In re the Estate of Lindsay

136 Misc. 555, 241 N.Y.S. 513, 1930 N.Y. Misc. LEXIS 1218
CourtNew York Surrogate's Court
DecidedMarch 29, 1930
StatusPublished
Cited by13 cases

This text of 136 Misc. 555 (In re the Estate of Lindsay) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Lindsay, 136 Misc. 555, 241 N.Y.S. 513, 1930 N.Y. Misc. LEXIS 1218 (N.Y. Super. Ct. 1930).

Opinion

Foley, S.

This is an application by Virginia E. L. Copeland, the daughter of the testator, to reopen the probate proceeding and to set aside the decree admitting the will to probate, which was entered on the 10th day of December, 1924. Various grounds have been presented, among others: (1) Invalid service of the citation upon the petitioner, who, at the time of the original probate proceeding, was an infant about seventeen years of age; (2) fraud, alleged to have been practiced upon her and upon the court in the conduct of the probate proceeding; (3) newly-discovered evidence claimed as sufficient to invalidate the will by reason of the mental unsoundness of the testator and by the exercise of undue influence upon him by his widow. The application is denied upon all grounds.

Testimony was taken before me on the issue of the service of the citation, and it was conclusively established that the citation was duly and properly served upon the petitioner in accordance with the requirements of the Surrogate’s Court Act.

The consideration of the remaining grounds for vacating the decree involves the sufficiency of the affidavits and oral proof as tested by the rules laid down by the pertinent authorities which have dealt with the granting or denial of the relief sought in such applications. (Matter of Leslie, 175 App. Div. 108; Matter of Jackson, 134 Misc. 750; affd., 227 App. Div. 777; Matter of Elias, 222 id. 728.) In the Leslie Case (supra) the tests applicable were stated as follows: “ Ibis not open to any one, merely by asserting a nebulous claim to an estate, to ask that a solemn decree admitting a will to probate be vacated, and a long and expensive contest be entered upon. He must first show with some degree of probability that his claim is well founded and that, if afforded an opportunity, he will be able to substantiate it.”

The petitioner here became of age on July 27, 1928. This proceeding was begun by her one year less a day thereafter. In the meanwhile she had accepted certain benefits given to her under the will. Laches and estoppel have been urged against her by the respondent, but in my opinion do not bar her application. By reason of her status as an infant during the pendency of the probate proceeding, I have, during the course of the proceeding, given most careful consideration to the claims made by her and have granted every opportunity for the submission of supplemental affidavits and of oral testimony in her behalf. That procedure was required because of the established policy of the Surrogate’s Court to safeguard and protect the rights of infants.

After careful consideration of all the affidavits and testimony submitted, I find no evidence of fraud or imposition practiced upon [557]*557the petitioner or her guardian or upon the court. During the course of the probate proceeding a competent attorney acted as her special guardian. He had over twenty-five years’ experience in his profession and was a former judicial officer in the community. Before the admission of the will to probate, he conducted a careful examination of the attorney — the draftsman of the will — who was a subscribing witness. No objections were filed by him to the probate of the will, and in the light of the proofs on this application, none should have been filed.

Under our practice, the reopening of a probate decree is never justified because of the sole fact that the applicant may have been an infant or an incompetent at the time of the entry of the decree. The legal grounds for a vacatur, set forth in section 20, subdivision 6, of the Surrogate’s Court Act, must also be established, either fraud, newly-discovered evidence, clerical error or other sufficient cause. Under the provisions of that section the power to reopen a decree must be exercised only in a case where a court of general jurisdiction (the Supreme Court) exercises the same powers. There must also be shown to the satisfaction of the surrogate, as defined in Matter of Elias (222 App. Div. 728), “ facts sufficient to afford a substantial basis for contesting the will and reasonable probability of success to justify the opening of a decree admitting a will to probate ” (citing Matter of Leslie, supra). I have pointed out that in the present case there is no satisfactory evidence of fraud, imposition or misrepresentation by the widow, or any one representing her, in procuring the admission of the will to probate. Moreover, the alleged newly-discovered evidence is legally insufficient to authorize the opening of the decree. In view of this conclusion, the question as to whether the petitioner has met the second requirement of the decision in Matter of Leslie, that is, the probability of success if the proceeding be reopened, becomes relatively unimportant, but the consideration of the evidence, submitted by her, justifies discussion in this opinion because of the previous status of the petitioner as an infant.

It is claimed by the petitioner that her father, the testator, was of unsound mind at the time of the execution of the will, and that the instrument was procured by the undue influence of his widow, the stepmother of the petitioner. These contentions are not sustained by the proofs. Tested by the rules laid down by the leading cases in this State, the petitioner could not succeed in setting aside the will if a trial were had on either of these issues, with a record similar to that now before the surrogate.

The testator became seriously ill early in October, 1924, and was confined to his bed some days before the execution of the will. He [558]*558was taken to the hospital on November 4, 1924, and died there on November 14, 1924. He was between fifty and sixty years of age. He was a man of long business experience, thrifty in his financial affairs and successful in the accumulation of a moderate estate. The will was drawn by a reputable attorney of over thirty years’ standing and experience. He was a specialist in wills and estate matters. While he had not represented the testator previously in his professional capacity, he had been a friend for some years. There is evidence that he was selected by the testator. But in any event, there is no clear inference that he was chosen by the wife to procure the making of a will favorable to her. This attorney was examined as a witness before the surrogate. His testimony was convincing that he received the instructions of the testator as to the disposition of his estate from him alone, without foreign suggestion or influence; that while the testator at the time was in a weakened condition physically, his mind was clear. The will was drawn and executed on the same day — October 7, 1924. In the will the testator remembered his father with a gift of the income of a trust fund of $10,000. He made bequests of $3,000 to each of his two sisters. A trust fund of $10,000 was likewise created for the benefit of his infant daughter (the petitioner here). Under its terms it becomes payable absolutely to the daughter when she attains thirty-five years of age. His net estate, as fixed in the transfer tax proceeding, was approximately $160,000. The residue was left to the widow. She had been mariied to the testator for about five years. It is claimed that the relatively small bequest to the daughter is evidence that the will was unjust and was procured by improper influence. The law does not compel a testator to be just, nor to recognize natural claims upon his bounty. It did not compel the testator here to make a more adequate provision for his daughter, tested by her desires or by what some more indulgent father would do.

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Bluebook (online)
136 Misc. 555, 241 N.Y.S. 513, 1930 N.Y. Misc. LEXIS 1218, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-lindsay-nysurct-1930.