In re the Estate of Perricelli

36 Misc. 3d 418
CourtNew York Surrogate's Court
DecidedApril 12, 2012
StatusPublished
Cited by3 cases

This text of 36 Misc. 3d 418 (In re the Estate of Perricelli) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Perricelli, 36 Misc. 3d 418 (N.Y. Super. Ct. 2012).

Opinion

OPINION OF THE COURT

Anthony A. Scarping, Jr., S.

In a proceeding to revoke letters of administration issued to respondent Jason Richards and for related relief: (1) Mr. Richards moves pursuant to CPLR 3211 (a) (1) and (7) to dismiss the petition; and (2) petitioner Loraine Perricelli cross-moves for an order suspending Mr. Richards as administrator of the estate.

Mr. Richards and the decedent married in or about October 2007. Prior to and during the marriage, the decedent suffered from a physically debilitating disease which ultimately forced her to retire from the Yonkers police force. In the fall of 2010, the decedent broke her hip and was admitted to Bethel Rehabilitation Facility, where she remained for more than three months.

In or about January 2011, Mr. Richards moved out of the marital residence and into a separate apartment. Later, he commenced an action for divorce against the decedent in Supreme Court, Westchester County. The grounds asserted for the divorce was the irretrievable breakdown of the relationship under what is commonly known as the “no fault” divorce law {see Domestic Relations Law § 170 [7]).

The decedent filed a verified answer in the divorce action, admitting that the marriage was irretrievably broken and requesting that the court grant a divorce on that basis. However, she also requested that the court award her maintenance, direct equitable distribution of the marital property, and direct Mr. Richards to contribute to the parties’ marital debts. Pursuant to statute, the court could not grant a divorce until the ancillary issues were resolved (Domestic Relations Law § 170 [7]).

On October 18, 2011, the decedent died while the divorce action was still pending. Soon thereafter, Mr. Richards filed a proceeding in this court to obtain letters of administration in the decedent’s estate, identifying himself as the only interested party to the proceeding. By decree dated November 15, 2011, the court granted his petition and letters of administration issued to him.

In or about January 2012, the petitioner — the decedent’s mother — commenced this proceeding requesting that the court [421]*421revoke letters of administration issued to Mr. Richards on the ground that he had abandoned the decedent (see EPTL 5-1.2 [a] [5]), and that the court issue letters of administration to her. She also requests that the court suspend Mr. Richards as administrator of the estate and other related relief.

Mr. Richards now moves pursuant to CPLR 3211 (a) (1) and (7) to dismiss the petition and for related relief. First, he requests that, pursuant to CPLR 3211 (c), the court treat his motion as a motion for summary judgment. He claims that the court should dismiss the petition because the decedent, by admitting in the divorce action that the marriage was irretrievably broken, acknowledged that Mr. Richards had grounds for divorce, and that he was justified in and/or that she consented to him moving out of the marital residence. Therefore, he concludes, the petitioner cannot establish that he abandoned the decedent.

In response, the petitioner opposes Mr. Richards’s motion and cross-moves pursuant to SCPA 711 (1) and 712 to suspend Mr. Richards as administrator of the estate. She contends that the court should deny the motion to dismiss because Mr. Richards was not justified in moving out of the marital residence and that the decedent did not consent to him moving out. She states that the decedent’s admission that the marriage was irretrievably broken was due to Mr. Richards’s abandonment of her. She also notes that the decedent requested maintenance from Mr. Richards and that he be directed to contribute to the marital debts.

On her cross motion, the petitioner asserts that the court should suspend Mr. Richards as administrator because: (1) she did not have an opportunity to object to his appointment in his proceeding for letters of administration; and (2) his petition for letters of administration contained false and/or misleading statements which were the basis for his appointment. On the latter point, she refers to the statement in the administration petition that the estate has no creditors when, in fact, the petitioner and her husband have paid the funeral bill and other debts of the decedent, and therefore, are creditors of the estate. She also states that the estate has other creditors.

In his reply in support of his motion, Mr. Richards contends that the court should convert his motion to a motion for summary judgment and grant his motion to dismiss because the petitioner did not oppose the former request and because she did not submit proof in admissible form on the issue of abandon[422]*422ment. With his reply papers, Mr. Richards has submitted an affidavit in which he states that he moved out of the marital residence because the decedent failed to follow her physician’s instructions regarding her care, and that the decedent consented to him doing so.

In opposition to the cross motion, Mr. Richards states that no basis exists to suspend him as fiduciary of the estate. He states that the petitioner and her husband did not seek reimbursement of the funeral expenses, and that the petitioner and her husband expressly told the funeral director not to give Mr. Richards information about the funeral bill.

Pursuant to SCPA 711 (1), the court may suspend, modify or revoke letters issued to a fiduciary “[w]here the respondent was, when letters were issued to him, or has since become ineligible or disqualified to act as fiduciary and the grounds of the objection did not exist or the objection was not taken by the petitioner . . . before the letters were granted.” EPTL 5-1.2 (a) provides, in relevant part, that

“[a] husband or wife is a surviving spouse within the meaning, and for the purposes of [EPTL] 4-1.1 . . . , unless it is established satisfactorily to the court having jurisdiction of the action or proceeding that: . . .
“(5) The spouse abandoned the deceased spouse, and such abandonment continued until the time of death.”

Because the divorce action abated upon the decedent’s death (Matter of Forgione, 237 AD2d 438 [1997], lv denied 90 NY2d 804 [1997]), Mr. Richards is the decedent’s surviving spouse unless the petitioner establishes that he abandoned her. One seeking to disqualify a surviving spouse from sharing in a deceased spouse’s estate based upon abandonment must, as in an action for separation, establish that the surviving spouse departed from the marital residence and lived separate and apart from the deceased spouse with an intent not to return to the marital residence, without justification, and without the consent of the deceased spouse (Matter of Riefberg, 58 NY2d 134, 138 [1983]). The party alleging abandonment bears the burden of proof on these issues (id.; Matter of Ruff, 91 AD2d 814 [1982]), and the issue is almost always a question of fact (Matter of Riefberg, 58 NY2d at 138; Gerteis v Gerteis, 44 AD3d 709 [2007]).

Initially, the court denies that branch of Mr. Richards’s motion which requests that the court treat his motion as one [423]*423for summary judgment. Although a party may request such relief in its motion, ultimately the court has discretion whether to treat a motion to dismiss pursuant to CPLR 3211 as a motion for summary judgment pursuant to CPLR 3212 (see Sokol v Leader, 74 AD3d 1180 [2010]; Bronner v Butterfield, 2 AD3d 475 [2003]).

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Bluebook (online)
36 Misc. 3d 418, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-perricelli-nysurct-2012.