In re the Estate of Montgomery

166 Misc. 347, 2 N.Y.S.2d 406, 1938 N.Y. Misc. LEXIS 1299
CourtNew York Surrogate's Court
DecidedFebruary 14, 1938
StatusPublished
Cited by6 cases

This text of 166 Misc. 347 (In re the Estate of Montgomery) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Montgomery, 166 Misc. 347, 2 N.Y.S.2d 406, 1938 N.Y. Misc. LEXIS 1299 (N.Y. Super. Ct. 1938).

Opinion

Wingate, S.

This construction proceeding again propounds the perennial enigma as to whether or not a remainder gift following a life estate did or did not become indefeasibly vested in the remainder-men upon the death of the testator.

The residue of the estate was erected into a trust for the life benefit of the widow with the following succeeding direction: “.and upon her death then the said Trust is to cease and terminate and my Trustee shall thereupon, as soon as is reasonably convenient, sell and dispose of all said property in its possession, both real and personal and from the said proceeds pay to my grandson, John' Renwick Montgomery the sum of One Thousand Dollars ($1,000.00) and to my grand-daughter Lulu H. Patterson the sum of One Thousand Dollars ($1,000.00) and the remainder shall be equally divided and paid over to my sons Harry C. Montgomery, Robert Walker Montgomery and John Renwick Montgomery, or their survivors. Provided, however, that should either my grandson John Renwick Montgomery, or my granddaughter Lulu H. Patterson die before me then I give and bequeath their portion above mentioned, namely $1,000.00 each, to their issue, if any,— otherwise the bequest is to lapse and be added to the portion to be received by my sons.” . (Italics not in original.)

[349]*349. At the time of the execution of this will, and when he died, the testator had three sons, Harry, Robert and John, who are the persons to whom reference is made in the foregoing excerpt. Robert and John were unmarried.. Harry married twice and had two children by his first. marriage, namely, John R. Montgomery and Lulu H. Patterson, who are the grandchildren conti rgently , benefited in the directed remainder distribution.

All three sons and the two grandchildren survived the testator. Harry C. Montgomery, one of their number, has, however, since died. The life beneficiary of the trust, the widow of the testator, is still hving. The concrete question is as to whether the remainder gift to Harry vested absolutely in him as of the date of death of the testator in a manner which will effect its devolution pursuant to the terms of Ms will upon, the death of the life beneficiary of the trust. .

The court notes with pleasure that in the preparation of two of the tMee memoranda filed, counsel have heeded the oft-repeated admonition of this and other courts respectmg the utter futility and useless waste of paper involved in the practice of citmg precedents interpreting the language employed by other testators in different wills, and urgmg their results as persuasive m the present instance. (Matter of Watson, 262 N. Y. 284, 297; Matter of Rossiter, 134 Misc. 837, 839; affd., 229 App. Div. 730; affd., 254 N. Y. 583; Matter of Weissman, 137 Misc. 113, 114; affd. on opiMon of this court,. 232 App. Div. 698; Matter of Corlies, 150 Misc. 596, 597, 598; affd., 242 App. Div. 703; Matter of Wintringham, 161 Misc. 346, 349; Matter of Ward, 165 id. 949.) The language present in the two nisi prius adjudications upon which reliance is placed by the single-brief which continues this unfortunate practice is readily distinguishable from that found in the will at bar.

Less commendable is the action of certain counsel in urging in theh briefs as bases, for decision, alleged facts wMch do not appear in the papers constituting the record upon which the determination must be predicated. This was partially cured after the submission of the case at the suggestion of the court that certain of these wholly unsubstantiated assertions of fact be made the subject of stipulation by the parties, but other uncured statements still remain, wMch would be potentially prejudicial to their adversaries were the court consciously' or unconsciously to be influenced thereby. It is primary that judicial decisions must be predicated upon the record alone and that statements m briefs of alleged facts wMch are not substantiated by the record are. MgMy improper. (Laning v. New York Central R. R. Co., 49 N. Y. 521, 539; Matter of Allen, 148 App. Div. 26, 28; affd., 205 N. Y. 158; Brown-Duffy Goatskin [350]*350Corp. v. Henkel, 211 App. Div. 342, 344; Gruhn v. Eppig, 175 id. 787, 790; Bronner v. Walrath, 208 id. 758; Matter of Mehler, 143 Misc. 63,64; Matter of Morningstar, Id. 620, 624; Matter of McKeogh, 151 id. 327, 328; Matter of Markowitz, 152 id. 1, 2; Matter of Lesser, 154 id. 364, 365; Matter of Razoux, Id. 477, 478; Matter of Green, 160 id. 490, 491.)

Excluding from consideration, therefore, undemonstrated factual assertions and irrelevant interpretations of the language of other wills, and turning to that which is often urged as a sounder basis for attaining a result, namely, the applications of canons of construction, it will be observed that in the present instance, as is so frequently the case, the employment of different canons of construction may lead to diametrically opposed results.

The turning point of the interpretation is the point of time to which the phrase or their survivors,” which has been italicized in the quoted excerpt from the will, is to be referred. In other words, the question is as to whether this phrase refers to survivorship of the testator or of the life beneficiary.

In this connection the canon of construction might become applicable that “ where there is a devise to one person in fee, and in case of his death to another, the contingency referred to is the death of the first named devisee during the lifetime of the testator, and that if such devisee survives the testator, he takes an absolute fee ” (Matter of New York, L. & W. R. R. Co., 105 N. Y. 89, 92), or, as the principle has frequently been stated in somewhat broader terms: “ Words of survivorship and gifts over on the death of the primary beneficiary are construed, unless a contrary intention appears, as relating to the death of the testator ” (Nelson v. Russell, 135 N. Y. 137, 141). To similar effect see Fowler v. Ingersoll (127 N. Y. 472, 478); Vanderzee v. Slingerland (103 id. 47, 53); Runyon v. Grubb (119 App. Div. 17, 19); Matter of Franze (251 id. 837); Bacon v. Sayre (84 Misc. 462, 469; affd., 164 App. Div. 909; affd., 218 N. Y. 725); Matter of McCaughin (136 Misc. 231, 233; affd., 232 App. Div. 711); Matter of Moores (155 Misc. 471, 473, 474; affd., 248 App. Div. 738); Matter of Woodruff (135 Misc. 203, 207); Matter of Duffy (143 id. 421, 422); Matter of Guenard (149 id. 182, 183); Matter of Perlmutter (156 id. 571, 574); Matter of Beckmann (158 id. 706, 710); Matter of Hilliard (164 id. 677, 696). The decisions cited are but an insignificant percentage of the pronouncements of the courts enunciating this principle and any reasonably competent law clerk might multiply their number by four or forty depending on his diligence.

If research in respect of this particular canon of construction were to terminate at this point, and it were to be deemed con-[351]*351elusive of the present controversy, it would obviously result in a determination in favor of Harry’s estate since the gift was to Harry and his named brothers “ or their survivors ” and he was one of those who survived the testator.

At this point, however, the opinion in Fowler v. Ingersoll (127 N. Y.

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Bluebook (online)
166 Misc. 347, 2 N.Y.S.2d 406, 1938 N.Y. Misc. LEXIS 1299, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-montgomery-nysurct-1938.