In re the Estate of Seaman

583 N.E.2d 294, 78 N.Y.2d 451, 576 N.Y.S.2d 838, 1991 N.Y. LEXIS 4805
CourtNew York Court of Appeals
DecidedNovember 21, 1991
StatusPublished
Cited by14 cases

This text of 583 N.E.2d 294 (In re the Estate of Seaman) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Seaman, 583 N.E.2d 294, 78 N.Y.2d 451, 576 N.Y.S.2d 838, 1991 N.Y. LEXIS 4805 (N.Y. 1991).

Opinion

OPINION OF THE COURT

Simons, J.

The novel question presented by this appeal is whether the right of an adopted-out child to inherit from his natural family extends to his daughter, the petitioner in this proceeding, who is otherwise qualified to inherit under EPTL 4-1.1, or whether the daughter is precluded by Domestic Relations Law § 117 from sharing in a natural family member’s estate. At stake is an estate of approximately $1 million to be distributed either to petitioner, the half niece of decedent, or to objectants, decedent’s first cousins. The Surrogate found that petitioner was not a distributee of decedent and the Appellate Division affirmed for the reasons stated in his opinion (see, Matter of Seaman, 144 Misc 2d 84, affd 163 AD2d 870). We granted leave to appeal.

I

Petitioner was related to decedent as follows.

Lloyd I. Seaman (petitioner’s grandfather) married twice. His first wife, Gladys, gave birth to Lloyd Dudley Seaman (Dudley), petitioner’s father. Lloyd I. Seaman’s second wife, Mary, gave birth to a daughter (Roberta), the decedent. Thus, Dudley was Roberta’s half brother. Dudley predeceased Roberta leaving as his only issue the petitioner, Charlotte, a half niece of decedent. The objectants, the only other possible distributees, are children of Roberta’s aunt and uncles (her mother’s sister and her father’s brothers).

On these facts, and absent Dudley’s adoption, Charlotte would be the sole distributee of Roberta because half-blood [454]*454relatives are considered whole and she is closer in degree of kinship to decedent than the cousins. Because Dudley was adopted by his mother’s second husband, however, the Surrogate held that petitioner was foreclosed from inheriting as an intestate distributee under Domestic Relations Law § 117 (1) (e) and (f) in the absence of language expressly extending Dudley’s rights to his "issue”. Respondents contend that the Surrogate’s reading of the statute is not only correct but is supported by policy reasons stated by this Court in Matter of Best (66 NY2d 151, 155-157).

We conclude that neither the language of Domestic Relations Law § 117, the legislative history preceding it, nor policy reasons advanced in Matter of Best, support the result. Accordingly, the order should be reversed and the matter remitted to Surrogate’s Court for entry of a decree in conformance with this decision (see, SCPA 2702).

II

Intestate succession is governed by EPTL 4-1.1. As relevant here, the statute provides that if the decedent is survived by "[brothers or sisters or their issue, and no spouse, issue or parent,” the whole of the decedent’s estate shall be distributed to the brothers and sisters or their issue per stirpes (EPTL 4-1.1 [a] [7]). The statute also provides that half-blood relatives are to be treated as if they were relatives of the whole blood (EPTL 4-1.1 [d]). Thus, decedent’s half brother, Dudley, would be considered her full brother for purposes of intestate distribution and if he had not been adopted-out, petitioner would qualify as sole distributee since she is his only living issue.

EPTL 4-1.1 (f) provides, however, that "[t]he right of an adopted child to take a distributive share and the right of succession to the estate of an adopted child continue as provided in the domestic relations law.” Inasmuch as petitioner is related to the decedent through decedent’s adopted-out half brother, we turn to the Domestic Relations Law to determine what limitations, if any, that statute imposes on her right to inherit as an intestate distributee.

Domestic Relations Law § 117 (1) (b) terminates "[t]he rights of an adoptive child to inheritance and succession from and through [the] natural parents”. There are exceptions, however, and relevant here is the exception which provides for inheritance if: (1) the decedent is the adoptive child’s natural grandparent or is a descendant of such grandparent, and (2) [455]*455an adoptive parent is married to the child’s natural parent (Domestic Relations Law § 117 [1] [e]). Petitioner’s father Dudley came within this provision because Roberta was a descendant of Dudley’s natural grandparents (Lloyd I. Seaman’s parents), and Dudley’s adoptive father married his natural mother. Thus, Dudley’s right to inherit from or through either natural parent, as provided in EPTL 4-1.1, did not terminate upon his adoption. From this, it would seem that petitioner’s right to so inherit is equally preserved because her right is contingent, in part, on her father’s ability to inherit from the natural family following the adoption. This conclusion is supported by the language of the statutes and the legislative history preceding their enactment.

ra

Adoption was unknown to the common law of England: it exists in New York only by statute (see, Second Report of Temp St Commn on Modernization, Revision and Simplification of Law of Estates, "Intestate Succession and the Adopted Child”, 1963 NY Legis Doc No. 19, Appendix E, at 148-160; 9 Rohan, NY Civ Prac ¶ 4-1.1 [11]). Because of this, a legal adoption does not automatically terminate the children’s right to inherit from their natural kindred, nor grant them the right to inherit from their adoptive family (see, Second Report of Temp St Commn on Modernization, Revision and Simplification of Law of Estates, "Intestate Succession and the Adopted Child”, 1963 NY Legis Doc No. 19, Appendix E, at 148-152). Rather, these inheritance rights are controlled by statute.

In 1887, the Legislature granted adopted children and their heirs the right to inherit from their adoptive parents; their right of inheritance from the natural parents were not altered, however, because the statute failed to sever them (see, L 1887, ch 703; see generally, 9 Rohan, NY Civ Prac ¶ 4-1.1 [11]; Note, When Blood Isn’t Thicker Than Water: The Inheritance Rights of Adopted-out Children In New York, 53 Brooklyn L Rev 1007, 1011-1012 [1988]). Indeed, in 1896, the Legislature amended the Domestic Relations Law to state explicitly that an adopted child’s "rights of inheritance and succession from his natural parents remain unaffected by such adoption” (L 1896, ch 272, § 64). That remained the law until 1963, when the Legislature severed the adopted child’s right to inherit from biological kindred, except from a custodial and natural [456]*456parent who had remarried and consented to the child’s adoption by the stepparent (L 1963, ch 406, § 1 [now found in Domestic Relations Law § 117 (1) (b), (d)]; see also, Second Report of Temp St Commn on Modernization, Revision and Simplification of Law of Estates, "Intestate Succession and the Adopted Child”, 1963 NY Legis Doc No. 19, Appendix E, at 148-160; 9 Rohan, NY Civ Prac ¶ 4-1.1 [11]; Note, When Blood Isn’t Thicker Than Water: The Inheritance Rights of Adopted-out Children In New York, 53 Brooklyn L Rev 1007, 1011-1012 [1988]). In 1987, the Legislature amended the Domestic Relations Law again, this time to restore an adopted child’s right of intestate inheritance from and through either natural parent under limited circumstances (see, L 1987, ch 499 [now found in Domestic Relations Law § 117 (1) (e)]). It is this amendment which authorized Dudley to inherit from his half-, sister’s estate.

However, this case concerns the inheritance rights of Dudley’s issue, petitioner. Her right to inherit is contingent on her father’s ability to inherit from the natural family.

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Bluebook (online)
583 N.E.2d 294, 78 N.Y.2d 451, 576 N.Y.S.2d 838, 1991 N.Y. LEXIS 4805, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-seaman-ny-1991.