In re the Estate of Sanger

45 Misc. 3d 246, 991 N.Y.S.2d 251
CourtNew York Surrogate's Court
DecidedJune 30, 2014
StatusPublished
Cited by1 cases

This text of 45 Misc. 3d 246 (In re the Estate of Sanger) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Sanger, 45 Misc. 3d 246, 991 N.Y.S.2d 251 (N.Y. Super. Ct. 2014).

Opinion

OPINION OF THE COURT

Edward W. McCarty III, J.

In this contested probate proceeding, the petitioner, decedent’s surviving spouse and primary legatee Michele Sanger, moves for an order pursuant to CPLR 3212 granting summary judgment admitting the proffered instrument dated April 1, 2005 to probate and dismissing the objections filed by decedent’s children from a prior marriage, Stacie Peckett and Warren Sanger, Jr.

The decedent died on March 18, 2012. He was 69 years old. Decedent and petitioner were married on June 30, 2001. They had one child together, a daughter Sydney who was not quite five years old when her father passed.1 An instrument purported to be his last will and testament, dated as aforesaid, and naming the petitioner as the executor, has been offered for probate. The propounded instrument leaves the decedent’s tangible personal property to the petitioner as his surviving spouse and, if she predeceased him to any children of their marriage, and if none survived him to the respondents. The residuary estate pours over to a revocable trust dated and created at the same time. With the death of the decedent his wife is the primary beneficiary of the trust. On the same date that the will was executed decedent also executed a health care proxy and durable general power of attorney as part of his estate plan.

Respondents have filed objections to probate alleging that: (1) the alleged will was not duly executed as required by law; (2) on [249]*249the date of the making of the instrument, decedent was not of sound mind or memory and thus not mentally capable of making a will; and (3) the propounded instrument was not freely or voluntarily made or executed by the decedent, but was procured by fraud or undue influence practiced upon the decedent by the petitioner or others acting in concert with her.

Summary judgment may be granted only when it is clear that no triable issue of fact exists (see e.g. Alvarez v Prospect Hosp., 68 NY2d 320, 324 [1986]; Phillips v Kantor & Co., 31 NY2d 307, 311 [1972]). The court’s function on a motion for summary judgment is “issue-finding” rather than issue determination (Sillman v Twentieth Century-Fox Film Corp., 3 NY2d 395, 404 [1957]), because issues of fact require a hearing for determination (Esteve v Abad, 271 App Div 725, 727 [1st Dept 1947]). Consequently, it is incumbent upon the moving party to make a prima facie showing that he is entitled to summary judgment as a matter of law (CPLR 3212 [b]; Zuckerman v City of New York, 49 NY2d 557, 562 [1980]; Friends of Animals v Associated Fur Mfrs., 46 NY2d 1065, 1067 [1979]; Zarr v Riccio, 180 AD2d 734, 735 [2d Dept 1992]). If there is any doubt as to the existence of a triable issue, the motion must be denied (Hantz v Fishman, 155 AD2d 415, 416 [2d Dept 1989]).

If the moving party meets his or her burden, the party opposing the motion must produce evidentiary proof in admissible form sufficient to establish the existence of a material issue of fact that would require a trial (see Zuckerman v City of New York, 49 NY2d 557, 562 [1980]). In doing so, the party opposing the motion must lay bare his or her proof (see Towner v Towner, 225 AD2d 614, 615 [2d Dept 1996]). “[M]ere conclusions, expressions of hope or unsubstantiated allegations or assertions are insufficient” to overcome a motion for summary judgment (Zuckerman v City of New York, 49 NY2d 557, 562 [1980]; see Prudential Home Mtge. Co. v Cermele, 226 AD2d 357, 357-358 [2d Dept 1996]).

Summary judgment in a contested probate proceeding is appropriate where an objectant fails to raise any issues of fact regarding testamentary capacity, execution of the will, undue influence or fraud (see e.g. Matter of DeMarinis, 294 AD2d 436 [2d Dept 2002]; Matter of Rosen, 291 AD2d 562 [2d Dept 2002]; Matter of Bustanoby, 262 AD2d 407 [2d Dept 1999]).

There has been considerable SCPA and CPLR discovery in this matter, including documents produced; medical records and sworn examinations; and affidavits/affirmations submitted on [250]*250the motion, including those of the attesting witnesses, the petitioner, the attorney draftsman (Richard A. Siegal, Esq.), respondents and others. What material evidence has been forthcoming therefrom as argued by the parties to be germane is set forth with a recitation of the applicable law as to each of the objections.

The proponent of a will offered for probate has the burden of proving that the instrument was properly executed.2 Due execution requires that the testator’s signature be affixed at the end of the will in the presence of witnesses, that the testator publish to the witnesses that the instrument is his or her will, the attesting witnesses must know that the signature is that of the testator, and at least two of the attesting witnesses must attest to the testator’s signature and sign their names and affix their residences within a 30-day period (EPTL 3-2.1). The supervision of a will’s execution by an attorney will give rise to an inference of due execution (see e.g. Matter of Finocchio, 270 AD2d 418 [2d Dept 2000]; Matter of Hedges, 100 AD2d 586 [2d Dept 1984]). Further, as in the case at bar, if a self-proving affidavit and attestation clause accompany the instrument they also give rise to a presumption that the statutory requirements have been met (Matter of Farrell, 84 AD3d 1374 [2d Dept 2011]).

Objectants’ sole opposing position on the issue of due execution is their legal argument that since attorney Siegal was not admitted to practice law in the State of New York at the time the will was executed (he was subsequently admitted in 2010), there is thus no inference of due execution.

Mr. Siegal, who has over 30 years of legal experience and whose practice primarily focuses on trusts and estates and related tax issues, has been admitted to practice law in several jurisdictions, the first apparently being the State of Connecticut. At the time of the execution of this will he was associated with the New York law firm Kelley Drye and worked with attorneys at that firm on this will and related estate documents. The witnesses to this will were both paralegals at that firm. Proponent is entitled to the inferences of due execution because, as the Court of Appeals has suggested, it is not where he or she is admitted to practice law or indeed whether the person [251]*251supervising the execution of the will is a lawyer at all, but rather the experience and knowledge of that person of the statutory requirements (Matter of Kindberg, 207 NY 220, 228 [1912] [the presumption of due execution applies “where the execution had been under the supervision of a lawyer or any person fully conversant with the statute requirements”]; Matter of Cottrell, 95 NY 329, 339 [1884] [the presumption of due execution of wills applies when they have “been conducted under the supervision of experienced persons, familiar not only with the forms required by the law, but also with the importance of a strict adherence thereto” (citations omitted)]).

At the risk of stating the obvious, far beyond inferences and presumptions at bar, is the unequivocal and unchallenged sworn statements and testimony of the attorney draftsman and the attesting witnesses to all the requirements of EPTL 3-2.1 having been met.

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Bluebook (online)
45 Misc. 3d 246, 991 N.Y.S.2d 251, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-sanger-nysurct-2014.