In re the Estate of McLeod

105 Misc. 2d 1012, 430 N.Y.S.2d 782, 1980 N.Y. Misc. LEXIS 2612
New York Surrogate's Court·Decided June 30, 1980·Published·Cited by 1 cases

Opinion

OPINION OF THE COURT

Evans V. Brewster, S.

In this proceeding to compel the administratrix of decedent’s estate to account, petitioner has moved to strike the administratrix’ verified answer alleging that petitioner lacks the required standing under SCPA 2205 to compel an accounting.

The court denied an identical motion (Matter of McLeod, NYLJ, Aug. 8, 1979, p 15, col 2) made by petitioner citing issues of fact regarding paternity which could only be resolved by a hearing. At a hearing held before the court on October 26,1979, petitioner sought to establish her relationship to the decedent by proffering the Family Court file in a paternity proceeding brought by petitioner’s mother, Ethel Hudson. Respondent objected to the receipt of the file in evidence on the ground that the order of filiation concluding [1015] the proceeding named one “Dorsey McLeod” as petitioner’s father and not the decedent “Dossie C. McLeod, Jr.” Petitioner urged that this represented a typographical error and that the record could be reformed. Respondent then renewed her objection upon the further ground that the proper forum to reform the record was the Family Court and moved to have the petition dismissed with prejudice. The court reserved decision on the motion and the hearing was adjourned pending reformation of the Family Court record to correct any typographical errors that may appear therein.

On December 19, 1979, by order of the Honorable Matthew F. Coppola, Justice of the Family Court, the name of respondent in the order of filiation, Docket No. p-89-69, designated as “Dorsey McLeod” was changed to “Dossie McLeod”. Respondent thereafter served and filed a notice of appeal from said Family Court order reforming the record. However, no application staying the enforcement of the order was made. Accordingly, petitioner has renewed her motion to strike respondent’s verified answer.

Although the amended order of filiation establishing petitioner’s status declares the father to be “Dossie McLeod”, the affidavit of petitioner’s mother filed in support of the motion and who would testify at any hearing, states that the decedent “Dossie C. McLeod, Jr.” was the person who appeared in the. paternity proceedings in Family Court and was designated therein as “Dossie McLeod”.

In deciding the motion now before the court consideration must be given to the effect of EPTL 4-1.2 (subd [a], par [2]) as it relates to petitioner’s status as “a person interested” in decedent’s estate.

Petitioner was born on February 3, 1959. More than 10 years later paternity proceedings were commenced in Family Court, Westchester County, by Ethel Hudson on April 1, 1969. The proceeding was concluded with the signing of the afore-mentioned filiation order dated April 1, 1969 and amended on December 19, 1979.

The decedent died on October 19,1977. EPTL 4-1.2 (subd [a], par [2]), the statute governing an illegitimate child’s [1016] intestate right of inheritance from the illegitimate’s father then provided: “An illegitimate child is the legitimate child of his father so that he and his issue inherit from his father if a court of competent jurisdiction has, during the lifetime of the father, made an order of filiation declaring paternity in a proceeding instituted during the pregnancy of the mother or within two years from the birth of the child.”* (Emphasis supplied.)

This statutory scheme establishes a two-pronged test to be fulfilled before an illegitimate child can inherit from its father, namely, that there be a filiation order declaring paternity during the lifetime of the father and that the proceeding for such an order be instituted during the mother’s pregnancy or within two years from the birth of the child. While petitioner meets the first of these requirements, she clearly fails to satisfy the second requirement that the proceedings be initiated during the mother’s pregnancy or within two years of the child’s birth.

The issue to be decided is whether the failure to initiate paternity proceedings within the statutorily prescribed period bars an illegitimate child from inheriting from its father, notwithstanding the existence of a duly entered order of filiation declaring paternity.

For reasons discussed below, this court concludes that the failure to institute paternity proceedings within two years of petitioner’s birth does not deprive petitioner of her right to inherit from her father, the decedent herein.

The resolution of this issue necessarily involves a consideration of the constitutionality of EPTL 4-1.2 (subd [a], par [2]) which requires that filiation proceedings be initiated during the mother’s pregnancy or within two years of the birth of the child. While both the United States Supreme Court and the Court of Appeals of this State have generally affirmed the constitutionality of EPTL 4-1.2 (subd [a], par [2]) as it relates to the requirement of an order of filiation during the lifetime of the father (Lalli v Lalli, 439 US 259, affg Matter of Lalli, 43 NY2d 65) [1017] neither court addressed itself to the issue presented. Indeed, the Supreme Court of the United States and the New York Court of Appeals, both when the case was initially decided and on remand from the United States Supreme Court, specifically noted that they were passing upon the constitutionality of EPTL 4-1.2 to the extent it required a filiation order during the father’s lifetime and that they were not passing upon the constitutionality of the two-year limitation contained therein. (Lalli v Lalli, supra, pp 265-268, n 5; Matter of Lalli, supra, p 68, n 1; Matter of Lalli, 38 NY2d 77, 80; see, also, Matter of Fay, 44 NY2d 137; Matter of Harris, 98 Misc 2d 766.)

The courts of this State, in effectuating the stated legislative purpose of granting to illegitimates rights of inheritance “on a par with those enjoyed by legitimate children while protecting innocent adults and those rightfully interested in their estates from fraudulent claims of heirship” (Fourth Report of the Temporary State Commission on the Modernization, Revision and Simplification of the Law of Estates, NY Legis Doc, 1965, No. 19, p 199) have followed a consistent pattern of allowing an illegitimate, whose relationship to his father has been established by a filiation order, to inherit from the father. This is so regardless of the length of time between the child’s birth and the date the filiation order was entered. The only requirement under these decisions has been that the filiation order be entered during the father’s lifetime. (Matter of Harris, supra, p 769, and cases cited therein.)

In view of the liberality with which EPTL 4-1.2 has been construed in the past and in light of the above-stated legislative purpose, a literal and unyielding application of the two-year limitation, or any time limitation for that matter, would frustrate rather than further the original legislative intent to grant to illegitimates rights to inheritance “on a par with those enjoyed by legitimate children”.

Furthermore, it appears clear that strict adherence to the two-year limitation then stated in EPTL 4-1.2 would offend the equal protection clause of the Fourteenth Amendment of the United States Constitution.

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In re the Estate of McLeod, 105 Misc. 2d 1012, 430 N.Y.S.2d 782, 1980 N.Y. Misc. LEXIS 2612 (N.Y. Super. Ct. 1980).

105 Misc. 2d 1012 (In re the Estate of McLeod) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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