A. Miller, and E. Cooper, Federal Practice and Procedure, § 3722 at 243 (1985). Similarly, in a diversity removal situation, the defendant must go beyond the complaint to determine whether there is diversity of citizenship and remove, if at all, within 30 days of receipt of the complaint. Kaneshiro v. North American Co. for Life and Health Insurance, 496 F.Supp. 452 (D.Haw.1980).

Having in mind the procedural history and the law applicable to these facts, several questions arise.

ISSUES

Was the cause of action removed within 30 days?

Is Erickson’s client, John O. Vallot, properly denominated a defendant?

If the removing party, John Vallot, is a defendant, is the matter thus not removable under 28 U.S.C. § 1441(b)?

If the procedural requirements for removal are met, is the matter one within the jurisdiction of this court; that is, does the probate exception of diversity jurisdiction apply, or is the action a “pure” probate proceeding or one that is “ancillary” to probate such that federal court jurisdiction would impair the policy served by the probate exception to federal diversity jurisdiction?

ANALYSIS

The caption of this matter does not demonstrate the usual adversarial cause of action. Moreover, the matter pending in King County Superior Court before removal was a “Petition of Heir for Revocation of Letters Testamentary and Appointment of Administrator De Bonis Non,” not an “ac[171]*171tion” in the usual sense of the word as implied by the removing party. Counsel for Beldon Vallot, setting forth background facts has stated that John Vallot is the executor of the estate of Emily Sellers Vallot. In the King County action, John Vallot is being ordered to show cause why he should not be removed as executor. With reference to the King County matter, John Vallot refers to the petitioner there as “the plaintiff heir” in his response to the Order to Show Cause in this court. (Brief in response to Order to Show Cause at 2, emphasis added.) While John Vallot is denominated a plaintiff in his removal petition, it appears that his position is adverse in a defensive posture to the position of Beldon and William Vallot respecting their King County petition.

In this sense, John Vallot may be termed a party defendant for purposes of analyzing the appropriateness of removal. See, 14A Wright, Miller, & Cooper § 3731, at 503. Because an in-state defendant may not remove an action to federal court on the basis of diversity, 28 U.S.C. § 1441(b), this matter was improvidently removed and should be remanded to State court.

This matter also was untimely filed. The state court pleading was filed on December 17, 1986 and mailed to John 0. Vallot’s counsel that same day. Removal of a civil action must be filed within 30 days after receipt of the pleading by the Defendant. 28 U.S.C. § 1446(b). The petition for removal was filed February 9, 1987. This is well beyond the date within which removal may be made.

There appears to be no other basis for federal court jurisdiction other than diversity. Diversity removal must be accomplished within the 30-day period.

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Bluebook (online)
657 F. Supp. 168, 1987 U.S. Dist. LEXIS 2585, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-sellers-wawd-1987.