In re the Estate of Rubin

161 Misc. 374, 292 N.Y.S. 305, 1936 N.Y. Misc. LEXIS 1583
CourtNew York Surrogate's Court
DecidedDecember 10, 1936
StatusPublished
Cited by10 cases

This text of 161 Misc. 374 (In re the Estate of Rubin) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Rubin, 161 Misc. 374, 292 N.Y.S. 305, 1936 N.Y. Misc. LEXIS 1583 (N.Y. Super. Ct. 1936).

Opinion

Wingate, S.

The present motion seeks, in substance, relief of four specified varieties, namely, first, the examination before trial of the contestant in the present probate proceeding; second, a like examination of a person who is neither a statutory distributee of the decedent nor a beneficiary named in the will, but is a nominated executor who has not joined in the petition for probate, nor taken any part in the proceeding other than to file a notice of appearance after service of a citation; third, a like examination of the physician and nurses who attended the decedent during his last illness; and finally, a direction to the contestant to issue an authorization for the inspection by the proponent of the hospital records of Mt. Sinai Hospital relating to the deceased, or, in the alternative, for a discovery of such records by the hospital.

The right to the examination of the contestants in respect to the issues upon which the proponent must bear the burden of proof is not the subject of controversy and is permissible on well-established principles. (Matter of Zaiss, 147 Misc. 616, 617; Matter of Andriola, 160 Id. 775, 776.)

The propriety of grant of the remaining items of the desired relief is earnestly controverted and is sought to be sustained on differing grounds, which will be examined in order.

The status of the nominated but non-participating executor is involved in some doubt. Although named as an interested party in the supplementary petition for probate, and served with a citation, he has failed either to join in the petition for probate or to interpose any objections thereto, wherefore his action, or rather non-action, must be deemed a substantial admission of the allegations of the petition (Matter of Brady, 155 Misc. 242, 244; affd., 246 App. Div. 619; Matter of Melzak, 153 Misc. 600, 604, 605; Matter of Ayvazian, Id. 467, 476; Matter of Kananack, 155 id. 35, 37), with the result that, so far as the record is concerned, he is not an adverse party to the proponent, but one who, on the record, seeks probate of the will.

The proponent, however, earnestly asserts that his named coexecutor is in reality an adverse party in the probate proceeding and that he has evinced hostility to the probate of the will. For his demonstration in this regard, the applicant, in his moving papers, preponderantly relies on his failure to join in the petition for probate. In this aspect of the case, the movant receives some aid [376]*376from the opposing affidavit of the named coeexcutor himself, which indicates a substantial doubt as to the propriety of probate of the propounded document.

The question is, therefore, presented as to whether an examination of a party is permissible under sections 288 et seq. of the Civil Practice Act, where such party is not an adverse party so far as is discernible from the record pleadings in the proceedings. This question was answered in the affirmative in Matter of Vail (120 Misc. 430, 432), where the learned surrogate of Orange county permitted such an examination of a legatee who had not been cited and had not appeared, but who had been served with a notice of the filing of objections and of trial pursuant to section 148 of the Surrogate’s Court Act.

Whereas this holding might be deemed a logical interpretation of the legislative intent in the alteration in section 288, which permitted the examination of “ any other party ” (Laws of 1926, chap. 371) in place of the previous limitation thereof to “ an adverse party ” (Laws of 1920, chap. 926), particularly in view of the oft-repeated adjuration that the right accorded should receive a liberal construction (See e. g., Brand v. Butts, 242 App. Div. 149, 150), the determinations of the Appellate Division of the Second and First Departments (Nixon v. Beacon Transportation Corporation, 239 App. Div. 830, 831; Kozuch v. Bachmann, 244 id. 250, 252) seem clearly to limit the right of examination in such cases to instances in which examination as a witness would be permissible and this position appears to be conceded by the proponent.

It is further conceded by the proponent that under ordinary circumstances the examination of a witness before trial is not permissible. (American Woolen Co. v. Altkrug, 139 App. Div. 671, 672; McCullough v. Auditore, 216 id. 510, 512; Matter of Ebbets, 149 Misc. 260, 271; 153 id. 775, 777, 778; Matter of Swahn, 158 id. 17, 22.) He contends, however, that the facts existing in the present case are sufficient to justify the grant of the relief under the final sentence of section 288 of the Civil Practice Act, which permits the examination of a witness who is without the State, about to depart therefrom, who resides more than one hundred miles from the place of trial, “ or is so sick or infirm as to afford reasonable grounds of belief that he will not be able to attend the trial, or other special circumstances render it proper that his deposition should be taken.”

There is no suggestion that this witness is sick or infirm or that he will not be available as a witness at the trial, the sole assertion being that “ special circumstances ” here exist warranting his [377]*377preliminary examination, by reason of his noted asserted hostility to the validation of the will.

The question is thereupon presented as to whether the mere fact that a party who by reason of his default in answer has in effect joined in the prayer of the petition, entertains views adverse to the contentions of the proponent, is, in itself, a sufficient special circumstance " to warrant his examination as a witness before trial.

If the principle of noscitur a sociis were to be applied in determining the connotation of this portion of the enactment, it would seem to follow that the “ special circumstances," there envisaged by the Legislature, were such as might tend to indicate the probable unavailability of the particular individual as a witness on the trial of the issues. A search of relevant precedents demonstrates that such has been the substantially uniform interpretation of its meaning.

In Town of Hancock v. First National Bank of Oxford (93 N. Y. 82, 86) the court observes: “ These ‘ other ’ circumstances evidently mean such as will make the presence and evidence of the witness at the trial doubtful and uncertain, and relate to his personal condition and purposes as bearing upon the probability of his future attendance."

American Woolen Co. v. Altkrug (139 App. Div. 671, 672) adds the further admonition that the special circumstances, relied upon, must be such as to justify a well-grounded apprehension at least that the examination of the witness cannot be had upon the trial as well as before trial," thus repeating the observation made in Automobile Club of America v. Canavan (128 App. Div. 426, 428). That the rule in this department conforms to this conception of the law is demonstrated by Brannon v. O’Mara (193 App. Div. 892) and Lovasz v. Fowler (209 id. 169, 170).

The court is accordingly of the opinion, as observed in the last cited case, that the presently demonstrated condition

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Bluebook (online)
161 Misc. 374, 292 N.Y.S. 305, 1936 N.Y. Misc. LEXIS 1583, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-rubin-nysurct-1936.